13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 4,152 holding rows worth $99,167,971,000.
- Accession
- 0001140361-13-033263
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 16,712 entries on the cover page, a total value of $99,167,971,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,167,971,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,785 | $368,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 65,519 | $368,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,128 | $367,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 173,335 | $367,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 58,428 | $367,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 7,203 | $366,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 45,965 | $366,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 17,213 | $366,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,325 | $365,000 | thousands by filing date | |
| 7 DAYS GROUP HLDGS LTD | 81783J101 | ADR | 26,437 | $365,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 109,956 | $364,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 40,533 | $364,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 100,408 | $363,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 91,178 | $363,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 425,000 | $361,000 | thousands by filing date | principal |
| AUDIENCE INC | 05070J102 | COM | 27,222 | $360,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 62,687 | $359,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 6,444 | $358,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 22,290 | $357,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 52,373 | $357,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 16,011 | $357,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,836 | $356,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 10,930 | $356,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 21,787 | $356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 6,310 | $355,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 14,935 | $354,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,944 | $353,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 19,530 | $352,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 11,115 | $352,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 24,653 | $352,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 24,827 | $352,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 60,754 | $351,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,300 | $351,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 24,101 | $351,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 32,184 | $351,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 37,564 | $348,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 13,792 | $347,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 23,693 | $346,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 123,472 | $346,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 4,630 | $345,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 52,276 | $344,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 13,780 | $344,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,488 | $343,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 12,861 | $343,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 40,838 | $343,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 23,389 | $343,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 12,311 | $342,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 21,414 | $341,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,000 | $341,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,000 | $341,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,283 | $341,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 94,427 | $341,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 25,000 | $340,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,859 | $339,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 340,000 | $339,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 23,862 | $338,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,822 | $338,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 25,106 | $338,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 25,458 | $338,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 15,785 | $338,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 27,856 | $336,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 12,698 | $335,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 44,860 | $335,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 10,082 | $335,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,475 | $333,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 38,281 | $332,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 16,486 | $331,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 28,485 | $331,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 10,000 | $330,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 11,665 | $330,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 84,151 | $329,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,000 | $327,000 | thousands by filing date | put |
| PANTRY INC | 698657103 | COM | 26,769 | $326,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,011 | $325,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 20,763 | $325,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 13,604 | $324,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 47,954 | $324,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,594 | $324,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 5,929 | $324,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,779 | $323,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,377 | $323,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 9,185 | $323,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 101,626 | $322,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 23,008 | $322,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 6,125 | $321,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,776 | $320,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 10,050 | $320,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 36,670 | $319,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 43,938 | $319,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 58,450 | $319,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 33,774 | $318,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 25,691 | $318,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,311 | $318,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 11,862 | $318,000 | thousands by filing date | |
| NAVARRE CORP | 639208107 | COM | 115,349 | $318,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,140 | $318,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 40,780 | $317,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 16,926 | $317,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 15,000 | $316,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 6,205 | $315,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 60,052 | $314,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 13,450 | $313,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 21,284 | $313,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 47,291 | $313,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 2,925 | $312,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 13,029 | $312,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6,161 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,800 | $311,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 28,181 | $311,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 17,766 | $310,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 12,901 | $309,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 250,000 | $308,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 6,566 | $307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,251 | $307,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 21,092 | $307,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 10,105 | $306,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 19,379 | $306,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 59,208 | $306,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 97,719 | $305,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 83,857 | $305,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 20,493 | $304,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 23,095 | $301,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,169 | $301,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 17,895 | $301,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,964 | $300,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 31,855 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 15,915 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,265 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,769 | $298,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 36,440 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 11,220 | $298,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 45,143 | $298,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 50,835 | $298,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 26,323 | $297,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 38,884 | $296,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,847 | $296,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 21,585 | $296,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 19,073 | $294,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 14,073 | $293,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 43,969 | $292,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,925 | $291,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 91,996 | $291,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 150,000 | $291,000 | thousands by filing date | principal |
