13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,187 holding rows worth $100,516,594,000.
- Accession
- 0001140361-13-042250
- Filer
- CIK 824468
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,372 entries on the cover page, a total value of $100,516,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,516,594,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 320,200 | $5,924,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 60,013 | $5,891,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 183,849 | $5,889,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 195,857 | $5,878,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 315,233 | $5,870,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 523,506 | $5,869,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 109,900 | $5,866,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 789,075 | $5,864,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 293,741 | $5,863,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 55,938 | $5,859,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 225,000 | $5,855,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 226,200 | $5,854,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 571,300 | $5,844,000 | thousands by filing date | put |
| ING U S INC | 45685E106 | COM | 200,000 | $5,842,000 | thousands by filing date | put |
| NASH FINCH CO | 631158102 | COM | 220,664 | $5,828,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 99,725 | $5,820,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 92,248 | $5,814,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 87,571 | $5,796,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 133,740 | $5,795,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 246,216 | $5,785,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 219,738 | $5,779,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 135,613 | $5,771,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 162,731 | $5,762,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 3,200,037 | $5,760,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 65,726 | $5,744,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 112,745 | $5,743,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 559,600 | $5,725,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 170,000 | $5,721,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 133,954 | $5,704,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 169,470 | $5,697,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 103,081 | $5,673,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 60,976 | $5,669,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 85,021 | $5,667,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 176,393 | $5,662,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 84,157 | $5,659,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 384,398 | $5,655,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 148,945 | $5,651,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 254,946 | $5,647,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 151,157 | $5,625,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 754,990 | $5,617,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 694,479 | $5,590,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 206,623 | $5,589,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 2,922,831 | $5,553,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 179,681 | $5,542,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 253,383 | $5,539,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 108,942 | $5,528,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 284,200 | $5,522,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 834,227 | $5,522,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 129,226 | $5,510,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 5,328,000 | $5,508,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 417,570 | $5,504,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 165,444 | $5,498,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 39,514 | $5,495,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 194,740 | $5,494,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 127,815 | $5,491,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 166,971 | $5,489,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 62,397 | $5,486,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 172,362 | $5,483,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 166,515 | $5,477,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 70,000 | $5,468,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 115,776 | $5,418,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 161,232 | $5,404,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 481,083 | $5,403,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 73,300 | $5,398,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 166,019 | $5,391,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 129,215 | $5,383,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 584,009 | $5,373,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 38,722 | $5,369,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 141,954 | $5,355,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 50,168 | $5,352,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 137,073 | $5,342,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 91,000 | $5,329,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 40,000 | $5,315,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 88,078 | $5,304,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 256,665 | $5,300,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 77,928 | $5,293,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 605,001 | $5,282,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,000,000 | $5,275,000 | thousands by filing date | principal |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 514,360 | $5,272,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 80,000 | $5,265,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 80,000 | $5,265,000 | thousands by filing date | call |
| VALUECLICK INC | 92046N102 | COM | 252,143 | $5,260,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 123,062 | $5,255,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 143,345 | $5,252,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 170,864 | $5,252,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 270,000 | $5,246,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 74,351 | $5,245,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 235,696 | $5,232,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 162,907 | $5,213,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 96,296 | $5,205,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 415,051 | $5,201,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 305,807 | $5,199,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 89,769 | $5,197,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 241,803 | $5,196,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 172,278 | $5,189,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 135,949 | $5,184,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 122,936 | $5,179,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,080,000 | $5,179,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 62,041 | $5,176,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 108,276 | $5,174,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 163,199 | $5,173,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 102,974 | $5,169,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 5,286,000 | $5,157,000 | thousands by filing date | principal |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 162,294 | $5,152,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 56,170 | $5,151,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 346,231 | $5,149,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 77,129 | $5,138,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 252,588 | $5,133,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 350,673 | $5,116,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 87,174 | $5,114,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 371,800 | $5,113,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 720,711 | $5,109,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 153,873 | $5,104,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 166,454 | $5,102,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 4,533,000 | $5,100,000 | thousands by filing date | principal |
