13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,183 holding rows worth $130,167,920,000.
- Accession
- 0001140361-13-042767
- Filer
- CIK 1000275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18,269 entries on the cover page, a total value of $130,167,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,167,920,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VULCAN MATLS CO COM | 929160109 | Stock | 110,300 | $5,715,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 110,000 | $5,710,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 828,928 | $5,703,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 89,897 | $5,701,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 458,245 | $5,677,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 601,565 | $5,643,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 204,241 | $5,639,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 192,042 | $5,639,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 148,197 | $5,628,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 177,185 | $5,625,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 243,315 | $5,614,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 168,651 | $5,605,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 152,717 | $5,605,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 172,577 | $5,588,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 181,307 | $5,587,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 200,040 | $5,585,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 627,946 | $5,582,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 54,291 | $5,563,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 276,200 | $5,560,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 281,339 | $5,554,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 103,373 | $5,553,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 215,037 | $5,550,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 345,378 | $5,537,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 135,000 | $5,520,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 741,773 | $5,518,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 90,077 | $5,505,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 476,100 | $5,475,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 68,838 | $5,471,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 100,000 | $5,467,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 5,348,000 | $5,453,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 73,276 | $5,425,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 72,025 | $5,421,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 222,567 | $5,419,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 113,400 | $5,399,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 108,161 | $5,398,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 49,020 | $5,397,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 187,700 | $5,392,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 167,443 | $5,377,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 51,500 | $5,375,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 486,545 | $5,367,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 65,439 | $5,366,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 283,797 | $5,359,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200,000 | $5,324,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 215,276 | $5,324,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 206,700 | $5,324,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 39,450 | $5,316,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 173,870 | $5,313,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 95,700 | $5,311,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 52,346 | $5,303,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 127,113 | $5,276,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 197,576 | $5,273,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 137,418 | $5,271,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 67,121 | $5,249,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 5,052,000 | $5,241,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 129,654 | $5,223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 169,723 | $5,217,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 253,890 | $5,211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 291,378 | $5,204,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 130,395 | $5,201,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 697,152 | $5,194,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 204,152 | $5,193,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 43,244 | $5,186,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 126,597 | $5,181,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 220,478 | $5,175,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 70,480 | $5,165,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100,665 | $5,159,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 82,639 | $5,148,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 5,003,000 | $5,137,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 40,000 | $5,132,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 105,837 | $5,129,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 112,630 | $5,123,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 43,127 | $5,120,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 97,995 | $5,120,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 70,000 | $5,112,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 263,000 | $5,110,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 350,498 | $5,100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 198,619 | $5,100,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 109,708 | $5,094,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 522,865 | $5,077,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 161,923 | $5,065,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 39,186 | $5,061,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 84,237 | $5,053,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 119,207 | $5,033,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 64,414 | $5,025,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 84,699 | $5,023,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 150,496 | $5,020,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 93,300 | $5,015,000 | thousands by filing date | call |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 176,187 | $4,993,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 122,786 | $4,933,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 126,875 | $4,927,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 44,000 | $4,910,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 112,810 | $4,909,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 70,545 | $4,904,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 80,835 | $4,901,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 625,503 | $4,894,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 234,893 | $4,888,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 127,649 | $4,885,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 134,484 | $4,871,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 241,041 | $4,857,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 183,398 | $4,843,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 124,299 | $4,841,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 127,300 | $4,822,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 70,000 | $4,812,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 68,700 | $4,802,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 140,177 | $4,800,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 36,699 | $4,797,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 72,612 | $4,781,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,272,425 | $4,772,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 57,782 | $4,763,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 173,815 | $4,758,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 108,131 | $4,738,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 328,559 | $4,731,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 110,763 | $4,721,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 350,552 | $4,715,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 76,404 | $4,712,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 87,216 | $4,703,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 42,675 | $4,687,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 96,267 | $4,683,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 456,543 | $4,670,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 169,277 | $4,668,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 266,000 | $4,663,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 43,187 | $4,662,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 255,000 | $4,661,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 143,907 | $4,655,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 725,148 | $4,648,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 170,216 | $4,636,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 227,492 | $4,625,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 613,944 | $4,616,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 48,776 | $4,607,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 55,227 | $4,606,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 75,035 | $4,593,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 185,400 | $4,589,000 | thousands by filing date | call |
