13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 4,152 holding rows worth $99,167,971,000.
- Accession
- 0001140361-13-033263
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 16,712 entries on the cover page, a total value of $99,167,971,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,167,971,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOLERA HOLDINGS INC | 83421A104 | COM | 98,102 | $5,460,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 811,020 | $5,458,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 697,297 | $5,453,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 197,446 | $5,430,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 210,051 | $5,430,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 363,521 | $5,420,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 261,117 | $5,419,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 200,000 | $5,412,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 146,289 | $5,396,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 203,068 | $5,393,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 85,004 | $5,374,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 307,806 | $5,372,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 56,442 | $5,370,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 443,268 | $5,354,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 172,345 | $5,343,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 243,398 | $5,329,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 114,527 | $5,320,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 272,761 | $5,301,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 158,530 | $5,300,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 33,500 | $5,290,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 179,762 | $5,289,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 62,914 | $5,283,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 46,388 | $5,277,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 603,073 | $5,276,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 292,906 | $5,265,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 158,452 | $5,260,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 416,913 | $5,245,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 77,750 | $5,242,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 100,000 | $5,232,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 160,319 | $5,210,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 60,198 | $5,201,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 168,780 | $5,198,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 257,800 | $5,197,000 | thousands by filing date | call |
| CEPHEID | 15670R107 | COM | 150,495 | $5,181,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 52,476 | $5,176,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 196,326 | $5,158,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 180,897 | $5,153,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 122,384 | $5,150,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 109,011 | $5,147,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 135,213 | $5,138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 248,875 | $5,134,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 485,833 | $5,116,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,680,000 | $5,107,000 | thousands by filing date | put |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 610,316 | $5,103,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 5,932,000 | $5,102,000 | thousands by filing date | principal |
| NETSUITE INC | 64118Q107 | COM | 55,519 | $5,094,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 192,600 | $5,093,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 162,499 | $5,088,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 2,922,746 | $5,085,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 117,377 | $5,084,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,468,995 | $5,084,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 449,240 | $5,080,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 183,521 | $5,075,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,065,695 | $5,071,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 438,791 | $5,068,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 3,500,000 | $5,064,000 | thousands by filing date | principal |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 307,113 | $5,061,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 166,574 | $5,059,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 48,100 | $5,052,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 191,982 | $5,051,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,000 | $5,051,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 281,897 | $5,049,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 160,087 | $5,048,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 4,062,000 | $5,042,000 | thousands by filing date | principal |
| THE COOPER COMPANIES | 216648402 | COM NEW | 42,271 | $5,032,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 60,000 | $5,030,000 | thousands by filing date | call |
| Susser Petroleum Partners, LP | 869239103 | LTD | 171,421 | $5,022,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 108,430 | $5,013,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 286,122 | $5,008,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 222,063 | $4,994,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 78,923 | $4,986,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 173,391 | $4,985,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 119,400 | $4,981,000 | thousands by filing date | call |
| VCA ANTECH INC | 918194101 | COM | 190,806 | $4,978,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 186,980 | $4,970,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 141,671 | $4,956,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 216,386 | $4,949,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 578,127 | $4,944,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 209,856 | $4,942,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 134,127 | $4,937,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 548,412 | $4,930,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 218,685 | $4,929,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 85,917 | $4,921,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 300,500 | $4,919,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 221,904 | $4,904,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 597,925 | $4,903,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 2,150,165 | $4,902,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 116,325 | $4,896,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 84,324 | $4,878,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 131,324 | $4,870,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 249,545 | $4,868,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 103,851 | $4,868,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 125,106 | $4,865,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 208,727 | $4,864,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 99,428 | $4,862,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 50,000 | $4,857,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 27,496 | $4,847,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 229,588 | $4,833,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 250,000 | $4,828,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 129,085 | $4,812,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 110,878 | $4,811,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 92,333 | $4,806,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 109,350 | $4,803,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 460,489 | $4,793,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 193,461 | $4,778,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 165,782 | $4,771,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 120,983 | $4,770,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 66,077 | $4,769,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 130,031 | $4,762,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 3,100,000 | $4,759,000 | thousands by filing date | principal |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 592,742 | $4,748,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 51,694 | $4,734,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 3,575,000 | $4,730,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 77,766 | $4,728,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 60,900 | $4,718,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 112,230 | $4,718,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 108,042 | $4,717,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 60,581 | $4,717,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 149,672 | $4,716,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 133,356 | $4,710,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 165,798 | $4,709,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 150,000 | $4,694,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 600,000 | $4,692,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 138,523 | $4,686,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 81,000 | $4,684,000 | thousands by filing date | put |