| Western Midstream Partners | 95825r103 | COM | 137,044 | $5,097,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 5,365,000 | $5,093,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 394,978 | $5,091,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 494,264 | $5,086,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 101,597 | $5,083,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 51,100 | $5,083,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 224,138 | $5,079,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 67,338 | $5,078,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,846,000 | $5,076,000 | thousands by filing date | principal |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 517,709 | $5,047,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 96,707 | $5,046,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 84,139 | $5,045,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 131,558 | $5,040,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 327,287 | $5,040,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 191,254 | $5,036,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 74,037 | $5,031,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 454,082 | $5,031,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 208,864 | $5,015,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 47,303 | $5,010,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 316,998 | $5,008,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 74,850 | $5,008,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 4,265,000 | $5,003,000 | thousands by filing date | principal |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 200,243 | $4,994,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 162,469 | $4,989,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 70,816 | $4,977,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 85,354 | $4,970,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 143,678 | $4,970,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 188,868 | $4,968,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 54,555 | $4,934,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 64,958 | $4,930,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 56,700 | $4,910,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 193,408 | $4,906,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 88,598 | $4,905,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 216,750 | $4,897,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 189,902 | $4,891,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 114,270 | $4,891,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 576,142 | $4,890,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 4,795,000 | $4,883,000 | thousands by filing date | principal |
| CNO FINL GROUP INC | 12621E103 | COM | 338,754 | $4,878,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 74,765 | $4,877,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 600,000 | $4,872,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 60,000 | $4,870,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 159,077 | $4,868,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 56,360 | $4,867,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 47,026 | $4,852,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 64,139 | $4,851,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 140,340 | $4,831,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 180,960 | $4,830,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 230,000 | $4,828,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642AN6 | NOTE | 4,437,000 | $4,828,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 346,510 | $4,827,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 106,268 | $4,826,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 61,691 | $4,824,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 180,923 | $4,815,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 554,820 | $4,815,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 119,115 | $4,809,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 568,683 | $4,806,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 97,606 | $4,795,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 120,549 | $4,785,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 63,974 | $4,773,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 143,365 | $4,770,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 174,665 | $4,767,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 50,500 | $4,758,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 132,598 | $4,754,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 234,538 | $4,751,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 76,073 | $4,748,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 261,200 | $4,746,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 600,000 | $4,746,000 | thousands by filing date | put |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 58,853 | $4,745,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 466,643 | $4,741,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 50,740 | $4,741,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 430,473 | $4,731,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,433,128 | $4,729,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 81,421 | $4,725,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 86,931 | $4,717,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 50,000 | $4,711,000 | thousands by filing date | call |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 97,788 | $4,705,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 107,374 | $4,704,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 174,100 | $4,704,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 148,941 | $4,703,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 54,100 | $4,690,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 94,651 | $4,686,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 218,779 | $4,677,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,500,000 | $4,677,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 60,000 | $4,674,000 | thousands by filing date | put |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 41,316 | $4,667,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 199,762 | $4,667,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 189,653 | $4,664,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 90,000 | $4,663,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 310,026 | $4,663,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 25,300 | $4,658,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 1,598,090 | $4,651,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 165,857 | $4,647,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 83,936 | $4,643,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 190,587 | $4,642,000 | thousands by filing date | |
| TYSON FOODS INC | 902494AP8 | NOTE | 2,700,000 | $4,622,000 | thousands by filing date | principal |
| CON-WAY INC | 205944101 | COM | 107,198 | $4,619,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 92,306 | $4,610,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 203,626 | $4,610,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 295,978 | $4,584,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $4,581,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 76,600 | $4,579,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 69,597 | $4,571,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 93,125 | $4,561,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 63,973 | $4,559,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 114,267 | $4,556,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 116,164 | $4,545,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4,940 | $4,540,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 110,030 | $4,533,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 355,241 | $4,526,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 59,696 | $4,517,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 55,828 | $4,515,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 58,420 | $4,509,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 59,711 | $4,495,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 3,510,000 | $4,493,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 160,606 | $4,488,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 104,657 | $4,481,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 849,108 | $4,474,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 89,100 | $4,470,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 448,623 | $4,468,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 162,947 | $4,464,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 3,654,000 | $4,464,000 | thousands by filing date | principal |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 107,703 | $4,463,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 73,251 | $4,454,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 49,835 | $4,453,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 139,327 | $4,451,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 134,837 | $4,449,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 100,462 | $4,445,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 183,310 | $4,445,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 373,312 | $4,436,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 445,735 | $4,435,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 106,729 | $4,430,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 43,207 | $4,428,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 100,499 | $4,422,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 93,931 | $4,418,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 110,154 | $4,412,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 553,200 | $4,395,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 100,000 | $4,395,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 142,206 | $4,389,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 60,000 | $4,388,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 47,809 | $4,381,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 132,466 | $4,381,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 79,574 | $4,378,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 268,945 | $4,376,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 172,845 | $4,368,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 98,950 | $4,349,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 53,823 | $4,344,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 127,799 | $4,339,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 50,829 | $4,337,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 150,381 | $4,335,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 88,948 | $4,328,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,004,000 | $4,327,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 76,900 | $4,322,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 95,769 | $4,316,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 182,238 | $4,315,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 45,000 | $4,308,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 177,237 | $4,306,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 118,439 | $4,298,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 288,339 | $4,298,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 529,253 | $4,297,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 52,816 | $4,296,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 58,891 | $4,275,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 44,916 | $4,274,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 62,125 | $4,272,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 78,964 | $4,268,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 122,961 | $4,248,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 74,632 | $4,245,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 300,919 | $4,243,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 4,165,000 | $4,240,000 | thousands by filing date | principal |
| GOLUB CAP BDC INC | 38173M102 | COM | 244,535 | $4,237,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 52,829 | $4,229,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10,000 | $4,227,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 373,407 | $4,227,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 148,343 | $4,222,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 33,497 | $4,220,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 141,217 | $4,217,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 261,746 | $4,201,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 142,256 | $4,199,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 164,332 | $4,195,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 103,326 | $4,188,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 298,309 | $4,188,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 161,976 | $4,174,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 79,436 | $4,159,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 111,704 | $4,158,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 135,816 | $4,151,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 622,005 | $4,146,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 300,000 | $4,140,000 | thousands by filing date | call |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 41,642 | $4,139,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 111,591 | $4,136,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 259,181 | $4,135,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 120,570 | $4,127,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 899,860 | $4,113,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 110,078 | $4,113,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 41,153 | $4,109,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 227,858 | $4,107,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 144,188 | $4,103,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 116,755 | $4,092,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 136,535 | $4,075,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 212,564 | $4,075,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 134,605 | $4,071,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 61,028 | $4,068,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50,000 | $4,045,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 78,200 | $4,043,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 132,417 | $4,041,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 66,657 | $4,036,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 86,276 | $4,024,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 241,077 | $4,016,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,530,000 | $4,009,000 | thousands by filing date | principal |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 572,358 | $4,006,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 781,007 | $3,998,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 327,652 | $3,997,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 51,921 | $3,974,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 104,931 | $3,962,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 144,304 | $3,962,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 109,271 | $3,958,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100,000 | $3,956,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 94,614 | $3,956,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 172,576 | $3,946,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 3,113,000 | $3,943,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,919,000 | $3,939,000 | thousands by filing date | principal |
| MARZETTI COMPANY | 513847103 | COM | 50,272 | $3,936,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 363,818 | $3,928,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 336,148 | $3,926,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 69,797 | $3,925,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 3,529,000 | $3,924,000 | thousands by filing date | principal |
| ENVIRI CORP | 415864107 | COM | 157,462 | $3,921,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 250,000 | $3,910,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 135,982 | $3,904,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 107,102 | $3,891,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 487,749 | $3,887,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 140,760 | $3,884,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 226,593 | $3,882,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 395,043 | $3,879,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 452,578 | $3,874,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 302,214 | $3,874,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 470,322 | $3,871,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 60,000 | $3,870,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 95,002 | $3,870,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 50,000 | $3,868,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 13,432 | $3,867,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 186,255 | $3,852,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 76,500 | $3,850,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100,875 | $3,845,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 450,455 | $3,834,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 55,447 | $3,832,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 66,172 | $3,828,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 249,426 | $3,819,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 4,153,000 | $3,807,000 | thousands by filing date | principal |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 375,000 | $3,806,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 83,870 | $3,803,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 202,909 | $3,797,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 108,211 | $3,793,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 343,146 | $3,789,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 163,972 | $3,783,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 160,000 | $3,774,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 110,614 | $3,767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 60,946 | $3,765,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 51,894 | $3,764,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 