13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,187 holding rows worth $100,516,594,000.
- Accession
- 0001140361-13-042250
- Filer
- CIK 824468
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,372 entries on the cover page, a total value of $100,516,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,516,594,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,705,000 | $1,765,000 | thousands by filing date | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 59,142 | $1,760,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 56,906 | $1,758,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 62,214 | $1,755,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 30,000 | $1,751,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 51,301 | $1,746,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 286,252 | $1,746,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 146,569 | $1,744,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 92,145 | $1,743,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 67,365 | $1,742,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 58,721 | $1,741,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 14,521 | $1,741,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 399,087 | $1,740,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 74,108 | $1,740,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 69,794 | $1,737,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 112,262 | $1,737,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 65,387 | $1,730,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 73,823 | $1,726,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,300,000 | $1,725,000 | thousands by filing date | principal |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 129,095 | $1,723,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,600,000 | $1,723,000 | thousands by filing date | principal |
| LIFE TIME FITNESS INC | 53217R207 | COM | 33,460 | $1,722,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 39,612 | $1,721,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 96,107 | $1,718,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 44,933 | $1,715,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 28,363 | $1,709,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 62,797 | $1,708,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 36,341 | $1,706,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 37,450 | $1,706,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 30,419 | $1,705,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 36,566 | $1,704,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 121,369 | $1,703,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 107,008 | $1,702,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 150,801 | $1,700,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,610,000 | $1,697,000 | thousands by filing date | principal |
| PACWEST BANCORP DEL | 695263103 | COM | 49,357 | $1,693,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 1,315,000 | $1,692,000 | thousands by filing date | principal |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 82,636 | $1,692,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,160,000 | $1,690,000 | thousands by filing date | principal |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 45,800 | $1,685,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 64,590 | $1,685,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 49,633 | $1,684,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 21,243 | $1,683,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 166,812 | $1,683,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 78,147 | $1,682,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 271,366 | $1,682,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 94,116 | $1,681,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 29,207 | $1,681,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 72,723 | $1,680,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,000 | $1,677,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 117,433 | $1,677,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 58,167 | $1,672,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,021 | $1,669,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 167,975 | $1,664,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 72,216 | $1,661,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 252,623 | $1,657,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 126,289 | $1,657,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,725,000 | $1,654,000 | thousands by filing date | principal |
| POLYPORE INTL INC | 73179V103 | COM | 40,356 | $1,653,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 18,824 | $1,653,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 43,972 | $1,651,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 119,840 | $1,649,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 282,684 | $1,645,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 143,000 | $1,645,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 93,819 | $1,642,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 81,506 | $1,639,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 40,580 | $1,637,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 51,433 | $1,634,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 55,100 | $1,633,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 32,729 | $1,627,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 118,267 | $1,626,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 199,289 | $1,626,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 1,230,000 | $1,625,000 | thousands by filing date | principal |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 31,910 | $1,624,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 32,509 | $1,621,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 104,971 | $1,620,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 69,303 | $1,617,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 326,387 | $1,616,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 33,380 | $1,613,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 94,714 | $1,611,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 102,776 | $1,610,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 45,251 | $1,610,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 45,246 | $1,609,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 103,819 | $1,605,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 51,746 | $1,604,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,000 | $1,603,000 | thousands by filing date | put |
| EMERITUS CORP | 291005106 | COMMON STOCK | 86,377 | $1,601,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 25,201 | $1,597,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 128,650 | $1,597,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 50,174 | $1,593,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 167,242 | $1,590,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 38,714 | $1,590,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 89,545 | $1,590,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 64,849 | $1,589,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 66,911 | $1,588,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,000 | $1,585,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 48,963 | $1,585,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 511,109 | $1,584,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 110,537 | $1,582,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 93,308 | $1,581,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 43,462 | $1,577,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 65,620 | $1,576,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 102,781 | $1,570,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 25,561 | $1,568,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 23,150 | $1,567,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 20,000 | $1,566,000 | thousands by filing date | call |
