13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,187 holding rows worth $100,516,594,000.
- Accession
- 0001140361-13-042250
- Filer
- CIK 824468
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,372 entries on the cover page, a total value of $100,516,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,516,594,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEST MARINE INC | 954235107 | COM | 14,533 | $176,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 20,293 | $175,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 52,078 | $175,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 63,867 | $175,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 11,020 | $173,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 12,791 | $172,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 18,607 | $172,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,041 | $171,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 28,698 | $171,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 19,726 | $171,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 121,801 | $170,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 163,000 | $169,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 18,085 | $168,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 11,434 | $168,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 11,306 | $168,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,000 | $168,000 | thousands by filing date | call |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 38,099 | $167,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 10,759 | $167,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,184 | $165,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,033 | $165,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 18,859 | $165,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 10,399 | $164,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,598 | $163,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,773 | $162,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $161,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,270 | $160,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 75,646 | $160,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 25,636 | $160,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 68,140 | $159,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 175,000 | $159,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,075 | $158,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 79,221 | $158,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 3,338 | $158,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 21,034 | $156,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 25,961 | $156,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 120,000 | $156,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,873 | $155,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 11,840 | $155,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 18,184 | $154,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 25,323 | $154,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 39,081 | $154,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 12,535 | $152,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 21,108 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $151,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 30,662 | $151,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 34,798 | $150,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 14,829 | $150,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,378 | $149,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 56,140 | $149,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 24,467 | $148,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 18,743 | $147,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 21,263 | $144,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,219 | $144,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 45,868 | $144,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,975 | $143,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 35,612 | $143,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 122,357 | $143,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 12,685 | $139,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 16,507 | $138,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 26,546 | $137,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 21,921 | $136,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 12,350 | $135,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 58,260 | $135,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,203 | $133,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 10,068 | $132,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 18,019 | $132,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 21,654 | $131,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 33,230 | $131,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 12,064 | $131,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 16,711 | $131,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 17,000 | $131,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,935 | $130,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,266 | $130,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 135,000 | $129,000 | thousands by filing date | principal |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 10,000 | $129,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,370 | $128,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 18,018 | $127,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 24,310 | $127,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 64,280 | $127,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 32,117 | $127,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 9,534 | $124,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 21,900 | $124,000 | thousands by filing date | call |
| Peregrine Semiconductor | 71366R703 | COM | 13,785 | $124,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 14,283 | $119,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 28,995 | $119,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 29,716 | $118,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,850 | $117,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 11,743 | $116,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 21,524 | $115,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 110,000 | $115,000 | thousands by filing date | principal |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,454 | $113,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 32,226 | $112,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,802 | $111,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 56,412 | $109,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 10,132 | $109,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 20,171 | $107,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 38,116 | $106,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 14,040 | $105,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 17,591 | $105,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 12,303 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,880 | $104,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 16,573 | $104,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,572 | $103,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 86,807 | $103,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 20,768 | $102,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 12,270 | $101,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 10,861 | $101,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,769 | $100,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,212 | $100,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 80,000 | $100,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 4,320 | $99,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 25,422 | $97,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,161 | $96,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 30,025 | $95,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,531 | $94,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 17,837 | $94,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 19,882 | $93,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 24,207 | $92,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 10,257 | $92,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 14,002 | $90,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 10,762 | $90,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 13,349 | $89,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 16,127 | $89,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,800 | $88,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 42,883 | $88,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 43,313 | $84,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 23,425 | $83,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 13,286 | $82,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 22,913 | $77,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 25,666 | $77,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 19,422 | $76,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,227 | $75,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 10,197 | $75,000 | thousands by filing date | |
| DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGIST | 256664AB9 | Bond | 75,000 | $73,000 | thousands by filing date | principal |
| BIOLASE INC | 090911108 | COMMON STOCK | 37,794 | $72,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,229 | $71,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 14,637 | $71,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 21,590 | $70,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 21,282 | $68,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 12,493 | $66,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 27,658 | $64,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 10,181 | $63,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 35,543 | $60,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 12,908 | $59,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 46,701 | $54,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 27,688 | $54,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 40,629 | $53,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 27,203 | $53,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 16,562 | $50,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 12,000 | $50,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,934 | $48,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,313 | $48,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 14,469 | $48,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 21,136 | $48,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 22,567 | $47,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 17,143 | $45,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 13,580 | $44,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 15,379 | $44,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 14,277 | $39,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 22,699 | $39,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 46,533 | $38,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 18,255 | $38,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 60,000 | $37,000 | thousands by filing date | principal |
| GAFISA S A | 362607301 | SPONS ADR | 11,228 | $36,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 15,054 | $35,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 10,581 | $35,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 16,516 | $34,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 18,889 | $33,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 16,213 | $29,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 11,221 | $27,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 10,209 | $26,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 15,211 | $25,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 13,583 | $25,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,349 | $24,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 11,020 | $24,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 21,000 | $23,000 | thousands by filing date | principal |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 12,180 | $23,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 12,058 | $22,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 17,516 | $22,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,290 | $19,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 27,777 | $17,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 11,039 | $13,000 | thousands by filing date | |
| FREESEAS INC | Y26496201 | SHS PAR.001 2013 | 18,932 | $13,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 2,114,133 | $10,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 16,967 | $9,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 12,489 | $6,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 64,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042250 | this filing | 2013-11-13 | acceptance time not in the bulk data set |