13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,187 holding rows worth $100,516,594,000.
- Accession
- 0001140361-13-042250
- Filer
- CIK 824468
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,372 entries on the cover page, a total value of $100,516,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,516,594,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 40,240 | $949,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 39,898 | $949,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 26,372 | $948,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 43,871 | $948,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 24,138 | $947,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 159,145 | $947,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 16,148 | $946,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 79,753 | $946,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 34,372 | $946,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 56,197 | $945,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 104,197 | $944,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 31,674 | $943,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 40,910 | $942,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 44,594 | $941,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 20,096 | $938,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 72,780 | $938,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 20,899 | $938,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 918,000 | $937,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 111,692 | $936,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 35,124 | $932,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,300 | $928,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 266,845 | $926,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 18,670 | $925,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,470 | $925,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 61,176 | $924,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 83,322 | $924,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 55,258 | $924,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 23,518 | $922,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 274,316 | $922,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 67,172 | $921,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 86,733 | $921,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 26,775 | $921,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 39,580 | $920,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 126,237 | $919,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 58,789 | $919,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 28,307 | $919,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 55,072 | $917,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 25,259 | $916,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 106,439 | $915,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 59,311 | $914,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 42,856 | $913,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,351 | $912,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 25,000 | $912,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 163,537 | $909,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 204,936 | $908,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,100 | $907,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 20,000 | $907,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 31,598 | $906,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 23,716 | $905,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 83,884 | $904,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 92,573 | $902,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 30,000 | $901,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 80,477 | $900,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 19,247 | $900,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 31,368 | $900,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 13,707 | $899,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 12,389 | $898,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 41,934 | $898,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 37,401 | $897,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 45,897 | $896,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 13,372 | $895,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 57,178 | $893,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 15,820 | $892,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 29,921 | $886,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 24,880 | $884,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 23,070 | $879,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 13,435 | $878,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 24,505 | $877,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 57,854 | $876,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 50,722 | $876,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 87,953 | $876,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 144,055 | $875,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 36,774 | $875,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 51,604 | $869,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 89,232 | $868,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 186,648 | $868,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 38,100 | $863,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 26,288 | $860,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 16,809 | $858,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 30,855 | $857,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 319,225 | $853,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 23,635 | $852,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 189,328 | $852,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 18,634 | $851,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 134,970 | $851,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 28,861 | $850,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 18,882 | $848,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 57,442 | $847,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 31,420 | $846,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 42,640 | $843,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 22,550 | $842,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 26,270 | $842,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 83,347 | $841,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 152,113 | $840,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 117,986 | $840,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 29,819 | $840,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 13,100 | $839,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 28,612 | $839,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 48,131 | $835,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 42,276 | $835,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 106,756 | $834,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 22,200 | $833,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 8,410 | $831,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 20,020 | $831,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 44,509 | $831,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 33,820 | $830,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,900 | $830,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 135,870 | $830,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 26,888 | $829,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 24,914 | $828,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21,870 | $827,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 7,973 | $826,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 48,900 | $826,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 144,898 | $826,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 262,742 | $825,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 9,732 | $824,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 158,666 | $824,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 52,490 | $823,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 25,011 | $822,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 19,262 | $820,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 52,439 | $818,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 39,496 | $817,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 42,839 | $816,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 90,036 | $816,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,000 | $815,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 413,954 | $815,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,700 | $812,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 22,900 | $811,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 11,943 | $811,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 41,757 | $811,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 97,160 | $811,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 36,650 | $809,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 71,327 | $807,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 57,628 | $807,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 26,631 | $806,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 44,735 | $803,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 39,999 | $802,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,587 | $801,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 15,984 | $801,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 30,437 | $801,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 124,370 | $797,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 179,877 | $794,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 13,266 | $793,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 52,016 | $791,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 16,381 | $791,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 130,738 | $790,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 58,090 | $789,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 12,936 | $788,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 34,480 | $787,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 53,662 | $786,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 36,514 | $786,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 27,370 | $784,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 39,488 | $784,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 47,577 | $784,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 36,517 | $782,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 111,469 | $781,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 19,193 | $780,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 35,381 | $780,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 184,122 | $778,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 12,873 | $777,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 281,879 | $775,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 40,828 | $775,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,998 | $774,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 59,227 | $773,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 