| BANCORPSOUTH INC | 059692103 | COM | 78,537 | $1,566,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 55,468 | $1,565,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 73,912 | $1,563,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 111,276 | $1,556,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 49,114 | $1,555,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 82,812 | $1,554,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 24,190 | $1,553,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 122,535 | $1,551,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 29,073 | $1,545,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 41,006 | $1,544,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,400,000 | $1,544,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 56,964 | $1,543,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 38,984 | $1,541,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 130,293 | $1,539,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 37,563 | $1,538,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 31,980 | $1,537,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 270,163 | $1,534,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 33,770 | $1,528,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 17,023 | $1,526,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 61,762 | $1,524,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 58,943 | $1,518,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,000 | $1,516,000 | thousands by filing date | call |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 1,550,000 | $1,515,000 | thousands by filing date | principal |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 36,061 | $1,514,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 38,833 | $1,514,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 49,406 | $1,511,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 45,931 | $1,511,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 128,420 | $1,511,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,082 | $1,510,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 96,164 | $1,508,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 79,701 | $1,500,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 59,599 | $1,494,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 31,753 | $1,493,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 186,997 | $1,490,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,500 | $1,488,000 | thousands by filing date | put |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 141,437 | $1,488,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 147,904 | $1,486,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 61,022 | $1,486,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 9,939 | $1,485,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 39,947 | $1,483,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43,163 | $1,479,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 187,854 | $1,474,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 84,373 | $1,468,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 31,693 | $1,466,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 111,024 | $1,466,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 39,487 | $1,465,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 47,975 | $1,464,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 38,077 | $1,463,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 83,891 | $1,460,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 95,601 | $1,458,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 78,457 | $1,455,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 22,394 | $1,451,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 765,000 | $1,451,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 166,972 | $1,449,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 277,721 | $1,447,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 176,870 | $1,446,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 55,000 | $1,445,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 89,654 | $1,444,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 71,887 | $1,443,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 16,444 | $1,438,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 76,415 | $1,437,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 17,500 | $1,435,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 85,469 | $1,434,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 135,550 | $1,430,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 46,728 | $1,429,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 525,893 | $1,425,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 11,562 | $1,422,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,190,000 | $1,419,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764103 | COM | 35,000 | $1,419,000 | thousands by filing date | put |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 54,443 | $1,418,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,250,000 | $1,417,000 | thousands by filing date | principal |
| SELECTIVE INS GROUP INC | 816300107 | COM | 57,732 | $1,415,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 86,839 | $1,414,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 44,103 | $1,413,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 549,923 | $1,413,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 12,797 | $1,411,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 86,883 | $1,409,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 37,233 | $1,409,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 154,635 | $1,408,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 43,615 | $1,406,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 74,495 | $1,405,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 32,494 | $1,404,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 269,080 | $1,404,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 52,404 | $1,404,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 52,642 | $1,403,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 79,291 | $1,403,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 33,522 | $1,403,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 124,442 | $1,402,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 14,662 | $1,399,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 55,830 | $1,399,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 180,230 | $1,398,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 76,150 | $1,397,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 45,849 | $1,392,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 114,947 | $1,388,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 78,570 | $1,385,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 60,953 | $1,384,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 38,848 | $1,383,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 79,089 | $1,383,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 50,273 | $1,382,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 45,571 | $1,381,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 6,702 | $1,379,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 53,298 | $1,379,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 18,856 | $1,376,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 90,685 | $1,376,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 31,300 | $1,370,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 20,216 | $1,369,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 22,832 | $1,368,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,000 | $1,366,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 17,236 | $1,363,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 105,143 | $1,360,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 41,334 | $1,359,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 38,800 | $1,357,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 100,930 | $1,356,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,200,000 | $1,355,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 1,240,000 | $1,351,000 | thousands by filing date | principal |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 31,728 | $1,350,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 21,638 | $1,349,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14,992 | $1,348,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 33,793 | $1,346,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 25,286 | $1,345,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 55,520 | $1,345,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 26,872 | $1,343,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 70,887 | $1,343,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 53,912 | $1,342,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 1,095,000 | $1,342,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 92,215 | $1,339,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 700,000 | $1,339,000 | thousands by filing date | principal |
