13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 4,152 holding rows worth $99,167,971,000.
- Accession
- 0001140361-13-033263
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 16,712 entries on the cover page, a total value of $99,167,971,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,167,971,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISTAR INC | 45031U101 | COMMON STOCK | 256,500 | $2,896,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 71,384 | $2,889,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 383,710 | $2,889,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 76,300 | $2,878,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 221,989 | $2,878,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 61,666 | $2,866,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 44,209 | $2,858,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 51,573 | $2,847,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 55,000 | $2,845,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 202,059 | $2,841,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 103,429 | $2,840,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 654,292 | $2,839,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 34,100 | $2,835,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 59,678 | $2,811,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 54,579 | $2,809,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 79,300 | $2,807,000 | thousands by filing date | put |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 198,889 | $2,805,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 68,139 | $2,800,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 113,775 | $2,791,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 43,475 | $2,787,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 163,900 | $2,776,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 57,568 | $2,770,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 177,818 | $2,765,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 14,382 | $2,762,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 414,426 | $2,760,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 152,076 | $2,757,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 56,622 | $2,756,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 56,021 | $2,748,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 202,355 | $2,747,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 387,305 | $2,742,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 48,042 | $2,736,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 63,062 | $2,733,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 25,780 | $2,732,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 32,260 | $2,727,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 71,942 | $2,716,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 126,164 | $2,710,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 71,201 | $2,704,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 88,838 | $2,702,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 242,913 | $2,700,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 101,420 | $2,698,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 47,552 | $2,695,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 161,328 | $2,693,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 54,973 | $2,690,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 52,200 | $2,687,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 96,128 | $2,686,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 129,410 | $2,678,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 386,618 | $2,671,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 424,701 | $2,671,000 | thousands by filing date | |
| TYSON FOODS INC | 902494AP8 | NOTE | 1,750,000 | $2,668,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 520,879 | $2,667,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 127,592 | $2,655,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 245,365 | $2,651,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 40,000 | $2,650,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 195,917 | $2,647,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 75,509 | $2,646,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 40,000 | $2,645,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 92,229 | $2,642,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200,000 | $2,640,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 34,767 | $2,638,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 40,856 | $2,637,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 54,015 | $2,637,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 552,600 | $2,630,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,000,000 | $2,624,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753109 | COM | 422,974 | $2,624,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 215,634 | $2,622,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 50,919 | $2,621,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 60,627 | $2,620,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 193,309 | $2,620,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 40,262 | $2,616,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 66,934 | $2,614,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 69,753 | $2,611,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 75,164 | $2,606,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 181,548 | $2,605,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 148,725 | $2,602,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 56,630 | $2,596,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 136,765 | $2,592,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 335,600 | $2,584,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 233,296 | $2,580,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 176,443 | $2,573,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 5,004,000 | $2,565,000 | thousands by filing date | principal |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 49,442 | $2,561,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 89,500 | $2,561,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 192,781 | $2,556,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,320,000 | $2,548,000 | thousands by filing date | principal |
| MARKET LEADER INC | 57056R103 | COM | 237,951 | $2,547,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 87,010 | $2,545,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 110,197 | $2,544,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 63,463 | $2,544,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 170,000 | $2,535,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 30,000 | $2,531,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 76,788 | $2,526,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 9,621 | $2,525,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 459,455 | $2,523,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,000 | $2,521,000 | thousands by filing date | call |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 1,500,000 | $2,518,000 | thousands by filing date | principal |
| ITC HLDGS CORP | 465685105 | COM | 27,577 | $2,518,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 33,741 | $2,513,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 73,337 | $2,512,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 108,285 | $2,511,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 183,198 | $2,509,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 20,000 | $2,501,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 277,714 | $2,494,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 81,389 | $2,490,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 140,343 | $2,489,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 243,892 | $2,485,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 66,766 | $2,480,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 150,557 | $2,479,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 59,929 | $2,477,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 78,090 | $2,476,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 69,340 | $2,475,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 24,402 | $2,472,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 82,108 | $2,468,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 226,743 | $2,467,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,410,000 | $2,467,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 26,278 | $2,462,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 255,751 | $2,461,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 74,560 | $2,458,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 58,982 | $2,457,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 121,642 | $2,453,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 97,176 | $2,450,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 73,819 | $2,445,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 66,301 | $2,445,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 110,265 | $2,445,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 45,677 | $2,445,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 187,012 | $2,442,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 116,600 | $2,441,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 30,000 | $2,438,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 224,090 | $2,432,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 75,000 | $2,413,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 342,599 | $2,412,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 73,781 | $2,407,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 83,290 | $2,397,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 344,595 | $2,395,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 2,140,000 | $2,395,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 132,500 | $2,392,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 111,102 | $2,389,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 88,809 | $2,389,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 28,283 | $2,384,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 49,503 | $2,384,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 870,000 | $2,376,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y660 | DLY R/E BEAR3X | 150,000 | $2,376,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 82,563 | $2,375,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 100,861 | $2,369,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 18,655 | $2,361,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 80,229 | $2,359,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 170,700 | $2,356,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W128 | DLY SCOND 3XBR | 150,000 | $2,354,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 32,792 | $2,348,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 39,412 | $2,347,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 32,000 | $2,342,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 41,519 | $2,342,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 47,096 | $2,341,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 80,283 | $2,339,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 101,740 | $2,339,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 141,067 | $2,337,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 50,050 | $2,336,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 111,531 | $2,334,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 416,100 | $2,334,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 46,656 | $2,329,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 141,885 | $2,327,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 24,868 | $2,323,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 53,497 | $2,313,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 17,350 | $2,307,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 21,000 | $2,306,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 57,382 | $2,305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 24,000 | $2,295,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 45,888 | $2,294,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 139,724 | $2,294,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 195,246 | $2,289,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 50,122 | $2,288,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 165,150 | $2,278,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 53,432 | $2,276,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 50,451 | $2,273,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,261,946 | $2,271,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 132,550 | $2,266,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 58,416 | $2,264,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 74,760 | $2,263,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 24,824 | $2,262,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 117,816 | $2,260,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 240,651 | $2,257,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 50,000 | $2,257,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 50,000 | $2,242,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 79,284 | $2,242,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 297,986 | $2,241,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 86,081 | $2,239,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 96,923 | $2,234,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 45,229 | $2,234,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 367,393 | $2,230,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 48,691 | $2,230,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 196,962 | $2,226,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 122,300 | $2,219,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 34,960 | $2,214,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 42,370 | $2,205,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 947,284 | $2,198,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 105,798 | $2,194,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 95,660 | $2,193,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 31,699 | $2,190,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 65,403 | $2,187,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 41,526 | $2,187,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 19,900 | $2,187,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 22,724 | $2,187,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 34,494 | $2,184,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 111,000 | $2,179,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 95,944 | $2,177,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 45,565 | $2,168,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 86,829 | $2,166,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 214,368 | $2,165,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 128,339 | $2,163,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 355,100 | $2,155,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 87,447 | $2,150,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 31,854 | $2,147,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 44,614 | $2,144,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 77,754 | $2,143,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 99,736 | $2,141,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 45,675 | $2,141,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 149,590 | $2,136,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 27,512 | $2,134,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 46,410 | $2,134,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 114,484 | $2,129,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 36,598 | $2,120,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 64,205 | $2,117,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 113,486 | $2,116,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 68,177 | $2,114,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 402,969 | $2,112,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 2,000,000 | $2,106,000 | thousands by filing date | principal |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 145,499 | $2,105,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,050,000 | $2,105,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 841,034 | $2,102,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 25,323 | $2,100,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 55,000 | $2,096,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 60,000 | $2,093,000 | thousands by filing date | put |