24,500 | $773,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 33,809 | $771,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 12,978 | $770,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 89,904 | $768,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,664 | $767,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 21,458 | $767,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 95,015 | $767,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 23,741 | $766,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 53,684 | $766,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 8,736 | $764,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 13,241 | $764,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 727,000 | $761,000 | thousands by filing date | principal |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 62,947 | $759,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 16,485 | $759,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 24,357 | $757,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 44,011 | $757,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 15,667 | $757,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 6,027 | $755,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 57,637 | $752,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 42,412 | $752,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 26,499 | $750,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 199,684 | $750,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 31,915 | $749,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 9,227 | $749,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 25,153 | $748,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 122,544 | $746,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 7,001 | $743,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 59,196 | $742,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 27,679 | $742,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 32,152 | $742,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 45,996 | $741,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 311,417 | $741,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 456,669 | $740,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 97,389 | $739,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 56,535 | $739,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 145,287 | $737,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 45,543 | $736,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 54,305 | $735,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,900 | $734,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 65,208 | $734,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 36,617 | $734,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 28,787 | $733,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 23,185 | $732,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 58,820 | $732,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 9,447 | $731,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 22,027 | $731,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 73,021 | $730,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,200 | $729,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 39,705 | $729,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 99,308 | $728,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 38,618 | $728,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 22,457 | $727,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,902 | $727,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,945 | $726,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 600,000 | $724,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 40,359 | $722,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 11,855 | $720,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,971 | $720,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 26,719 | $720,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 96,248 | $719,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 13,876 | $718,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 9,451 | $718,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 59,360 | $718,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 46,249 | $716,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,974 | $716,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 237,369 | $716,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 39,108 | $716,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 36,425 | $714,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 29,621 | $714,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 26,409 | $714,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 53,319 | $713,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 133,216 | $713,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 23,098 | $712,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,537 | $712,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 105,586 | $710,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 28,726 | $710,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 31,151 | $710,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 28,244 | $709,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 28,037 | $709,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 62,143 | $709,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 90,388 | $706,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,381 | $703,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 37,877 | $703,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 114,591 | $703,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 25,390 | $703,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 116,872 | $701,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 51,300 | $700,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 13,500 | $699,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 14,248 | $699,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 12,662 | $698,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 33,284 | $698,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 45,616 | $697,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 43,935 | $697,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 28,140 | $696,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 25,970 | $696,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 37,678 | $695,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 53,604 | $693,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 7,973 | $692,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 36,251 | $691,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 18,674 | $690,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 10,613 | $689,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 18,185 | $688,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 31,995 | $688,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 174,027 | $687,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,699 | $685,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,998 | $685,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 39,170 | $684,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 32,100 | $684,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 34,829 | $684,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 53,518 | $683,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 37,500 | $683,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 72,816 | $683,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 37,870 | $683,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 19,247 | $682,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 28,052 | $682,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 40,884 | $682,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 122,211 | $681,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 18,274 | $679,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 45,738 | $678,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 67,235 | $678,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 41,037 | $678,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 53,834 | $678,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 79,700 | $677,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 46,000 | $677,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 50,572 | $676,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,186 | $676,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 300,000 | $675,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 25,109 | $674,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 107,830 | $671,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 23,650 | $670,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 30,865 | $669,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 34,413 | $669,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 44,932 | $669,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 141,943 | $669,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 19,576 | $668,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 34,637 | $668,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 63,588 | $667,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 72,058 | $667,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 16,879 | $665,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 250,000 | $665,000 | thousands by filing date | principal |
| Q | 74876Y101 | Stock | 14,814 | $665,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 10,612 | $664,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 60,424 | $664,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 15,239 | $664,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 39,703 | $663,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 21,957 | $662,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 9,381 | $661,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 38,147 | $661,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 308,438 | $660,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 17,502 | $658,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 26,888 | $658,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 95,755 | $657,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 29,998 | $657,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,794 | $656,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 45,460 | $655,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 18,924 | $655,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 39,476 | $653,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 26,913 | $652,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 110,546 | $651,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 52,654 | $651,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 22,036 | $650,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 27,789 | $650,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 10,463 | $649,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,308 | $649,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $649,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,828 | $648,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 19,852 | $648,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,500 | $642,000 | thousands by filing date | put |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,512 | $640,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 