| PLX TECHNOLOGY INC | 693417107 | COM | 60,936 | $290,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 13,600 | $289,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 4,832 | $289,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 100,000 | $288,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 28,255 | $287,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 12,312 | $287,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 29,563 | $287,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 50,199 | $286,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 127,729 | $286,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 88,577 | $286,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 34,120 | $286,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 7,801 | $286,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 25,194 | $285,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,804 | $284,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 30,560 | $284,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 15,776 | $283,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 14,388 | $283,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 30,608 | $282,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 25,614 | $282,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 27,236 | $282,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,019 | $281,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 74,248 | $281,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 4,387 | $281,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,981 | $280,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 81,330 | $279,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 31,748 | $279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,639 | $279,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 21,060 | $279,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 33,831 | $279,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 9,298 | $278,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 35,593 | $278,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,451 | $277,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 8,978 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,209 | $276,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 15,433 | $276,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 33,075 | $276,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 40,913 | $275,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 34,544 | $275,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 71,365 | $274,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 10,643 | $274,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 10,182 | $273,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 18,291 | $272,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 10,738 | $271,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 200,000 | $270,000 | thousands by filing date | principal |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 5,342 | $270,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 39,333 | $270,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,966 | $269,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 26,161 | $269,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 48,102 | $269,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 53,168 | $269,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 14,700 | $269,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 26,593 | $267,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 18,966 | $267,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 17,923 | $267,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 27,315 | $266,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $265,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 11,230 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,300 | $265,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,100 | $264,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 12,749 | $264,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 11,029 | $264,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 15,246 | $263,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 12,323 | $262,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 66,377 | $262,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 52,872 | $262,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 14,422 | $262,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 18,212 | $261,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 7,082 | $261,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,865 | $261,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 7,483 | $261,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,329 | $260,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 14,875 | $259,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 9,189 | $259,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 10,950 | $258,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 41,722 | $258,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,777 | $258,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,000 | $257,000 | thousands by filing date | put |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 199,333 | $257,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 14,667 | $256,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,298 | $256,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,711 | $256,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 13,036 | $256,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 7,605 | $256,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 114,970 | $255,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 109,141 | $254,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,702 | $254,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 4,396 | $254,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,800 | $254,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 15,715 | $253,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,564 | $253,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 11,410 | $253,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 14,865 | $252,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 4,842 | $251,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 30,987 | $250,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 9,036 | $250,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,500 | $250,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 12,200 | $250,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 121,992 | $250,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 159,357 | $250,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,000 | $249,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,672 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,500 | $249,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 10,003 | $249,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,580 | $249,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 26,081 | $248,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 33,028 | $246,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 15,795 | $246,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 37,414 | $246,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 18,948 | $246,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 13,874 | $245,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 12,521 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 10,004 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,448 | $244,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 19,798 | $244,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 3,950 | $244,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 14,442 | $243,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 10,900 | $243,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 19,499 | $242,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,824 | $242,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 9,575 | $242,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 14,119 | $242,000 | thousands by filing date | |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 5,878 | $242,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,745 | $241,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 15,813 | $241,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 18,848 | $241,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,209 | $240,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,052 | $240,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 29,853 | $240,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 13,573 | $238,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 231,000 | $238,000 | thousands by filing date | principal |
| WARREN RESOURCES INC | 93564A100 | COM | 93,409 | $238,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 27,188 | $238,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,200 | $237,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 15,059 | $237,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 74,148 | $237,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 4,000 | $237,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 12,000 | $236,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,800 | $236,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,921 | $236,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 38,326 | $236,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 43,195 | $235,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 41,551 | $235,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 29,059 | $235,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,200 | $234,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 31,172 | $234,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,041 | $234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,334 | $233,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 110,889 | $233,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 67,392 | $233,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 5,371 | $233,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,879 | $232,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 54,379 | $232,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 26,768 | $232,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 13,809 | $231,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 18,015 | $230,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 86,194 | $230,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 9,043 | $227,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 6,705 | $227,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 100,000 | $227,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 12,636 | $226,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,499 | $225,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 20,775 | $224,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 18,101 | $224,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,780 | $223,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,500 | $223,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 64,876 | $223,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 49,729 | $223,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 49,576 | $219,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,665 | $219,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 19,242 | $219,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 23,468 | $219,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 72,109 | $219,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 6,876 | $219,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 16,145 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,680 | $218,000 | thousands by filing date | |