| SIGNATURE BANK | 82669G104 | COM | 56,409 | $4,683,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 179,711 | $4,675,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 71,281 | $4,673,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 188,699 | $4,665,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 166,949 | $4,658,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 145,634 | $4,656,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 190,000 | $4,653,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 126,469 | $4,649,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 54,100 | $4,645,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 35,413 | $4,642,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 80,000 | $4,626,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 133,775 | $4,624,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 145,792 | $4,622,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 161,254 | $4,612,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 226,200 | $4,610,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 69,552 | $4,609,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 211,984 | $4,602,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 392,900 | $4,601,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 175,000 | $4,597,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 267,262 | $4,594,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 237,275 | $4,592,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 147,967 | $4,566,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 67,837 | $4,530,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 107,340 | $4,525,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $4,518,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 117,235 | $4,507,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 54,053 | $4,505,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 167,127 | $4,497,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 349,146 | $4,493,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 139,070 | $4,466,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 180,000 | $4,464,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 600,472 | $4,462,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 94,760 | $4,462,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 2,257,899 | $4,459,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100,000 | $4,450,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 132,045 | $4,449,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,076,943 | $4,444,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 54,213 | $4,442,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 119,457 | $4,441,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 127,210 | $4,441,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 185,423 | $4,438,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 500,761 | $4,436,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 151,026 | $4,431,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 258,691 | $4,424,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 71,311 | $4,417,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,087,682 | $4,416,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 225,748 | $4,405,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 139,143 | $4,401,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 294,264 | $4,396,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 86,545 | $4,393,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 190,000 | $4,393,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 245,463 | $4,392,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,500,494 | $4,381,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 87,505 | $4,380,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 136,680 | $4,366,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 137,232 | $4,363,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 522,953 | $4,355,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 280,860 | $4,353,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 233,145 | $4,352,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 67,609 | $4,348,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 99,812 | $4,346,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 68,821 | $4,345,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 194,213 | $4,343,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 561,978 | $4,339,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 120,000 | $4,334,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 83,947 | $4,324,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 49,627 | $4,321,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 47,157 | $4,315,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 71,911 | $4,312,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 175,694 | $4,307,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 517,943 | $4,299,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 59,842 | $4,294,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 109,718 | $4,290,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 152,022 | $4,284,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 374,172 | $4,284,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 308,109 | $4,281,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,048,639 | $4,278,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 43,183 | $4,276,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 3,815,000 | $4,251,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 95,381 | $4,247,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 212,861 | $4,247,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 64,772 | $4,246,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,114,211 | $4,245,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 54,398 | $4,242,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10,000 | $4,237,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 124,008 | $4,223,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 35,956 | $4,218,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 34,840 | $4,206,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 60,000 | $4,201,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 127,296 | $4,200,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 81,507 | $4,191,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 121,931 | $4,189,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 97,048 | $4,189,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 122,500 | $4,183,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 322,824 | $4,177,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 152,806 | $4,173,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 38,668 | $4,151,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,450,400 | $4,148,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $4,145,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 111,568 | $4,138,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 157,715 | $4,133,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 146,075 | $4,132,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 3,600,000 | $4,124,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 3,585,000 | $4,121,000 | thousands by filing date | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 121,753 | $4,120,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 3,558,000 | $4,105,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 72,648 | $4,103,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 110,694 | $4,100,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 56,403 | $4,097,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 131,214 | $4,090,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 233,546 | $4,087,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 35,518 | $4,082,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 125,501 | $4,082,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 53,984 | $4,077,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 863,386 | $4,076,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 52,362 | $4,074,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 72,589 | $4,072,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 77,569 | $4,069,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 50,734 | $4,062,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 95,662 | $4,060,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 210,000 | $4,055,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 289,123 | $4,054,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 179,600 | $4,052,000 | thousands by filing date | put |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 62,426 | $4,044,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 63,335 | $4,041,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 395,069 | $4,036,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 58,410 | $4,035,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 148,367 | $4,034,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 73,900 | $4,031,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 83,381 | $4,029,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 69,487 | $4,027,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 80,656 | $4,023,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 46,300 | $4,011,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 267,296 | $4,011,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 61,293 | $4,005,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 397,552 | $4,003,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 115,383 | $3,999,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 65,700 | $3,997,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 107,756 | $3,988,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 132,466 | $3,987,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 96,414 | $3,986,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 42,080 | $3,983,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 301,420 | $3,978,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 84,200 | $3,974,000 | thousands by filing date | put |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 344,076 | $3,970,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 139,263 | $3,955,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 135,419 | $3,949,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 47,500 | $3,944,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 129,018 | $3,940,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 174,096 | $3,939,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 80,617 | $3,938,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 354,092 | $3,927,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 30,229 | $3,926,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 121,164 | $3,920,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 5,214,000 | $3,911,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 152,158 | $3,907,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 72,612 | $3,906,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 172,844 | $3,903,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 48,340 | $3,897,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 294,258 | $3,887,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 85,413 | $3,879,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 87,973 | $3,879,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 45,150 | $3,878,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 90,504 | $3,876,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 183,771 | $3,874,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 69,202 | $3,869,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 78,651 | $3,868,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 228,102 | $3,866,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 225,858 | $3,854,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 124,197 | $3,853,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,816,068 | $3,850,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 196,771 | $3,847,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 659,280 | $3,844,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 127,976 | $3,843,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 182,194 | $3,836,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 122,508 | $3,834,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 90,000 | $3,827,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 3,535,000 | $3,823,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 3,375,000 | $3,822,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 170,829 | $3,822,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 107,520 | $3,814,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 218,829 | $3,814,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 3,700,000 | $3,811,000 | thousands by filing date | principal |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 151,432 | $3,810,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 180,500 | $3,796,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 2,940,000 | $3,793,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 76,900 | $3,777,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 150,000 | $3,777,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 131,500 | $3,766,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,210,000 | $3,765,000 | thousands by filing date | principal |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 97,983 | $3,749,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 102,772 | $3,748,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 203,625 | $3,735,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 38,739 | $3,734,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 307,144 | $3,730,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 398,861 | $3,717,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 61,898 | $3,713,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 195,417 | $3,712,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 434,266 | $3,694,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 131,222 | $3,693,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 659,183 | $3,691,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 84,927 | $3,690,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 200,000 | $3,682,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100,754 | $3,680,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 86,492 | $3,676,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 454,788 | $3,675,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 74,521 | $3,667,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 91,627 | $3,663,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 166,210 | $3,658,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 147,842 | $3,644,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 117,529 | $3,643,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 80,074 | $3,641,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 1,122,191 | $3,631,000 | thousands by filing date | principal |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 559,655 | $3,627,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 72,713 | $3,618,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 129,292 | $3,610,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 639,927 | $3,610,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 115,888 | $3,597,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 57,215 | $3,597,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 135,000 | $3,592,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 3,350,000 | $3,591,000 | thousands by filing date | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 80,000 | $3,585,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 143,172 | $3,579,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 48,014 | $3,557,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 143,885 | $3,556,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 72,637 | $3,542,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $3,535,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 239,100 | $3,534,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 91,578 | $3,531,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 82,594 | $3,517,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 274,515 | $3,512,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 32,738 | $3,510,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 263,466 | $3,510,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 73,855 | $3,501,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 60,813 | $3,491,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 31,087 | $3,488,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 335,400 | $3,488,000 | thousands by filing date | put |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 190,014 | $3,476,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 172,781 | $3,473,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 602,699 | $3,472,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 6,012 | $3,456,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 164,232 | $3,456,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 40,053 | $3,447,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 51,988 | $3,442,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 108,143 | $3,441,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 35,200 | $3,430,000 | thousands by filing date | put |