85,598 | $640,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 16,860 | $638,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 15,824 | $637,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 5,100 | $637,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 14,200 | $636,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 7,827 | $636,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 35,745 | $636,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,732 | $635,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 97,936 | $635,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 11,117 | $634,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 20,133 | $633,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 19,899 | $633,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 30,728 | $632,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 38,114 | $632,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 44,753 | $632,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 21,580 | $631,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,383 | $630,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 21,926 | $629,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 13,116 | $629,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 18,070 | $628,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 27,328 | $627,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 430,000 | $627,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 12,900 | $626,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 34,593 | $625,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 26,836 | $624,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 24,554 | $623,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,586 | $621,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 10,118 | $620,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 15,702 | $620,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 43,242 | $620,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 676,000 | $618,000 | thousands by filing date | principal |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 37,080 | $615,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,096 | $615,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 34,422 | $613,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 93,004 | $613,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 36,373 | $613,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 625,000 | $612,000 | thousands by filing date | principal |
| ERA GROUP INC | 26885G109 | COM | 22,483 | $611,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 77,661 | $610,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,150 | $607,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 31,392 | $607,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 12,235 | $606,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 32,134 | $606,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 37,252 | $606,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,851 | $605,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 23,642 | $603,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 60,855 | $603,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 18,854 | $602,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 20,251 | $601,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,972 | $600,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,910 | $597,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 42,071 | $597,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 610,000 | $597,000 | thousands by filing date | principal |
| ASTRONICS CORP COM | 046433108 | Stock | 12,001 | $596,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,839 | $594,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 20,306 | $594,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 62,994 | $593,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 11,476 | $593,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,282 | $592,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 269,009 | $592,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 82,114 | $592,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 52,296 | $590,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 31,263 | $588,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 88,680 | $587,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 200,057 | $586,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 48,251 | $585,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 20,552 | $585,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 7,200 | $584,000 | thousands by filing date | put |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 9,256 | $584,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,354 | $581,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 566,000 | $579,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 35,875 | $578,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 19,354 | $577,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 34,860 | $577,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 52,098 | $577,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 28,784 | $576,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 47,580 | $576,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 12,371 | $575,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 50,000 | $575,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 35,885 | $575,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 7,833 | $575,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 62,547 | $574,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 49,962 | $573,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 31,894 | $573,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 48,409 | $571,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 35,566 | $571,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 16,225 | $568,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 61,042 | $568,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 23,801 | $566,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 21,329 | $566,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 29,144 | $565,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 41,077 | $564,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 32,156 | $563,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,561 | $562,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,914 | $561,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 35,850 | $560,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 184,346 | $560,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 15,516 | $560,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 29,942 | $560,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 41,311 | $559,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 57,828 | $558,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 13,607 | $557,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 21,814 | $557,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 18,269 | $556,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 78,693 | $556,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 37,280 | $556,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,554 | $554,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 19,103 | $553,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 36,367 | $553,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 96,763 | $551,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 41,570 | $549,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32,060 | $547,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,000 | $545,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 37,268 | $545,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 164,053 | $545,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 8,745 | $545,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 172,541 | $544,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 73,002 | $543,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,389 | $541,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 57,639 | $541,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 25,777 | $540,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 32,843 | $540,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 61,541 | $537,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 25,864 | $537,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 73,500 | $537,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 14,571 | $535,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 41,161 | $535,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,805 | $533,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 25,921 | $533,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 22,310 | $531,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 18,413 | $530,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,000 | $530,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 44,644 | $529,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 55,496 | $529,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 39,006 | $527,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,100 | $525,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 25,131 | $525,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 31,575 | $522,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 40,183 | $522,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 128,495 | $522,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 15,447 | $521,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 16,893 | $521,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 18,467 | $521,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 24,866 | $521,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 22,315 | $520,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 9,953 | $520,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 8,713 | $519,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 71,824 | $518,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 17,829 | $516,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 15,173 | $516,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 11,272 | $516,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 2,800 | $514,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 30,375 | $513,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 250,301 | $513,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 31,127 | $509,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 681,000 | $509,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 496,000 | $506,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 30,000 | $502,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 25,400 | $501,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 9,216 | $500,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 30,852 | $500,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 171,712 | $499,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 51,505 | $498,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 11,818 | $498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,460 | $497,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 65,577 | $496,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 17,586 | $496,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042250 | this filing | 2013-11-13 | acceptance time not in the bulk data set |