| CARDIONET INC | 14159L103 | COM | 36,736 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,800 | $216,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 30,556 | $216,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,731 | $216,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 30,085 | $215,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 11,075 | $214,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,921 | $213,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 25,183 | $213,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 225,000 | $212,000 | thousands by filing date | principal |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 34,923 | $211,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 69,621 | $211,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 8,808 | $210,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 8,758 | $210,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 15,009 | $210,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 139,400 | $209,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,743 | $209,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 12,046 | $209,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,840 | $208,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 10,471 | $208,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,390 | $207,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,260 | $207,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 36,578 | $207,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 10,017 | $206,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,123 | $206,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,951 | $206,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 13,950 | $205,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 39,389 | $205,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 32,504 | $204,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 5,000 | $204,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 8,892 | $204,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 13,721 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 4,093 | $204,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 73,000 | $203,000 | thousands by filing date | call |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 32,936 | $203,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,781 | $202,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 208,605 | $202,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 6,164 | $202,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,819 | $200,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 8,750 | $200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,000 | $200,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 11,040 | $200,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,737 | $200,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,726 | $199,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 15,160 | $199,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 38,965 | $199,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 32,450 | $199,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 13,673 | $198,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,523 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $196,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 67,466 | $196,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 31,582 | $195,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 24,350 | $195,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,809 | $193,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 34,507 | $193,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 11,379 | $192,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 11,759 | $192,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 17,773 | $191,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 33,059 | $191,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 30,603 | $190,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,112 | $188,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 46,887 | $188,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,372 | $187,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 14,321 | $186,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,417 | $185,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 30,833 | $184,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 43,973 | $182,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 10,786 | $181,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 13,651 | $181,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 30,133 | $180,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,042 | $180,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 28,356 | $179,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 95,400 | $179,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 12,121 | $179,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 12,055 | $176,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 10,861 | $176,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 16,198 | $175,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 16,807 | $174,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 15,771 | $174,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 17,557 | $173,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 22,957 | $171,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 73,995 | $171,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 31,949 | $170,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,980 | $168,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $168,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,614 | $167,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 29,781 | $167,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 49,202 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $166,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 25,785 | $166,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 53,327 | $165,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 39,715 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 10,000 | $164,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 18,839 | $162,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 14,575 | $161,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 13,387 | $158,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 30,091 | $156,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 11,488 | $155,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,000 | $155,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,464 | $154,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 11,067 | $154,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 11,841 | $153,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 16,642 | $152,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,369 | $152,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 58,213 | $152,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 10,762 | $152,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 44,895 | $152,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 68,826 | $152,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 10,540 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,707 | $151,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 25,334 | $151,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 33,214 | $151,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 11,914 | $150,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 12,347 | $150,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 30,456 | $149,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 20,902 | $149,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 22,095 | $148,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 51,563 | $147,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 16,879 | $146,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 34,714 | $146,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 21,781 | $146,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 28,346 | $146,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 37,994 | $145,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 13,551 | $145,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,733 | $143,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 56,718 | $143,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 10,720 | $143,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 18,374 | $141,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 66,335 | $141,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 16,142 | $141,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 133,394 | $140,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 10,038 | $140,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 120,133 | $140,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,000 | $139,000 | thousands by filing date | put |
| HANSEN MEDICAL INC | 411307101 | COM | 96,827 | $139,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 23,311 | $138,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 32,320 | $138,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 24,509 | $137,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 10,026 | $135,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 17,172 | $135,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 29,999 | $135,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 122,252 | $135,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 97,249 | $135,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 29,893 | $135,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $134,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 12,006 | $134,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,000 | $133,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 1,052,894 | $133,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 10,000 | $133,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 42,111 | $132,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 69,536 | $130,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 34,544 | $128,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 74,695 | $128,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,000 | $128,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,580 | $127,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 12,164 | $125,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 18,177 | $125,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,272 | $125,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 66,122 | $125,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 11,199 | $125,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,644 | $124,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,179 | $124,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 29,388 | $122,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 10,973 | $121,000 | thousands by filing date | |
| LJ INTL INC | G55312105 | ORD | 61,244 | $121,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 10,850 | $120,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,077 | $119,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 49,513 | $119,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 28,689 | $118,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 15,517 | $117,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 62,059 | $117,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 14,002 | $116,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 21,589 | $116,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 10,089 | $115,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 18,285 | $115,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 28,778 | $115,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 21,583 | $114,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 15,556 | $114,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 12,157 | $114,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 39,198 | $113,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 71,725 | $111,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 34,594 | $111,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 10,656 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033263 | this filing | 2013-08-15 | acceptance time not in the bulk data set |