| ARUBA NETWORKS INC | 043176106 | COM | 80,400 | $1,338,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 47,811 | $1,336,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 179,761 | $1,336,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 104,341 | $1,329,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 90,461 | $1,328,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 29,146 | $1,327,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 20,000 | $1,325,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 234,596 | $1,323,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 33,498 | $1,317,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 23,816 | $1,314,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 71,150 | $1,312,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 221,129 | $1,312,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 40,974 | $1,311,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 139,400 | $1,310,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 32,032 | $1,308,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 574,214 | $1,305,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 84,120 | $1,302,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 25,089 | $1,302,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 16,969 | $1,296,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 18,503 | $1,295,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 142,043 | $1,293,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 125,649 | $1,293,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 329,184 | $1,293,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 29,107 | $1,288,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 79,193 | $1,287,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 26,432 | $1,282,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 66,600 | $1,282,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 71,897 | $1,281,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 378,630 | $1,280,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 157,411 | $1,273,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 19,108 | $1,270,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 27,332 | $1,269,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 75,525 | $1,269,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 23,078 | $1,267,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 41,916 | $1,264,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 15,454 | $1,261,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 198,489 | $1,260,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 233,615 | $1,259,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 159,485 | $1,258,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 219,800 | $1,253,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 18,787 | $1,246,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 63,248 | $1,245,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 126,860 | $1,245,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 51,629 | $1,239,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 131,255 | $1,237,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 82,212 | $1,232,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 191,481 | $1,228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 61,700 | $1,228,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 74,306 | $1,227,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 47,124 | $1,224,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 315,100 | $1,221,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 19,616 | $1,220,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 63,114 | $1,220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 19,891 | $1,218,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 45,300 | $1,218,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 132,402 | $1,217,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 35,714 | $1,217,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 88,354 | $1,215,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 1,320,000 | $1,213,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133B409 | COM | 33,592 | $1,213,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 247,242 | $1,211,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 30,076 | $1,210,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 134,510 | $1,209,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 91,462 | $1,207,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 127,085 | $1,205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 41,511 | $1,205,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 55,185 | $1,202,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 52,022 | $1,199,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 29,626 | $1,195,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 167,756 | $1,194,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 43,947 | $1,194,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 28,435 | $1,194,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 21,757 | $1,192,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 285,123 | $1,191,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 229,567 | $1,190,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 167,872 | $1,190,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 28,760 | $1,186,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 159,273 | $1,185,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 785,000 | $1,185,000 | thousands by filing date | principal |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 55,829 | $1,184,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,661 | $1,184,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 28,202 | $1,184,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 43,297 | $1,183,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 19,889 | $1,183,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 1,121,000 | $1,182,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 126,290 | $1,181,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 18,300 | $1,177,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 4,113 | $1,177,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 31,640 | $1,176,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 80,970 | $1,173,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 29,470 | $1,170,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 196,994 | $1,170,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 30,649 | $1,169,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 14,118 | $1,167,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 31,712 | $1,164,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 59,433 | $1,163,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 32,910 | $1,162,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 79,153 | $1,159,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 14,981 | $1,158,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 41,349 | $1,157,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 36,048 | $1,155,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 106,542 | $1,152,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 214,929 | $1,148,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 10,024 | $1,147,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 82,089 | $1,146,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 228,232 | $1,145,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 68,821 | $1,144,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 164,761 | $1,144,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 1,195,000 | $1,143,000 | thousands by filing date | principal |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 41,428 | $1,141,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 34,559 | $1,140,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 20,153 | $1,140,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 16,754 | $1,138,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 15,654 | $1,138,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 42,205 | $1,137,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 30,743 | $1,136,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 40,491 | $1,134,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 42,803 | $1,134,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 30,000 | $1,133,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 8,140 | $1,132,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 49,252 | $1,131,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 72,450 | $1,130,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 23,324 | $1,130,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,398 | $1,127,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 274,035 | $1,127,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 19,089 | $1,124,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 30,145 | $1,123,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 1,105,000 | $1,122,000 | thousands by filing date | principal |