| REGAL ENTMT GROUP | 758766109 | CL A | 241,697 | $4,588,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200,000 | $4,584,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 152,506 | $4,579,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 152,764 | $4,556,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 41,736 | $4,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 75,453 | $4,534,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 378,900 | $4,532,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 136,520 | $4,532,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 150,872 | $4,506,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 84,932 | $4,502,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 57,871 | $4,498,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 158,767 | $4,493,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 58,206 | $4,484,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 110,000 | $4,473,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 338,851 | $4,473,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 41,259 | $4,471,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 44,151 | $4,470,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 544,956 | $4,453,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,383 | $4,452,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 24,506 | $4,446,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 131,586 | $4,437,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 89,280 | $4,433,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 34,063 | $4,417,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 85,796 | $4,412,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 50,370 | $4,403,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 55,700 | $4,393,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 57,500 | $4,386,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 94,770 | $4,364,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 66,427 | $4,364,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 151,794 | $4,355,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 15,120 | $4,353,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 31,380 | $4,351,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 104,000 | $4,341,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 124,503 | $4,337,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50,000 | $4,335,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 362,738 | $4,330,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 78,006 | $4,304,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 144,300 | $4,302,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 68,912 | $4,301,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 326,892 | $4,299,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 89,302 | $4,297,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 130,750 | $4,294,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 148,581 | $4,293,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 86,297 | $4,286,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 116,667 | $4,284,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 302,359 | $4,269,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 274,050 | $4,264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 82,058 | $4,263,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 133,861 | $4,255,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 225,930 | $4,250,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 176,096 | $4,244,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 408,265 | $4,234,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 39,591 | $4,233,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 130,450 | $4,230,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 82,813 | $4,227,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 98,135 | $4,223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 79,473 | $4,216,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 3,950,000 | $4,204,000 | thousands by filing date | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 693,638 | $4,203,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 302,454 | $4,201,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 89,881 | $4,199,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 30,557 | $4,196,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 221,064 | $4,185,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 74,900 | $4,179,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 213,581 | $4,178,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 130,396 | $4,177,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 295,151 | $4,173,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 182,535 | $4,170,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 155,902 | $4,151,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 4,004,000 | $4,147,000 | thousands by filing date | principal |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 84,981 | $4,143,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 84,917 | $4,136,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 135,761 | $4,133,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 355,971 | $4,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 103,298 | $4,123,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 437,280 | $4,119,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 41,409 | $4,112,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 95,910 | $4,111,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 59,989 | $4,111,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 99,403 | $4,102,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 79,677 | $4,101,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 118,705 | $4,101,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 156,387 | $4,095,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 66,655 | $4,089,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 236,698 | $4,084,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 220,087 | $4,082,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 55,007 | $4,077,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 24,732 | $4,074,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50,000 | $4,070,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 225,297 | $4,064,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 98,939 | $4,050,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 144,688 | $4,046,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 215,507 | $4,041,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 259,139 | $4,038,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 80,969 | $4,019,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 87,604 | $4,019,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 242,399 | $4,014,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 461,867 | $3,990,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,000 | $3,980,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 89,881 | $3,977,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 181,047 | $3,974,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 190,587 | $3,972,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 50,000 | $3,968,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 75,352 | $3,963,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 51,852 | $3,956,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 341,064 | $3,943,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 87,609 | $3,936,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 393,077 | $3,931,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 40,000 | $3,927,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 194,340 | $3,910,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 150,000 | $3,903,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 179,854 | $3,892,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 131,632 | $3,890,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 68,000 | $3,882,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 63,600 | $3,882,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 90,900 | $3,881,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 54,385 | $3,878,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 132,559 | $3,875,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 126,562 | $3,863,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 158,922 | $3,861,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 605,513 | $3,858,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 64,061 | $3,856,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 900,000 | $3,848,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 139,072 | $3,848,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 88,414 | $3,834,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 128,178 | $3,827,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 269,364 | $3,827,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 51,712 | $3,826,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 60,701 | $3,823,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 85,200 | $3,817,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 102,272 | $3,816,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,752,000 | $3,803,000 | thousands by filing date | principal |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 51,000 | $3,787,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 104,396 | $3,780,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 52,399 | $3,770,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 263,293 | $3,752,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 137,000 | $3,744,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 59,031 | $3,739,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 102,079 | $3,717,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 164,870 | $3,716,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 74,838 | $3,705,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 132,544 | $3,701,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 488,569 | $3,693,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 501,443 | $3,692,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 65,400 | $3,691,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 90,500 | $3,680,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 107,252 | $3,674,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 48,795 | $3,673,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 134,943 | $3,666,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 47,000 | $3,661,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 172,471 | $3,660,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 165,014 | $3,659,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 300,031 | $3,652,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 406,536 | $3,651,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 93,401 | $3,644,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 47,308 | $3,642,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 57,295 | $3,640,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 91,570 | $3,634,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 62,534 | $3,633,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 143,242 | $3,620,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 151,025 | $3,620,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 76,723 | $3,606,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 54,927 | $3,600,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 135,900 | $3,597,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 34,757 | $3,595,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 471,718 | $3,590,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 44,793 | $3,587,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 268,216 | $3,581,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 53,500 | $3,579,000 | thousands by filing date | call |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 134,688 | $3,554,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 385,371 | $3,538,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 826,156 | $3,532,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 49,407 | $3,513,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 305,419 | $3,512,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 217,955 | $3,511,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 162,304 | $3,496,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 188,750 | $3,483,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 50,000 | $3,482,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 105,000 | $3,473,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 60,000 | $3,469,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 235,649 | $3,466,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 45,996 | $3,459,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 312,664 | $3,455,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 54,553 | $3,449,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 114,798 | $3,436,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 97,401 | $3,434,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 101,453 | $3,425,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,066,498 | $3,423,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 111,100 | $3,422,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 64,900 | $3,418,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100,000 | $3,415,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 81,096 | $3,411,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 205,865 | $3,397,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 97,100 | $3,397,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 70,000 | $3,396,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 452,427 | $3,388,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 284,752 | $3,383,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $3,382,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 71,714 | $3,381,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 873,782 | $3,373,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,458,000 | $3,368,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 122,103 | $3,365,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 52,400 | $3,365,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 288,101 | $3,365,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 69,674 | $3,360,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 115,095 | $3,359,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 25,058 | $3,354,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 42,000 | $3,353,000 | thousands by filing date | call |
| Powershares ETF KBW Insurance | 73936q777 | COM | 91,227 | $3,331,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 77,594 | $3,329,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 122,282 | $3,325,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 770,333 | $3,321,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 42,828 | $3,309,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 30,582 | $3,303,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 78,218 | $3,295,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 63,515 | $3,287,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 107,202 | $3,285,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 79,901 | $3,283,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 83,768 | $3,278,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 96,000 | $3,278,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 255,973 | $3,277,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 44,496 | $3,276,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 53,869 | $3,273,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 119,301 | $3,272,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 114,200 | $3,270,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 234,512 | $3,266,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 72,214 | $3,264,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 56,229 | $3,264,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 39,838 | $3,252,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 233,100 | $3,247,000 | thousands by filing date | put |