| PARKWAY PPTYS INC | 70159Q104 | COM | 124,811 | $2,091,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 87,882 | $2,084,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 82,298 | $2,083,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 509,000 | $2,077,000 | thousands by filing date | put |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 159,104 | $2,077,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 165,179 | $2,076,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 128,519 | $2,075,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 106,296 | $2,073,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 369,252 | $2,071,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 27,967 | $2,069,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 33,622 | $2,068,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 38,229 | $2,064,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 124,759 | $2,058,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 324,761 | $2,053,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 39,298 | $2,053,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 39,373 | $2,052,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 149,060 | $2,049,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 24,868 | $2,048,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 518,409 | $2,047,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 122,786 | $2,042,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 39,097 | $2,040,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 249,286 | $2,040,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 259,527 | $2,040,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 61,517 | $2,039,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 183,250 | $2,038,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,049,042 | $2,035,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 100,000 | $2,034,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 255,942 | $2,032,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 130,670 | $2,028,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 33,787 | $2,027,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 52,795 | $2,019,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 341,589 | $2,018,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 43,471 | $2,018,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 135,483 | $2,017,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 233,940 | $2,012,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 156,420 | $2,010,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 36,477 | $2,008,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 119,864 | $2,001,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 16,000 | $1,993,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 21,154 | $1,991,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 83,068 | $1,987,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 72,009 | $1,987,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 53,250 | $1,984,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 114,204 | $1,983,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 89,880 | $1,982,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 47,606 | $1,981,000 | thousands by filing date | |
| INTERMEC INC | 458786100 | COM | 201,274 | $1,979,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 60,141 | $1,978,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 1,475,000 | $1,972,000 | thousands by filing date | principal |
| OLD NATL BANCORP IND | 680033107 | COM | 142,377 | $1,969,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 49,265 | $1,969,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 66,924 | $1,965,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,150,000 | $1,962,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 88,347 | $1,961,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 21,961 | $1,957,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 505,521 | $1,955,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 93,500 | $1,952,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 77,436 | $1,952,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 80,470 | $1,952,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 51,304 | $1,951,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 36,172 | $1,947,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 74,930 | $1,946,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 247,163 | $1,945,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 40,654 | $1,942,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 28,179 | $1,941,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 39,327 | $1,941,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 49,600 | $1,935,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 226,342 | $1,928,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 302,785 | $1,925,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 40,000 | $1,920,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 47,518 | $1,918,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 24,641 | $1,918,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 73,071 | $1,915,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 31,018 | $1,912,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 97,024 | $1,911,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 104,708 | $1,907,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 151,373 | $1,907,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 41,400 | $1,906,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 55,280 | $1,905,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 142,240 | $1,903,000 | thousands by filing date | |
| WEBSENSE INC | 947684106 | COM | 76,893 | $1,900,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 28,332 | $1,898,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 91,349 | $1,898,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 103,906 | $1,895,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 247,125 | $1,888,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 42,177 | $1,884,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 40,511 | $1,884,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 61,265 | $1,884,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 22,449 | $1,879,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 81,029 | $1,878,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 196,434 | $1,878,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 40,132 | $1,876,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 78,231 | $1,875,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 114,854 | $1,869,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 133,918 | $1,861,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 59,490 | $1,858,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 116,176 | $1,854,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 172,028 | $1,854,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 402,714 | $1,853,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 51,282 | $1,851,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 60,083 | $1,851,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,727,000 | $1,841,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 44,284 | $1,839,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 237,134 | $1,835,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 539,680 | $1,830,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,000 | $1,828,000 | thousands by filing date | put |
| UNS ENERGY CORP | 903119105 | COM | 40,754 | $1,822,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 216,341 | $1,818,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 178,856 | $1,818,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 320,755 | $1,818,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,456,000 | $1,816,000 | thousands by filing date | principal |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 63,159 | $1,815,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 292,017 | $1,814,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 70,765 | $1,812,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 45,519 | $1,810,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30,000 | $1,805,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 36,019 | $1,805,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 38,742 | $1,803,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 24,696 | $1,799,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 37,674 | $1,799,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 58,455 | $1,796,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 162,451 | $1,795,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 178,423 | $1,781,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 91,745 | $1,778,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,710,000 | $1,774,000 | thousands by filing date | principal |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 8,286 | $1,773,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 110,754 | $1,771,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 75,285 | $1,770,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 55,646 | $1,765,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 283,562 | $1,764,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,048,076 | $1,761,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 115,839 | $1,755,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 49,283 | $1,746,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 28,000 | $1,745,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 6,900 | $1,740,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 12,000 | $1,737,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 59,377 | $1,737,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 125,402 | $1,732,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 71,383 | $1,731,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 54,994 | $1,730,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 53,850 | $1,728,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 97,562 | $1,726,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 38,841 | $1,722,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 85,112 | $1,720,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 143,428 | $1,719,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 123,286 | $1,717,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,000,000 | $1,716,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 47,321 | $1,708,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 83,241 | $1,707,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 1,700,000 | $1,705,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 286,830 | $1,704,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 15,805 | $1,703,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 59,205 | $1,702,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J100 | SH | 169,617 | $1,700,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 92,649 | $1,699,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 512,227 | $1,691,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 70,236 | $1,686,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 85,389 | $1,684,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,245,000 | $1,684,000 | thousands by filing date | principal |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 21,712 | $1,681,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 75,179 | $1,681,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 27,500 | $1,679,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 40,487 | $1,676,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 40,558 | $1,676,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 26,357 | $1,674,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 87,987 | $1,674,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 86,051 | $1,674,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 43,900 | $1,670,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 29,919 | $1,669,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 166,990 | $1,668,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 128,150 | $1,666,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 67,907 | $1,663,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 75,676 | $1,662,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 32,941 | $1,661,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 316,298 | $1,651,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 81,161 | $1,650,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 103,430 | $1,638,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 25,500 | $1,638,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 400,000 | $1,632,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 130,549 | $1,631,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 71,969 | $1,625,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 424,455 | $1,625,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 60,048 | $1,624,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 225,452 | $1,624,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 206,676 | $1,624,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 57,884 | $1,624,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 169,822 | $1,622,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 117,322 | $1,620,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 92,715 | $1,619,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 87,992 | $1,618,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 145,928 | $1,617,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 81,233 | $1,614,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 52,639 | $1,610,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 25,046 | $1,605,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 50,222 | $1,605,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 183,843 | $1,601,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 84,881 | $1,597,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 275,039 | $1,595,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 55,698 | $1,593,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 16,517 | $1,592,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 55,783 | $1,591,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 90,000 | $1,589,000 | thousands by filing date | call |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 60,003 | $1,589,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 33,816 | $1,588,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 1,275,000 | $1,586,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 269,102 | $1,585,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 32,600 | $1,582,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520102 | COM | 108,906 | $1,575,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 53,246 | $1,572,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 263,290 | $1,569,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 39,840 | $1,566,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 28,508 | $1,562,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 99,491 | $1,562,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 14,159 | $1,561,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 73,353 | $1,561,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 45,000 | $1,560,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 41,200 | $1,560,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 132,743 | $1,560,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 57,295 | $1,559,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 18,314 | $1,557,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 34,056 | $1,555,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 94,748 | $1,555,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 50,564 | $1,554,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,000 | $1,552,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 200,000 | $1,548,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 132,803 | $1,545,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 29,730 | $1,543,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 29,358 | $1,539,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 27,533 | $1,534,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 33,544 | $1,534,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 179,406 | $1,532,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 63,386 | $1,531,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 1,345,000 | $1,530,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 142,581 | $1,529,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,193,509 | $1,528,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 49,176 | $1,526,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 1,200,000 | $1,523,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 38,286 | $1,520,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 46,980 | $1,519,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6,750 | $1,519,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 40,528 | $1,510,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 26,025 | $1,507,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 160,926 | $1,506,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,540,000 | $1,505,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D662 | 3X LONG SILVER | 265,000 | $1,503,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 201,296 | $1,502,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 23,625 | $1,499,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 205,913 | $1,498,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 2,500,000 | $1,498,000 | thousands by filing date | principal |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 15,820 | $1,497,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 49,157 | $1,491,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 57,757 | $1,490,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 75,754 | $1,489,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 67,582 | $1,489,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 190,926 | $1,489,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 88,483 | $1,488,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 128,143 | $1,482,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 59,418 | $1,480,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 87,597 | $1,476,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 15,645 | $1,476,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 32,333 | $1,468,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,560,000 | $1,468,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 132,832 | $1,467,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 32,026 | $1,467,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 69,107 | $1,467,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 65,906 | $1,467,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 26,502 | $1,462,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 47,147 | $1,458,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 81,217 | $1,457,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033263 | this filing | 2013-08-15 | acceptance time not in the bulk data set |