| MGE ENERGY INC | 55277P104 | COM | 20,531 | $1,121,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 50,200 | $1,121,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 19,038 | $1,120,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 97,459 | $1,119,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 111,022 | $1,118,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 410,596 | $1,117,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 164,122 | $1,116,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 58,030 | $1,115,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 214,025 | $1,113,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 62,674 | $1,112,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 99,707 | $1,112,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 600,000 | $1,109,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 258,517 | $1,106,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 88,792 | $1,106,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 42,656 | $1,104,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 177,749 | $1,102,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 35,303 | $1,100,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 46,461 | $1,098,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 61,282 | $1,097,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 87,405 | $1,096,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 77,315 | $1,096,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 21,000 | $1,090,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,115 | $1,089,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 138,434 | $1,086,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 93,110 | $1,085,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 52,433 | $1,084,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 144,395 | $1,084,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 61,117 | $1,083,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 17,124 | $1,083,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 50,000 | $1,082,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 30,763 | $1,082,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 55,075 | $1,081,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 54,442 | $1,080,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 23,387 | $1,073,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 66,548 | $1,071,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 47,637 | $1,071,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 26,844 | $1,070,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 33,104 | $1,070,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 43,606 | $1,069,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 10,228 | $1,068,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 44,909 | $1,064,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 29,781 | $1,063,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 314,940 | $1,062,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 39,838 | $1,060,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 39,971 | $1,059,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 18,827 | $1,057,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 39,745 | $1,056,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 24,403 | $1,055,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 20,078 | $1,054,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 65,555 | $1,054,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 200,000 | $1,054,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 84,211 | $1,053,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 73,178 | $1,052,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 144,450 | $1,052,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 150,003 | $1,049,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 149,214 | $1,049,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 49,441 | $1,048,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 27,839 | $1,047,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 41,609 | $1,044,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 36,298 | $1,043,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 85,930 | $1,043,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 26,266 | $1,043,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 74,500 | $1,042,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 63,176 | $1,042,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 40,100 | $1,041,000 | thousands by filing date | put |
| EXCEL TR INC | 30068C109 | COM | 86,712 | $1,041,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 39,425 | $1,040,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,929 | $1,032,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 155,371 | $1,031,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 23,554 | $1,031,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 34,379 | $1,030,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 94,227 | $1,030,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 136,084 | $1,029,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 82,290 | $1,026,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 300,000 | $1,023,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 40,529 | $1,022,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 50,600 | $1,020,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 115,990 | $1,020,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 20,152 | $1,019,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 33,547 | $1,019,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 179,173 | $1,019,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 91,840 | $1,018,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 33,649 | $1,018,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 50,895 | $1,018,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 36,367 | $1,017,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 15,746 | $1,014,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 122,225 | $1,013,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 18,863 | $1,013,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 58,825 | $1,013,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 29,794 | $1,011,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 42,408 | $1,010,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 51,849 | $1,009,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 50,216 | $1,009,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 25,000 | $1,009,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 83,633 | $1,007,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP | G0440W100 | COM | 100,000 | $1,007,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 20,453 | $1,006,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 75,485 | $1,006,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 56,771 | $1,005,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 26,055 | $1,003,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 109,113 | $1,002,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 870,000 | $1,001,000 | thousands by filing date | principal |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 35,118 | $1,000,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 68,970 | $1,000,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 37,773 | $1,000,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 38,411 | $1,000,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 59,165 | $998,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 91,201 | $993,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 37,013 | $992,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 14,951 | $991,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 1,037,000 | $990,000 | thousands by filing date | principal |
| STAMPS COM INC | 852857200 | COM NEW | 21,525 | $989,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 23,078 | $989,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 29,797 | $989,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 100,100 | $986,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 17,042 | $984,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 24,931 | $983,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 68,114 | $983,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 49,704 | $979,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 87,200 | $978,000 | thousands by filing date | put |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,311,716 | $973,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 28,161 | $972,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 40,000 | $972,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 113,417 | $970,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 22,674 | $967,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 65,475 | $966,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 13,797 | $964,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 48,849 | $964,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 44,432 | $962,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 34,272 | $960,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 22,918 | $960,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 35,218 | $960,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 220,000 | $960,000 | thousands by filing date | principal |
| MICREL INC | 594793101 | COM | 105,310 | $959,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,211 | $956,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 39,442 | $954,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 44,389 | $953,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 81,954 | $951,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,280 | $951,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042250 | this filing | 2013-11-13 | acceptance time not in the bulk data set |