13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,187 holding rows worth $100,516,594,000.
- Accession
- 0001140361-13-042250
- Filer
- CIK 824468
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,372 entries on the cover page, a total value of $100,516,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,516,594,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEROVIRONMENT INC COM | 008073108 | Stock | 21,439 | $495,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 18,408 | $495,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 7,802 | $495,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 20,294 | $495,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 26,780 | $493,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 50,695 | $493,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 14,752 | $492,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 49,673 | $492,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 17,274 | $491,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,119 | $490,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 35,416 | $490,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 34,200 | $489,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 145,503 | $487,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 16,405 | $487,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10,000 | $487,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,901 | $487,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 21,646 | $486,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 352,072 | $486,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 49,302 | $485,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 26,666 | $484,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,598 | $483,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 10,000 | $483,000 | thousands by filing date | put |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 75,703 | $477,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 19,808 | $476,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 20,004 | $476,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 43,600 | $475,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 24,959 | $474,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 16,984 | $473,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,290 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 8,964 | $472,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 75,014 | $470,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 11,533 | $469,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 8,882 | $469,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 78,020 | $469,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 61,077 | $468,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 22,870 | $467,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 15,606 | $466,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 16,537 | $462,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,463 | $461,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 50,625 | $461,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 41,456 | $459,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 53,960 | $459,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 72,500 | $458,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 6,356 | $457,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 15,000 | $457,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 9,878 | $457,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 31,602 | $456,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,690 | $456,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 11,344 | $456,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 10,544 | $455,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 121,564 | $455,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 36,484 | $454,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 400,000 | $454,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404K106 | COM | 14,612 | $453,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 27,932 | $451,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 8,792 | $451,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 37,513 | $450,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 254,275 | $450,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 431,000 | $450,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 93,334 | $449,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 9,615 | $449,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 23,300 | $449,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 97,317 | $447,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 164,755 | $446,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 28,473 | $443,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 56,799 | $441,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 62,578 | $441,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 6,681 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 11,636 | $439,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 45,307 | $439,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 19,085 | $439,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 20,591 | $438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 9,564 | $438,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 159 | $437,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,187 | $437,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 25,000 | $436,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 14,218 | $436,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 41,816 | $435,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 75,475 | $435,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 16,057 | $434,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,936 | $434,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 16,267 | $434,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 18,084 | $434,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 25,294 | $433,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 35,416 | $432,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 6,047 | $431,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,988 | $430,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 12,552 | $430,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 8,638 | $430,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 62,604 | $429,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 37,924 | $426,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,609 | $426,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 200,000 | $425,000 | thousands by filing date | principal |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 141,147 | $425,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 60,552 | $421,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 37,551 | $420,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 26,199 | $420,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 27,694 | $418,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 60,771 | $418,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 162,764 | $418,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 8,130 | $416,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 423,000 | $415,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 18,518 | $415,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 90,562 | $414,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 500,000 | $412,000 | thousands by filing date | principal |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 25,333 | $411,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 7,022 | $410,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 486,000 | $409,000 | thousands by filing date | principal |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 14,215 | $407,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 12,450 | $407,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 39,565 | $404,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 21,165 | $404,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 29,542 | $404,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 16,535 | $404,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 14,430 | $404,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 49,455 | $403,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 45,016 | $403,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 12,652 | $402,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 53,676 | $402,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 22,651 | $401,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 19,963 | $401,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 32,533 | $401,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 17,343 | $400,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 22,723 | $400,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 25,465 | $400,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 68,683 | $398,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 11,721 | $394,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 24,293 | $394,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 26,621 | $394,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 24,364 | $393,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 87,827 | $392,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 31,123 | $392,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 12,144 | $391,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 60,553 | $391,000 | thousands by filing date | |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 415,000 | $390,000 | thousands by filing date | principal |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 20,502 | $389,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,321 | $387,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 14,511 | $386,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 300,000 | $386,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 13,227 | $385,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 43,760 | $385,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 120,000 | $385,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,044 | $384,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 22,534 | $384,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 52,216 | $384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 6,555 | $383,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 37,948 | $379,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 20,386 | $379,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,261 | $379,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 8,140 | $379,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 19,876 | $378,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 76,848 | $376,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 9,281 | $376,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 15,278 | $375,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 23,208 | $375,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 26,543 | $375,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 24,012 | $375,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,441 | $374,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 62,197 | $374,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,565 | $374,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 16,177 | $374,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,699 | $372,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 14,199 | $372,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 