| ING | 44977W106 | EXCHANGE TRADED | 538,151 | $3,428,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 133,519 | $3,426,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 101,311 | $3,424,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 142,428 | $3,420,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 41,707 | $3,418,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 195,840 | $3,418,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 348,295 | $3,413,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 46,106 | $3,395,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,880,000 | $3,391,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 166,059 | $3,384,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 133,475 | $3,381,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 106,163 | $3,380,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 100,000 | $3,380,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 149,819 | $3,378,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 82,091 | $3,378,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 80,000 | $3,362,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 96,400 | $3,360,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 50,000 | $3,350,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 70,422 | $3,341,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 151,238 | $3,333,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 41,842 | $3,328,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 250,000 | $3,328,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 125,000 | $3,326,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 59,279 | $3,324,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 39,526 | $3,320,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 552,066 | $3,318,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 216,006 | $3,318,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 302,898 | $3,308,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 40,269 | $3,306,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 60,530 | $3,306,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 223,692 | $3,304,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 434,739 | $3,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 165,838 | $3,282,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $3,262,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 72,300 | $3,258,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 283,609 | $3,256,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 35,000 | $3,253,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 125,970 | $3,237,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 98,316 | $3,233,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 32,700 | $3,232,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A108 | COM | 177,902 | $3,232,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 99,241 | $3,225,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 114,939 | $3,220,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 80,000 | $3,218,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 292,627 | $3,216,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 32,500 | $3,211,000 | thousands by filing date | put |
| ALLIANCE DATA SYSTEMS CORP | 018581AD0 | NOTE 1.750% 8/0 | 1,413,000 | $3,211,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 47,198 | $3,207,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 164,717 | $3,203,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 129,260 | $3,203,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 50,315 | $3,199,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 45,000 | $3,198,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 57,487 | $3,194,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 390,523 | $3,192,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 116,428 | $3,191,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 138,525 | $3,191,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,115,396 | $3,190,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 148,748 | $3,184,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 777,875 | $3,182,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 243,171 | $3,181,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 139,125 | $3,177,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 43,889 | $3,176,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 825,000 | $3,168,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 304,000 | $3,162,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 222,899 | $3,160,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 40,769 | $3,159,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 45,279 | $3,139,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 55,524 | $3,126,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 30,722 | $3,124,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 71,400 | $3,119,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 136,718 | $3,118,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 36,726 | $3,111,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 55,915 | $3,107,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 68,498 | $3,102,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 87,552 | $3,100,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 27,796 | $3,100,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 219,012 | $3,099,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 77,212 | $3,097,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 48,857 | $3,096,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 2,425,000 | $3,094,000 | thousands by filing date | principal |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 3,030,000 | $3,091,000 | thousands by filing date | principal |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 45,527 | $3,090,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 143,188 | $3,087,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 377,253 | $3,086,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 41,374 | $3,075,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 69,546 | $3,053,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 102,758 | $3,051,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 90,559 | $3,050,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 150,121 | $3,048,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 170,176 | $3,045,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 67,497 | $3,042,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 80,813 | $3,034,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 173,462 | $3,031,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 99,175 | $3,028,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 4,041,000 | $3,021,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 186,171 | $3,015,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 193,790 | $3,015,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 68,200 | $3,014,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 108,595 | $3,000,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 160,000 | $2,994,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 121,336 | $2,984,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 101,862 | $2,981,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 169,874 | $2,980,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 45,028 | $2,979,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 37,967 | $2,967,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,250,000 | $2,963,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 27,466 | $2,961,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 18,252 | $2,955,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 150,542 | $2,954,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 38,908 | $2,949,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 55,134 | $2,947,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 223,724 | $2,947,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 2,935,000 | $2,944,000 | thousands by filing date | principal |
| FLOWSERVE CORP | 34354P105 | COM | 54,400 | $2,938,000 | thousands by filing date | call |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 569,325 | $2,938,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 412,971 | $2,936,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 41,070 | $2,935,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 119,167 | $2,933,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,396,099 | $2,933,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 154,893 | $2,925,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 57,292 | $2,924,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 69,617 | $2,917,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 40,800 | $2,917,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 77,884 | $2,916,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 101,040 | $2,909,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 154,858 | $2,907,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 165,742 | $2,905,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 2,100,000 | $2,898,000 | thousands by filing date | principal |
| DSW INC-CLASS A | 23334L102 | CL A | 39,417 | $2,897,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033263 | this filing | 2013-08-15 | acceptance time not in the bulk data set |