13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 4,152 holding rows worth $99,167,971,000.
- Accession
- 0001140361-13-033263
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 16,712 entries on the cover page, a total value of $99,167,971,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,167,971,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAVIUM INC | 14964U108 | COM | 41,183 | $1,456,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,475,000 | $1,450,000 | thousands by filing date | principal |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 57,490 | $1,445,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 60,786 | $1,445,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 223,162 | $1,444,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 270,116 | $1,444,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,594 | $1,442,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 134,030 | $1,441,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 85,107 | $1,437,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 50,666 | $1,436,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 19,628 | $1,434,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 256,100 | $1,434,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,500 | $1,433,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 33,228 | $1,433,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 1,400,000 | $1,432,000 | thousands by filing date | principal |
| ASTRONICS CORP COM | 046433108 | Stock | 34,992 | $1,430,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 49,666 | $1,430,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 99,602 | $1,429,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 32,812 | $1,429,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 55,000 | $1,428,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 158,006 | $1,426,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 131,202 | $1,426,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 83,845 | $1,425,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 57,660 | $1,422,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W169 | DLY DEV MKT BEAR | 100,000 | $1,422,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 47,738 | $1,421,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 70,111 | $1,421,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 93,516 | $1,416,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 386,354 | $1,410,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 35,000 | $1,404,000 | thousands by filing date | put |
| POWERSHARES | 73935X286 | COMMON STOCK | 39,480 | $1,403,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 29,020 | $1,402,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,200 | $1,401,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 123,426 | $1,399,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,200,000 | $1,399,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 149,015 | $1,398,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 32,904 | $1,398,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 108,951 | $1,395,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 99,668 | $1,394,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 205,051 | $1,394,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 29,649 | $1,392,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 74,196 | $1,391,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 44,272 | $1,390,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 159,503 | $1,387,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 27,519 | $1,386,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 30,000 | $1,384,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 73,835 | $1,380,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 42,138 | $1,379,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 77,912 | $1,370,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 72,932 | $1,369,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 38,741 | $1,367,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 138,787 | $1,366,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 128,423 | $1,364,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 78,565 | $1,364,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 37,471 | $1,363,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 54,414 | $1,363,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 153,218 | $1,362,000 | thousands by filing date | |
| PROSHARES TR | 74348A517 | UL PROSHTFIN NEW | 23,745 | $1,362,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 32,150 | $1,359,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 87,014 | $1,357,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 75,771 | $1,356,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 90,016 | $1,356,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 258,200 | $1,353,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 67,277 | $1,349,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 169,632 | $1,348,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 147,072 | $1,346,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 52,500 | $1,346,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 50,000 | $1,344,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 13,240 | $1,344,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 96,374 | $1,343,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 55,485 | $1,341,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 63,359 | $1,340,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,629 | $1,337,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 80,147 | $1,337,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 26,075 | $1,335,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 240,731 | $1,334,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 106,574 | $1,324,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 157,235 | $1,324,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,200,000 | $1,323,000 | thousands by filing date | principal |
| ABM INDS INC | 000957100 | COM | 53,959 | $1,322,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,220,000 | $1,322,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 34,593 | $1,321,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 50,599 | $1,320,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 50,762 | $1,315,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 65,859 | $1,313,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 35,521 | $1,312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 22,535 | $1,311,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 23,552 | $1,309,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 81,917 | $1,308,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 13,151 | $1,308,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 65,111 | $1,307,000 | thousands by filing date | |
| PROSHARES TR | 74347B409 | ULTSH NASD BIOT | 34,468 | $1,306,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 38,891 | $1,304,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 59,597 | $1,303,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 76,939 | $1,301,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 272,342 | $1,299,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 54,132 | $1,299,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 32,356 | $1,297,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 57,048 | $1,297,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 34,672 | $1,296,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 58,667 | $1,293,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 17,240 | $1,293,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 100,775 | $1,291,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 58,220 | $1,290,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 31,550 | $1,289,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 120,985 | $1,287,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 206,850 | $1,285,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 96,674 | $1,284,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 419,487 | $1,283,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 73,248 | $1,276,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 255,004 | $1,272,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,025,000 | $1,272,000 | thousands by filing date | principal |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,270,000 | $1,272,000 | thousands by filing date | principal |