10,279 | $372,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 18,489 | $372,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,436 | $371,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 90,142 | $370,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 12,894 | $370,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 18,271 | $369,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 154,858 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 14,582 | $365,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 28,191 | $365,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 19,399 | $365,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 7,416 | $365,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 6,582 | $364,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 90,772 | $364,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 7,575 | $364,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 72,155 | $364,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 20,607 | $364,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,070 | $362,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 15,075 | $362,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,504 | $361,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,000 | $361,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 8,759 | $360,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,968 | $360,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 11,150 | $359,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,284 | $359,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 6,222 | $357,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 14,789 | $357,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 17,805 | $357,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 100,000 | $357,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,000 | $356,000 | thousands by filing date | put |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,141 | $356,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 85,000 | $355,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 98,747 | $354,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 106,965 | $354,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 18,889 | $354,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,000 | $353,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 22,357 | $353,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 3,312 | $353,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 13,098 | $352,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 46,555 | $352,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,423 | $351,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,057 | $351,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 3,800 | $351,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 34,398 | $350,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 11,550 | $350,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 22,500 | $349,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,470 | $349,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 27,011 | $349,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 101,624 | $349,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 30,620 | $348,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 27,801 | $348,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 24,521 | $348,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 45,589 | $348,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 11,548 | $347,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 42,074 | $347,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 40,565 | $347,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 440,000 | $346,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 28,611 | $345,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 7,998 | $345,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 19,890 | $345,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 37,745 | $344,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 352,000 | $344,000 | thousands by filing date | principal |
| CENTURY CASINOS INC | 156492100 | COM | 60,000 | $343,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 44,062 | $343,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,740 | $342,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 14,512 | $341,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 58,290 | $340,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 340,000 | $340,000 | thousands by filing date | principal |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 16,699 | $340,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 68,907 | $339,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,380 | $339,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 329,000 | $338,000 | thousands by filing date | principal |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 21,701 | $338,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 16,166 | $337,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,017 | $336,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 15,281 | $335,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 23,598 | $335,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 63,585 | $334,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 58,000 | $333,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 5,122 | $333,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 143,178 | $333,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 80,071 | $333,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 16,117 | $331,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,140 | $331,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 15,746 | $330,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,173 | $329,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,000 | $328,000 | thousands by filing date | put |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 25,680 | $328,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,500 | $327,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 24,998 | $327,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 85,651 | $327,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 20,564 | $327,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,097 | $326,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 39,630 | $326,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 6,033 | $326,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 9,984 | $326,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 346,000 | $326,000 | thousands by filing date | principal |
| MANNING + NAPIER INC | 56382Q102 | CL A | 19,488 | $325,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 29,616 | $324,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 91,991 | $323,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 5,667 | $322,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 250,000 | $322,000 | thousands by filing date | principal |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 6,256 | $321,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 41,806 | $321,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 12,676 | $320,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 11,574 | $319,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 14,514 | $318,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 9,844 | $318,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 28,715 | $318,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 7,411 | $317,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 56,739 | $317,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 314,000 | $317,000 | thousands by filing date | principal |
| SUPERTEX INC | 868532102 | COM | 12,496 | $316,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 356,000 | $316,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $314,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 20,332 | $314,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 15,027 | $314,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 45,805 | $313,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,772 | $312,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,625 | $312,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 87,026 | $312,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 71,670 | $312,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 19,298 | $311,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 4,953 | $309,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 31,725 | $309,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 12,828 | $308,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 22,660 | $307,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 35,983 | $307,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 20,052 | $307,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 14,618 | $307,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 22,904 | $306,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 75,562 | $306,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 89,367 | $304,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 3,665 | $304,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 59,200 | $304,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,761 | $302,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,225 | $301,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 20,964 | $299,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 36,075 | $299,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,079 | $299,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 22,672 | $299,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 97,719 | $298,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 30,926 | $298,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 25,044 | $298,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $297,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 115,454 | $297,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 19,012 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,634 | $296,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,514 | $296,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 42,025 | $296,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 40,718 | $295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 11,496 | $295,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 41,945 | $294,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 12,884 | $293,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,048 | $293,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 20,160 | $293,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 12,261 | $293,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 51,792 | $293,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 5,861 | $293,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 14,268 | $292,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 46,704 | $290,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,000 | $289,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 64,816 | $289,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 45,093 | $289,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 10,726 | $288,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 120,116 | $288,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 23,496 | $285,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 21,451 | $284,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,900 | $283,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 200,000 | $282,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 13,703 | $280,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 29,378 | $280,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 17,431 | $278,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 60,440 | $278,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 16,719 | $278,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 50,776 | $278,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 296,000 | $278,000 | thousands by filing date | principal |