88,108 | $3,755,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 150,000 | $3,753,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 215,326 | $3,753,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 69,700 | $3,750,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 340,098 | $3,750,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 40,000 | $3,742,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 220,180 | $3,731,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 95,830 | $3,722,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 118,903 | $3,718,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 81,550 | $3,715,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 27,039 | $3,713,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 74,977 | $3,702,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 103,075 | $3,694,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 97,691 | $3,693,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 67,075 | $3,691,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 29,316 | $3,689,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 462,490 | $3,685,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 238,383 | $3,685,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 48,223 | $3,678,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 40,587 | $3,674,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 85,987 | $3,672,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 693,257 | $3,668,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 128,014 | $3,668,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 31,183 | $3,666,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 79,554 | $3,664,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 120,780 | $3,649,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 117,812 | $3,643,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 72,141 | $3,643,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 109,136 | $3,639,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 93,234 | $3,639,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 171,307 | $3,636,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 200,024 | $3,634,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 487,513 | $3,622,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 324,061 | $3,620,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 48,073 | $3,617,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 44,142 | $3,612,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 66,447 | $3,611,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 158,338 | $3,610,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 72,203 | $3,600,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 5,714,000 | $3,600,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 319,988 | $3,600,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 132,053 | $3,586,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 89,886 | $3,586,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 59,563 | $3,582,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 67,000 | $3,582,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 120,400 | $3,572,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 232,079 | $3,569,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 60,218 | $3,565,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 279,602 | $3,561,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 120,000 | $3,557,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 306,605 | $3,554,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 124,486 | $3,553,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 150,000 | $3,539,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 92,407 | $3,535,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 107,026 | $3,531,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 80,295 | $3,529,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 116,670 | $3,528,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 28,933 | $3,511,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 56,861 | $3,494,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 134,404 | $3,494,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 191,743 | $3,490,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 183,021 | $3,488,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 300,609 | $3,473,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 60,000 | $3,466,000 | thousands by filing date | put |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 222,184 | $3,466,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 135,899 | $3,457,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 50,000 | $3,448,000 | thousands by filing date | put |
| Berry Petroleum | 085789105 | COM | 79,873 | $3,445,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 314,522 | $3,434,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 113,480 | $3,418,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 75,816 | $3,415,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 108,820 | $3,405,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 60,715 | $3,399,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 43,612 | $3,397,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 36,700 | $3,395,000 | thousands by filing date | put |
| MEDTRONIC INC | 585055106 | COM | 63,700 | $3,392,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 32,500 | $3,392,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 125,000 | $3,378,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 142,100 | $3,373,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 38,339 | $3,361,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 573,618 | $3,361,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 65,000 | $3,360,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 396,186 | $3,360,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 142,434 | $3,360,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 57,626 | $3,358,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 76,188 | $3,358,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 62,336 | $3,352,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 89,105 | $3,352,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 200,800 | $3,349,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 126,947 | $3,343,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 169,070 | $3,342,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 322,069 | $3,340,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 155,818 | $3,335,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 326,552 | $3,334,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 22,615 | $3,333,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 3,555,000 | $3,325,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 126,655 | $3,322,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 141,961 | $3,319,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 84,766 | $3,316,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 80,628 | $3,313,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 152,433 | $3,303,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 150,147 | $3,298,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 199,176 | $3,294,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 97,206 | $3,282,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 41,898 | $3,281,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 50,000 | $3,279,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 40,000 | $3,269,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,155,000 | $3,265,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 85,658 | $3,261,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 150,000 | $3,245,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 286,228 | $3,239,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 552,600 | $3,238,000 | thousands by filing date | put |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 47,400 | $3,237,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 75,000 | $3,231,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 60,001 | $3,230,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 107,939 | $3,230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 65,260 | $3,223,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 233,485 | $3,220,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 80,000 | $3,217,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 23,750 | $3,204,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 84,237 | $3,203,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 67,211 | $3,201,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 29,897 | $3,197,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $3,195,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 45,114 | $3,191,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 212,485 | $3,189,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 12,230 | $3,180,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042250 | this filing | 2013-11-13 | acceptance time not in the bulk data set |