| CASH AMER INTL INC | 14754D100 | COM | 27,928 | $1,269,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 25,980 | $1,268,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 86,781 | $1,263,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 115,423 | $1,260,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 74,577 | $1,258,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 17,834 | $1,254,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 17,463 | $1,252,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 33,332 | $1,248,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 79,944 | $1,245,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 27,308 | $1,245,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 42,384 | $1,244,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 57,999 | $1,244,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 44,161 | $1,243,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 55,520 | $1,241,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 75,000 | $1,241,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 20,722 | $1,239,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 50,009 | $1,239,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 24,501 | $1,237,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 22,504 | $1,237,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 29,456 | $1,236,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 34,989 | $1,234,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 206,803 | $1,231,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 10,000 | $1,231,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 49,271 | $1,225,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 57,069 | $1,224,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 65,375 | $1,223,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 87,877 | $1,219,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 41,832 | $1,217,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 77,345 | $1,216,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 104,747 | $1,215,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 186,583 | $1,213,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 43,471 | $1,213,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 229,743 | $1,209,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 35,011 | $1,209,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 663,533 | $1,208,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 140,417 | $1,206,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 78,801 | $1,205,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,020,634 | $1,204,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 79,522 | $1,201,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 317,104 | $1,199,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 20,638 | $1,197,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 17,451 | $1,196,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 83,522 | $1,193,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 42,499 | $1,192,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 62,279 | $1,187,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 189,391 | $1,187,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 24,635 | $1,186,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 14,828 | $1,182,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 98,456 | $1,182,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 905,000 | $1,180,000 | thousands by filing date | principal |
| MANNING + NAPIER INC | 56382Q102 | CL A | 66,461 | $1,180,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 97,227 | $1,176,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 73,093 | $1,175,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 30,704 | $1,174,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 261,529 | $1,172,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 31,030 | $1,170,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 1,100,000 | $1,170,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 26,236 | $1,166,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 22,699 | $1,164,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 77,315 | $1,164,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 58,384 | $1,164,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 84,196 | $1,161,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 29,997 | $1,157,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 36,318 | $1,156,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,135,000 | $1,155,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 57,772 | $1,155,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 28,872 | $1,152,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 19,723 | $1,152,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 200,000 | $1,152,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 45,107 | $1,151,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 15,805 | $1,148,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 102,115 | $1,147,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 79,671 | $1,145,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 69,385 | $1,145,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 243,524 | $1,145,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,155,000 | $1,140,000 | thousands by filing date | principal |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 46,295 | $1,139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 41,051 | $1,137,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 64,062 | $1,134,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 150,477 | $1,134,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 136,554 | $1,133,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 45,136 | $1,130,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 91,681 | $1,128,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 14,618 | $1,127,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 60,820 | $1,127,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 30,000 | $1,127,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 252,833 | $1,127,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 970,000 | $1,121,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 1,000,000 | $1,120,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,617 | $1,115,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,849 | $1,113,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 46,423 | $1,110,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 332,186 | $1,109,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 69,312 | $1,108,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 14,187 | $1,108,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 25,108 | $1,104,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 20,556 | $1,101,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 137,117 | $1,101,000 | thousands by filing date | |
| SCBT FINANCIAL CORP | 78401V102 | COM | 21,824 | $1,100,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 145,038 | $1,099,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 52,293 | $1,098,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 27,509 | $1,098,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,000,000 | $1,098,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 600,000 | $1,098,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 9,093 | $1,097,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 33,254 | $1,097,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 35,392 | $1,092,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 1,285,000 | $1,091,000 | thousands by filing date | principal |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 230,652 | $1,089,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 20,414 | $1,088,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 101,884 | $1,087,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 134,179 | $1,087,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 29,597 | $1,086,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 57,993 | $1,086,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 64,593 | $1,086,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 26,590 | $1,082,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 37,972 | $1,081,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 33,730 | $1,079,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 42,872 | $1,077,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,000 | $1,076,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 255,616 | $1,076,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 23,799 | $1,075,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 600,359 | $1,075,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 53,649 | $1,074,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 178,767 | $1,073,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 60,342 | $1,072,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,647 | $1,071,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 292,741 | $1,069,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 69,649 | $1,066,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 107,149 | $1,064,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 23,441 | $1,063,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 27,009 | $1,061,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 29,102 | $1,061,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 78,292 | $1,058,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 45,942 | $1,057,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 91,279 | $1,056,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 315,100 | $1,056,000 | thousands by filing date | call |