| UNIFI INC | 904677200 | COM NEW | 11,705 | $273,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 44,726 | $273,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 150,000 | $273,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 4,000 | $273,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 64,987 | $272,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 22,066 | $270,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,607 | $270,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 12,846 | $270,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 22,700 | $269,000 | thousands by filing date | call |
| APPLOVIN CORP CLASS A | 023850100 | COM | 205,743 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,270 | $267,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,208 | $267,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 26,667 | $267,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 14,821 | $266,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 53,218 | $265,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 27,311 | $264,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,988 | $263,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 9,728 | $262,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 10,050 | $262,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 277,000 | $260,000 | thousands by filing date | principal |
| DEMAND MEDIA INC | 24802N109 | COM | 41,119 | $260,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,500 | $259,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 6,694 | $259,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 17,281 | $258,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 49,235 | $258,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 14,700 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,408 | $256,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 28,614 | $255,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 111,750 | $255,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 200,000 | $255,000 | thousands by filing date | principal |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 285,000 | $255,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 33,486 | $252,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,800 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,909 | $251,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,575 | $250,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 26,677 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,925 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,314 | $248,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,171 | $248,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 7,377 | $248,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 33,896 | $247,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 4,625 | $247,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 10,523 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 12,100 | $246,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 16,238 | $245,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 66,574 | $245,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 13,287 | $244,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 98,748 | $244,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 4,608 | $241,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 231,000 | $241,000 | thousands by filing date | principal |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,127 | $238,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 2,462 | $238,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,086 | $237,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 10,691 | $237,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 10,246 | $237,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 4,500 | $236,000 | thousands by filing date | put |
| SWS GROUP INC | 78503N107 | COM | 42,331 | $235,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 19,816 | $235,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,032 | $234,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,297 | $234,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,733 | $232,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 44,533 | $231,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 118,443 | $231,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 11,905 | $231,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 12,259 | $231,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,000 | $230,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,585 | $228,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 8,944 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,000 | $227,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 20,185 | $227,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,275 | $226,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,336 | $226,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 223,000 | $226,000 | thousands by filing date | principal |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 13,965 | $226,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 100,000 | $225,000 | thousands by filing date | principal |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,027 | $224,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 18,558 | $223,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 28,263 | $223,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 12,033 | $223,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,348 | $222,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 7,237 | $222,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 8,332 | $222,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 40,641 | $222,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 115,710 | $221,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,490 | $220,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 11,532 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,573 | $219,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,827 | $219,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 17,645 | $219,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,166 | $219,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 72,977 | $219,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 48,581 | $218,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 14,970 | $217,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,583 | $217,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 83,253 | $217,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 7,811 | $216,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,703 | $215,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 15,984 | $215,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 12,642 | $214,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 47,759 | $214,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 18,667 | $214,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 225,000 | $214,000 | thousands by filing date | principal |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,494 | $213,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6,948 | $212,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 8,153 | $212,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 4,225 | $211,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 21,135 | $211,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,736 | $211,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,573 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,327 | $208,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 4,700 | $208,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 20,502 | $206,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 15,280 | $206,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 3,912 | $206,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 101,484 | $205,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 8,106 | $203,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 11,727 | $203,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 68,938 | $203,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 8,764 | $202,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,492 | $202,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,613 | $201,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 14,936 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,620 | $201,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,693 | $201,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 250,000 | $201,000 | thousands by filing date | principal |
| XYRATEX LTD | G98268108 | COM | 18,081 | $201,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,057 | $200,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 20,033 | $199,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 45,468 | $199,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 157,876 | $198,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 16,252 | $197,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,927 | $196,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 19,436 | $195,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 12,060 | $195,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 37,591 | $195,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,300 | $195,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 40,107 | $193,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 37,258 | $192,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 13,061 | $192,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 13,009 | $191,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 90,125 | $191,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,424 | $191,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 66,671 | $188,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 26,207 | $188,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 44,666 | $187,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 100,000 | $187,000 | thousands by filing date | principal |
| CDI CORP | 125071100 | COM | 12,211 | $187,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 65,090 | $186,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 44,420 | $185,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,417 | $184,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,702 | $184,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 18,202 | $182,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 12,854 | $181,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,424 | $180,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 138,704 | $180,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 21,190 | $180,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 18,938 | $179,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,388 | $179,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10,735 | $179,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 17,628 | $179,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 10,336 | $176,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042250 | this filing | 2013-11-13 | acceptance time not in the bulk data set |