13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,187 holding rows worth $100,516,594,000.
- Accession
- 0001140361-13-042250
- Filer
- CIK 824468
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,372 entries on the cover page, a total value of $100,516,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,516,594,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MUELLER INDS INC COM | 624756102 | Stock | 57,011 | $3,174,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 163,000 | $3,173,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 523,503 | $3,172,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 93,999 | $3,169,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 50,000 | $3,167,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 83,330 | $3,164,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 42,736 | $3,164,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 100,722 | $3,161,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 66,928 | $3,153,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 131,600 | $3,151,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 78,000 | $3,143,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 192,258 | $3,140,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 152,400 | $3,139,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $3,138,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 96,546 | $3,131,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 159,989 | $3,129,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 217,462 | $3,129,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 219,021 | $3,128,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 93,009 | $3,118,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,694,040 | $3,117,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 98,116 | $3,115,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 75,631 | $3,114,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 173,335 | $3,105,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 50,000 | $3,100,000 | thousands by filing date | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 44,425 | $3,092,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 31,308 | $3,092,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 256,500 | $3,088,000 | thousands by filing date | call |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 627,193 | $3,086,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 61,712 | $3,080,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 37,420 | $3,079,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 91,487 | $3,073,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 247,056 | $3,071,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 55,000 | $3,069,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 485,413 | $3,068,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 91,233 | $3,066,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 127,412 | $3,065,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 53,329 | $3,064,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 121,800 | $3,061,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 94,841 | $3,058,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 132,304 | $3,058,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 2,900,000 | $3,056,000 | thousands by filing date | principal |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 176,613 | $3,047,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 325,939 | $3,046,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,510,000 | $3,045,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 46,568 | $3,037,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 105,246 | $3,029,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 102,351 | $3,025,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 100,000 | $3,025,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 100,000 | $3,025,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 101,074 | $3,014,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 629,512 | $3,010,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 34,124 | $3,008,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 49,587 | $3,006,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 411,126 | $3,005,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 81,022 | $3,005,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,251,000 | $3,001,000 | thousands by filing date | principal |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 47,900 | $2,999,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 74,735 | $2,999,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 30,283 | $2,995,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 313,252 | $2,995,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 61,084 | $2,994,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 63,357 | $2,992,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 160,392 | $2,987,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 64,071 | $2,979,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 43,166 | $2,978,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 44,764 | $2,977,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 93,795 | $2,977,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 40,654 | $2,976,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 57,725 | $2,970,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 22,276 | $2,962,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 165,762 | $2,961,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 439,349 | $2,961,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 98,536 | $2,959,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 126,499 | $2,958,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 131,616 | $2,957,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 47,754 | $2,952,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 18,109 | $2,945,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 39,284 | $2,942,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 359,912 | $2,941,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 156,766 | $2,939,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 138,718 | $2,935,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 133,394 | $2,935,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 40,000 | $2,929,000 | thousands by filing date | put |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 118,458 | $2,924,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 95,812 | $2,923,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 44,810 | $2,922,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 277,566 | $2,918,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 32,489 | $2,914,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 52,550 | $2,909,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 2,108,000 | $2,902,000 | thousands by filing date | principal |
| ZILLOW INC | 98954A107 | COMMON STOCK | 34,303 | $2,892,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 48,651 | $2,888,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 122,412 | $2,884,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 605,798 | $2,883,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 134,785 | $2,882,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 75,000 | $2,880,000 | thousands by filing date | call |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,325,000 | $2,875,000 | thousands by filing date | principal |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 53,452 | $2,871,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 63,347 | $2,868,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 65,052 | $2,864,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,028,000 | $2,860,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 162,545 | $2,859,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 259,219 | $2,854,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 102,936 | $2,851,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 94,344 | $2,850,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 145,926 | $2,849,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 85,009 | $2,847,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 214,337 | $2,846,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 49,750 | $2,837,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 38,259 | $2,835,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 218,111 | $2,830,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 111,146 | $2,824,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 112,264 | $2,819,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 382,690 | $2,817,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 68,089 | $2,816,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 43,438 | $2,815,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 187,808 | $2,814,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 65,834 | $2,812,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 191,964 | $2,809,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 93,643 | $2,808,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 40,239 | $2,806,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 462,621 | $2,803,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 396,995 | $2,799,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 101,416 | $2,797,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 167,939 | $2,795,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 197,403 | $2,793,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 280,000 | $2,783,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 143,889 | $2,783,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 257,676 | $2,779,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 244,256 | $2,770,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 97,193 | $2,760,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 90,606 | $2,760,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 58,034 | $2,757,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 250,597 | $2,755,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 305,879 | $2,753,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 188,409 | $2,748,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 57,316 | $2,745,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 102,050 | $2,744,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 220,718 | $2,743,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 269,244 | $2,738,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 100,000 | $2,735,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 84,361 | $2,732,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 93,629 | $2,732,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 315,000 | $2,731,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 118,537 | $2,729,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 273,940 | $2,723,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 45,638 | $2,717,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,000 | $2,716,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 120,754 | $2,716,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 86,483 | $2,705,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 150,000 | $2,703,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 286,942 | $2,697,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 108,829 | $2,695,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 120,367 | $2,689,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 208,740 | $2,684,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 48,424 | $2,677,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,000 | $2,675,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 66,821 | $2,672,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 61,575 | $2,667,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 370,718 | $2,665,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 135,300 | $2,663,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 27,278 | $2,661,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 109,624 | $2,657,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 475,241 | $2,656,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 49,412 | $2,646,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 504,210 | $2,637,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 37,637 | $2,630,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 298,791 | $2,623,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 40,400 | $2,618,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 56,800 | $2,616,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 64,638 | $2,611,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 77,833 | $2,609,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 119,866 | $2,604,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 50,535 | $2,603,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 27,612 | $2,592,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 159,657 | $2,590,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 50,000 | $2,588,000 | thousands by filing date | put |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 151,043 | $2,586,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 355,100 | $2,585,000 | thousands by filing date | call |
| FINANCIAL ENGINES INC | 317485100 | COM | 43,490 | $2,585,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 62,585 | $2,576,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 132,916 | $2,570,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 105,754 | $2,569,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 146,415 | $2,564,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 119,756 | $2,563,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 2,315,000 | $2,562,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 180,058 | $2,555,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200,000 | $2,554,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 114,174 | $2,549,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 947,253 | $2,548,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 2,420,000 | $2,547,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 57,923 | $2,546,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 247,565 | $2,545,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 109,593 | $2,542,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,280,086 | $2,534,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 133,336 | $2,531,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 245,855 | $2,515,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 60,000 | $2,513,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 266,694 | $2,512,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 141,268 | $2,500,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 88,472 | $2,497,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 87,000 | $2,496,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 36,780 | $2,496,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 44,903 | $2,493,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 131,225 | $2,489,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 108,500 | $2,483,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 139,552 | $2,479,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 150,000 | $2,475,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 129,065 | $2,472,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 216,083 | $2,468,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 86,364 | $2,468,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 138,393 | $2,466,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 175,700 | $2,465,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 166,145 | $2,464,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 34,502 | $2,453,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 127,051 | $2,450,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 58,097 | $2,442,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 45,115 | $2,439,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 346,700 | $2,437,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 51,835 | $2,436,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 109,821 | $2,436,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 300,000 | $2,436,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 100,000 | $2,429,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 107,179 | $2,426,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 31,795 | $2,425,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 154,280 | $2,425,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 69,399 | $2,423,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 134,943 | $2,422,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 58,770 | $2,421,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 155,138 | $2,417,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 44,409 | $2,413,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 62,652 | $2,413,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 53,236 | $2,409,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 450,000 | $2,408,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 87,554 | $2,406,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 30,044 | $2,406,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 426,667 | $2,406,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 943,318 | $2,405,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 55,525 | $2,403,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 116,800 | $2,403,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 37,850 | $2,398,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 85,644 | $2,395,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 93,505 | $2,393,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 80,778 | $2,393,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 37,333 | $2,391,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 132,556 | $2,390,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 37,479 | $2,385,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 300,000 | $2,384,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,005,000 | $2,378,000 | thousands by filing date | principal |