| MAKO SURGICAL CORP | 560879108 | COM | 110,000 | $3,246,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 106,332 | $3,246,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 177,400 | $3,243,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 168,127 | $3,238,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 40,604 | $3,230,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 23,276 | $3,228,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 70,868 | $3,220,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 77,525 | $3,217,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 73,401 | $3,217,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 25,692 | $3,216,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 100,450 | $3,214,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 55,646 | $3,214,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 70,000 | $3,212,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 45,000 | $3,209,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 100,441 | $3,208,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 119,359 | $3,207,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 105,556 | $3,205,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 99,800 | $3,198,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 169,850 | $3,194,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 92,519 | $3,191,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 44,137 | $3,185,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 248,006 | $3,175,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 32,552 | $3,175,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 330,262 | $3,174,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 168,186 | $3,160,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 158,217 | $3,160,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 199,900 | $3,158,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 48,335 | $3,154,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 57,937 | $3,151,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 56,352 | $3,150,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 93,678 | $3,149,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 194,825 | $3,130,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 144,300 | $3,127,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 32,616 | $3,123,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 51,891 | $3,120,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 122,300 | $3,118,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 73,001 | $3,117,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 97,870 | $3,115,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 133,453 | $3,114,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 30,013 | $3,110,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 248,177 | $3,110,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 21,386 | $3,108,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 216,217 | $3,108,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 34,956 | $3,106,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 55,009 | $3,104,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 52,006 | $3,099,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 65,689 | $3,094,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 50,670 | $3,086,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 456,333 | $3,076,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 99,500 | $3,074,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 57,200 | $3,069,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 38,299 | $3,067,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 149,570 | $3,066,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 82,270 | $3,062,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 58,823 | $3,055,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 88,383 | $3,050,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 132,610 | $3,032,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 133,242 | $3,028,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 90,351 | $3,013,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 51,718 | $3,012,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 99,740 | $3,007,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 96,949 | $3,006,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 98,910 | $2,997,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 204,984 | $2,991,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 168,834 | $2,984,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 49,367 | $2,982,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 150,000 | $2,972,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 50,100 | $2,970,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 147,361 | $2,944,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 222,790 | $2,936,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 117,300 | $2,934,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 46,558 | $2,931,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 78,847 | $2,928,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 62,181 | $2,927,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 80,649 | $2,927,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 15,900 | $2,920,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 184,866 | $2,918,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 40,220 | $2,909,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 57,249 | $2,907,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 158,892 | $2,905,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 71,060 | $2,900,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 38,252 | $2,900,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 129,601 | $2,896,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 251,600 | $2,894,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 45,000 | $2,881,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 174,225 | $2,875,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 394,804 | $2,874,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 58,355 | $2,872,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 11,033 | $2,869,000 | thousands by filing date | principal |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,234,707 | $2,865,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 59,845 | $2,860,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 108,285 | $2,858,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 83,435 | $2,848,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 105,900 | $2,843,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 66,382 | $2,843,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 56,685 | $2,842,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 36,234 | $2,834,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 161,332 | $2,830,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 30,779 | $2,828,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 323,718 | $2,825,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 44,817 | $2,825,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 30,882 | $2,824,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 72,677 | $2,821,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 124,133 | $2,819,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 38,604 | $2,816,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 71,511 | $2,811,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 49,761 | $2,810,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 34,000 | $2,807,000 | thousands by filing date | call |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 100,834 | $2,805,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 21,000 | $2,790,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 253,281 | $2,789,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 92,804 | $2,787,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 47,700 | $2,787,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 35,000 | $2,781,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 109,258 | $2,780,000 | thousands by filing date | principal |
| AFFORDABLE RESIDENTIAL CMNTY | 00828UAB9 | BOND | 2,000,000 | $2,766,000 | thousands by filing date | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 37,850 | $2,762,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 65,700 | $2,760,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 43,924 | $2,752,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 56,093 | $2,752,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 59,549 | $2,748,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 70,379 | $2,742,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 200,000 | $2,734,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 261,471 | $2,732,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 94,916 | $2,732,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 25,664 | $2,725,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 50,048 | $2,725,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 1,689,176 | $2,719,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 55,115 | $2,714,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 95,354 | $2,713,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 63,045 | $2,699,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 30,927 | $2,698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 59,849 | $2,691,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 133,974 | $2,689,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 170,691 | $2,682,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 79,747 | $2,680,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 330,000 | $2,680,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 49,912 | $2,680,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042767 | this filing | 2013-11-14 | acceptance time not in the bulk data set |