| ADVENT SOFTWARE INC | 007974108 | COM | 30,114 | $1,055,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 54,926 | $1,055,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 22,072 | $1,053,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 277,139 | $1,053,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 90,672 | $1,051,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 35,033 | $1,050,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 95,790 | $1,045,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 1,015,000 | $1,045,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 50,000 | $1,045,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 18,261 | $1,044,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 134,162 | $1,041,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 279,130 | $1,041,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 22,101 | $1,040,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 13,856 | $1,039,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,053,000 | $1,038,000 | thousands by filing date | principal |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 177,580 | $1,037,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 153,614 | $1,036,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 211,122 | $1,036,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 57,778 | $1,035,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 55,642 | $1,033,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 48,626 | $1,031,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 1,025,000 | $1,031,000 | thousands by filing date | principal |
| CHURCHILL DOWNS INC | 171484108 | COM | 13,078 | $1,030,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 45,517 | $1,030,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 26,164 | $1,028,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 46,028 | $1,028,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 14,500 | $1,026,000 | thousands by filing date | put |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 148,153 | $1,026,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 16,017 | $1,024,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 79,761 | $1,022,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 30,986 | $1,022,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 9,198 | $1,018,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 40,221 | $1,018,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 24,998 | $1,015,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 55,928 | $1,013,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 40,676 | $1,006,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 238,275 | $1,003,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 19,369 | $1,002,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 166,002 | $1,001,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 71,624 | $1,000,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 125,214 | $999,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 157,284 | $998,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 70,000 | $997,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 51,177 | $996,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 25,000 | $996,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 32,500 | $994,000 | thousands by filing date | put |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 16,440 | $993,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 53,312 | $993,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 81,847 | $989,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 112,421 | $989,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 36,484 | $986,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 44,802 | $986,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 163,483 | $983,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 15,473 | $982,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 10,332 | $982,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,115 | $980,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 26,705 | $980,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 77,432 | $980,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 790,000 | $980,000 | thousands by filing date | principal |
| ADDUS HOMECARE CORP | 006739106 | COM | 49,616 | $979,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 68,027 | $978,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 40,880 | $977,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 24,474 | $976,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 32,068 | $976,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 166,968 | $976,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 37,000 | $973,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 24,510 | $972,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 65,105 | $969,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 234,835 | $968,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 59,891 | $968,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 11,033 | $967,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 56,828 | $966,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 24,168 | $965,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 58,198 | $965,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 61,069 | $963,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 64,475 | $963,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 80,258 | $961,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 28,997 | $959,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 210,904 | $958,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 22,381 | $957,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 54,956 | $957,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 995,000 | $956,000 | thousands by filing date | principal |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 38,675 | $951,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 18,416 | $950,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 63,226 | $950,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 24,600 | $949,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 26,064 | $949,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 19,660 | $945,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 20,969 | $945,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 19,647 | $944,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 55,989 | $943,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 145,122 | $941,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 60,410 | $940,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 25,513 | $940,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 18,550 | $940,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 965,000 | $938,000 | thousands by filing date | principal |
| ASGN INC | 682159108 | COM | 34,866 | $932,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 54,687 | $932,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 600,000 | $931,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 33,064 | $929,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 63,320 | $927,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 82,717 | $926,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 35,632 | $925,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 58,661 | $925,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 161,868 | $925,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 35,367 | $924,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,190,088 | $924,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 38,233 | $922,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 31,791 | $921,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 16,518 | $920,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 13,728 | $920,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 26,470 | $919,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 30,608 | $918,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 28,017 | $917,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 111,297 | $917,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 26,126 | $917,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 15,041 | $912,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 198,468 | $912,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 64,183 | $912,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 48,784 | $911,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 65,427 | $910,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 