| IDACORP INC | 451107106 | COM | 49,035 | $2,373,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,334,000 | $2,364,000 | thousands by filing date | principal |
| SAKS INC | 79377W108 | COM | 147,900 | $2,358,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 285,045 | $2,352,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 27,403 | $2,349,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 93,564 | $2,348,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 181,448 | $2,346,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 87,942 | $2,344,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 48,900 | $2,343,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 470,548 | $2,339,000 | thousands by filing date | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 21,253 | $2,337,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 25,888 | $2,336,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 62,430 | $2,332,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 41,021 | $2,330,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 42,688 | $2,330,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 327,896 | $2,328,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 51,461 | $2,325,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 51,851 | $2,325,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 48,692 | $2,320,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 92,569 | $2,319,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 85,572 | $2,312,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 32,000 | $2,302,000 | thousands by filing date | put |
| PROSHARES | 74347R503 | COMMON STOCK | 82,147 | $2,301,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 82,076 | $2,298,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 150,100 | $2,298,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 291,753 | $2,294,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 298,093 | $2,290,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,350,000 | $2,275,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 29,001 | $2,271,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 116,744 | $2,270,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 258,569 | $2,268,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 235,369 | $2,266,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 59,368 | $2,260,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 22,790 | $2,258,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 109,636 | $2,244,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 55,000 | $2,241,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 38,195 | $2,240,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 64,736 | $2,240,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 138,171 | $2,237,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,160,000 | $2,236,000 | thousands by filing date | principal |
| PLEXUS CORP COM | 729132100 | Stock | 60,142 | $2,235,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 73,900 | $2,233,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 47,160 | $2,231,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 91,738 | $2,229,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 133,648 | $2,226,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 92,927 | $2,226,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,955,000 | $2,224,000 | thousands by filing date | principal |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 59,809 | $2,206,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 131,309 | $2,205,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 149,160 | $2,202,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 56,984 | $2,192,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 329,648 | $2,192,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 68,225 | $2,191,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 371,169 | $2,190,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 39,043 | $2,189,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 111,221 | $2,189,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 36,229 | $2,188,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 79,265 | $2,185,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 47,677 | $2,183,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 173,421 | $2,182,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 15,573 | $2,180,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,000 | $2,179,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 48,496 | $2,177,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 33,100 | $2,174,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 235,881 | $2,172,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,070,000 | $2,170,000 | thousands by filing date | principal |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 81,679 | $2,169,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 163,940 | $2,166,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 63,179 | $2,165,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 30,000 | $2,161,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 60,000 | $2,158,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 36,539 | $2,158,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 57,766 | $2,154,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 158,298 | $2,152,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 82,700 | $2,152,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,000 | $2,151,000 | thousands by filing date | put |
| ARKANSAS BEST CORP | 040790107 | COM | 83,802 | $2,151,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 15,728 | $2,149,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 19,328 | $2,149,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 30,000 | $2,148,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 46,800 | $2,148,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 146,452 | $2,148,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,785 | $2,145,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 204,690 | $2,145,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 64,499 | $2,144,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 359,619 | $2,142,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 110,999 | $2,142,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 10,563 | $2,141,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 30,000 | $2,139,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 20,000 | $2,138,000 | thousands by filing date | call |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 33,612 | $2,135,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 90,294 | $2,134,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 116,433 | $2,119,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 79,330 | $2,112,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 83,568 | $2,112,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 59,631 | $2,112,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 138,106 | $2,112,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 84,739 | $2,110,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 33,112 | $2,109,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 61,112 | $2,109,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 120,473 | $2,106,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 75,397 | $2,102,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 158,820 | $2,100,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 91,327 | $2,098,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 44,524 | $2,097,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 100,983 | $2,097,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 78,832 | $2,089,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 70,319 | $2,087,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 166,916 | $2,087,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 29,151 | $2,084,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 159,147 | $2,082,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 142,856 | $2,079,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 281,285 | $2,076,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 46,693 | $2,073,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 41,017 | $2,070,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 147,300 | $2,067,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 427,135 | $2,063,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 90,647 | $2,062,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 48,548 | $2,054,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 29,597 | $2,053,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 2,043,000 | $2,053,000 | thousands by filing date | principal |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 895,017 | $2,050,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 82,271 | $2,046,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 217,176 | $2,041,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 39,457 | $2,036,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 56,743 | $2,035,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 70,254 | $2,035,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 78,431 | $2,023,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 109,334 | $2,023,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 252,415 | $2,018,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 84,285 | $2,017,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 130,871 | $2,016,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 154,225 | $2,014,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 63,727 | $2,014,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 102,089 | $2,013,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 113,418 | $2,013,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 192,599 | $2,011,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,538 | $2,009,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 55,490 | $2,007,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 248,887 | $1,998,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 30,000 | $1,994,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 73,630 | $1,994,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 132,008 | $1,994,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,620,000 | $1,994,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 92,064 | $1,990,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 35,224 | $1,990,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 4,818 | $1,989,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 59,275 | $1,980,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 46,314 | $1,978,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 24,857 | $1,976,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 320,434 | $1,975,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 27,500 | $1,972,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 46,164 | $1,972,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 115,901 | $1,972,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 80,440 | $1,970,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,136,848 | $1,967,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 162,394 | $1,962,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 95,432 | $1,960,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 75,212 | $1,958,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 403,480 | $1,948,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 47,900 | $1,948,000 | thousands by filing date | put |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 21,961 | $1,942,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 140,684 | $1,941,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 509,000 | $1,939,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 161,900 | $1,939,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 104,798 | $1,939,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 99,322 | $1,939,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 59,273 | $1,935,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 64,465 | $1,933,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 114,400 | $1,926,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 153,135 | $1,925,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 15,002 | $1,921,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 49,178 | $1,920,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 56,784 | $1,919,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 37,500 | $1,917,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 45,500 | $1,916,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 196,336 | $1,916,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 137,244 | $1,915,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 61,538 | $1,914,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,000 | $1,913,000 | thousands by filing date | call |
| Nextera Energy, Inc. | 65339F887 | PFD | 35,000 | $1,912,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 52,936 | $1,912,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 69,555 | $1,904,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 40,753 | $1,904,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 117,496 | $1,899,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 65,782 | $1,899,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 48,934 | $1,898,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 54,844 | $1,895,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 80,440 | $1,893,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 41,232 | $1,891,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 240,600 | $1,891,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 33,554 | $1,890,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 85,022 | $1,889,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 54,572 | $1,888,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 91,402 | $1,887,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 18,574 | $1,883,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,820,000 | $1,880,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 71,035 | $1,876,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 41,648 | $1,874,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 90,774 | $1,872,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 147,817 | $1,871,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 30,000 | $1,870,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 46,008 | $1,866,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 42,500 | $1,866,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 59,821 | $1,865,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,835,000 | $1,864,000 | thousands by filing date | principal |
| BJS RESTAURANTS INC | 09180C106 | COM | 64,991 | $1,863,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 111,128 | $1,861,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 97,050 | $1,860,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 49,600 | $1,854,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 65,458 | $1,852,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 32,333 | $1,852,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 320,525 | $1,851,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 73,785 | $1,849,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 53,767 | $1,839,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 64,837 | $1,836,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 81,300 | $1,836,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 40,015 | $1,833,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 131,949 | $1,833,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 38,305 | $1,829,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 39,818 | $1,828,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 100,000 | $1,828,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 23,351 | $1,827,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 466,801 | $1,825,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 229,433 | $1,824,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,645,000 | $1,824,000 | thousands by filing date | principal |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 64,215 | $1,822,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 24,513 | $1,821,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 23,500 | $1,817,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 39,381 | $1,813,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 106,600 | $1,811,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 14,243 | $1,810,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 151,373 | $1,810,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 413,827 | $1,808,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 184,462 | $1,808,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 6,900 | $1,806,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 55,348 | $1,803,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 100,000 | $1,802,000 | thousands by filing date | put |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 119,405 | $1,801,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 125,836 | $1,787,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 16,117 | $1,787,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 17,045 | $1,784,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 87,465 | $1,784,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 107,790 | $1,780,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 49,900 | $1,779,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 94,580 | $1,777,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 24,205 | $1,776,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 31,374 | $1,776,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 16,306 | $1,771,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 237,672 | $1,766,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 295,630 | $1,765,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042250 | this filing | 2013-11-13 | acceptance time not in the bulk data set |