13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 4,152 holding rows worth $99,167,971,000.
- Accession
- 0001140361-13-033263
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 16,712 entries on the cover page, a total value of $99,167,971,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,167,971,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 11,609 | $110,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 11,252 | $110,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 42,767 | $109,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 15,358 | $109,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 13,184 | $109,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 23,419 | $107,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 14,093 | $106,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 48,834 | $103,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 15,357 | $103,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 11,832 | $102,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 38,861 | $102,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 48,262 | $102,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 24,175 | $102,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 11,362 | $101,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 54,904 | $100,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 91,365 | $100,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,086 | $99,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 18,683 | $99,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 29,592 | $99,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,390 | $98,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 44,664 | $98,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 13,855 | $97,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 43,024 | $97,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 63,668 | $97,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 75,425 | $97,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 85,859 | $96,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 20,323 | $95,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 16,781 | $94,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 42,434 | $94,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,268 | $93,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,675 | $93,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12,470 | $93,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 31,356 | $93,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 37,546 | $93,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 16,188 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 4,320 | $92,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 25,595 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,880 | $91,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 10,233 | $90,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 25,378 | $90,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 20,631 | $89,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 10,662 | $89,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 17,533 | $88,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 13,688 | $87,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 41,926 | $87,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 18,203 | $86,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 25,893 | $86,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 38,653 | $85,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 12,033 | $84,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 15,690 | $84,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 21,044 | $83,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 146,386 | $83,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 36,873 | $82,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 15,022 | $82,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 31,299 | $82,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 17,748 | $80,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,791 | $79,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 24,670 | $79,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,354 | $78,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 38,709 | $78,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 12,000 | $78,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,019 | $77,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 57,086 | $76,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,805 | $75,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 11,336 | $74,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 25,712 | $74,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 12,344 | $73,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 12,223 | $73,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 11,311 | $72,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 10,652 | $71,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 68,477 | $70,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 22,812 | $69,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,141 | $68,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 27,514 | $68,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 11,651 | $68,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 319,876 | $68,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 16,354 | $66,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,858 | $65,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,247 | $65,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 13,362 | $65,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 28,145 | $65,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,972 | $64,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 15,301 | $62,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 47,863 | $57,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 12,000 | $57,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 40,536 | $56,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,247 | $56,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,733 | $55,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,412 | $55,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 344,451 | $54,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 19,685 | $53,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 12,995 | $52,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 50,634 | $52,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,927 | $51,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 23,138 | $51,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 50,000 | $51,000 | thousands by filing date | call |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 13,504 | $51,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,055 | $50,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 17,336 | $50,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 21,644 | $50,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 21,829 | $48,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 19,548 | $48,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 16,830 | $48,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 29,893 | $48,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 12,377 | $46,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 22,141 | $46,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,169 | $45,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 15,959 | $45,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 35,452 | $45,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 22,730 | $43,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 24,824 | $43,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 16,073 | $42,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 17,219 | $42,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 18,103 | $42,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 10,123 | $40,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 17,131 | $39,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 12,660 | $38,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,667 | $37,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 11,458 | $37,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 30,609 | $37,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 13,388 | $36,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,020 | $36,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 39,819 | $34,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 155,000 | $33,000 | thousands by filing date | principal |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 16,007 | $32,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 19,443 | $32,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 23,370 | $32,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 15,120 | $31,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 13,244 | $30,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 14,838 | $29,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,059 | $28,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 12,922 | $28,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 68,802 | $28,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 12,943 | $28,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 15,929 | $27,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 10,344 | $27,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 21,166 | $25,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 15,174 | $25,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 11,235 | $25,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 15,432 | $25,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 13,659 | $21,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 14,301 | $19,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 50,119 | $18,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 16,991 | $18,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 12,067 | $14,000 | thousands by filing date | |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 46,705 | $14,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,899 | $12,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 16,806 | $7,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 12,807 | $5,000 | thousands by filing date | |
| PROSPECT GLOBAL RES INC | 74348X103 | COM | 56,563 | $5,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 15,720 | $4,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 64,900 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033263 | this filing | 2013-08-15 | acceptance time not in the bulk data set |