104,513 | $908,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 18,182 | $907,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 139,151 | $907,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,936 | $906,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 23,560 | $906,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,117 | $902,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,790 | $901,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 21,631 | $901,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 43,151 | $898,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 16,381 | $897,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 43,207 | $896,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 41,675 | $895,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 29,713 | $893,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 145,290 | $893,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 43,292 | $892,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 26,400 | $891,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 127,127 | $890,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 47,064 | $889,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 36,183 | $884,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 21,525 | $883,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 38,316 | $882,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 27,706 | $881,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 13,131 | $879,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 18,388 | $873,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 268,728 | $871,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 57,305 | $870,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 38,677 | $868,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,698 | $868,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 17,908 | $866,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 36,011 | $864,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 31,809 | $864,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 43,095 | $862,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 36,415 | $862,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 24,488 | $860,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 66,293 | $860,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 129,994 | $860,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 10,769 | $859,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 13,185 | $859,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 40,480 | $859,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,343 | $858,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 10,934 | $858,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 71,130 | $856,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 63,904 | $855,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 41,581 | $855,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 60,000 | $854,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 24,621 | $854,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 730,000 | $853,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 25,280 | $853,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,086 | $851,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,092 | $851,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 32,534 | $851,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 40,484 | $848,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,300 | $847,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 27,142 | $847,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 63,837 | $846,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 800,000 | $846,000 | thousands by filing date | principal |
| STEIN MART INC | 858375108 | COM | 61,967 | $846,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 33,921 | $846,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 821,000 | $846,000 | thousands by filing date | principal |
| PLEXUS CORP COM | 729132100 | Stock | 28,269 | $845,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 11,603 | $844,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 16,358 | $843,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 42,360 | $843,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 30,980 | $842,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 570,000 | $842,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 63,021 | $841,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 47,803 | $840,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 41,095 | $838,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 104,061 | $838,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 22,533 | $836,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 31,090 | $833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 28,829 | $832,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 13,100 | $832,000 | thousands by filing date | put |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 103,503 | $831,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 13,798 | $830,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,852 | $828,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 24,713 | $828,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 47,910 | $827,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 22,900 | $825,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 490,318 | $825,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 245,679 | $824,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 28,579 | $822,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 20,149 | $820,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,900 | $815,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 22,923 | $813,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 243,128 | $812,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 61,768 | $811,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 50,000 | $810,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 13,614 | $808,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 38,156 | $807,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 15,666 | $806,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 155,482 | $804,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 16,796 | $804,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 86,689 | $804,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 69,171 | $803,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 20,626 | $803,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 50,394 | $803,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 21,000 | $802,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 9,232 | $801,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 49,336 | $800,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 43,400 | $799,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 58,827 | $797,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,853 | $795,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 49,348 | $794,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 183,357 | $792,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 20,619 | $791,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8,662 | $790,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 7,652 | $788,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 39,272 | $786,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 30,685 | $784,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 50,339 | $784,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 524,563 | $782,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 599,000 | $781,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 102,973 | $779,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,000 | $779,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 24,603 | $778,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 660,000 | $778,000 | thousands by filing date | principal |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 23,979 | $777,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 43,470 | $777,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 14,539 | $776,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 83,762 | $776,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 26,973 | $776,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 74,695 | $773,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 20,323 | $769,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 24,204 | $769,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 64,763 | $769,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 27,634 | $769,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 91,549 | $769,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 850,000 | $768,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033263 | this filing | 2013-08-15 | acceptance time not in the bulk data set |