13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 4,152 holding rows worth $99,167,971,000.
- Accession
- 0001140361-13-033263
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 16,712 entries on the cover page, a total value of $99,167,971,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,167,971,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 26,560 | $768,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 67,992 | $765,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 29,814 | $765,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 84,001 | $764,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 63,324 | $764,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 143,559 | $764,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 14,855 | $763,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 22,279 | $762,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 29,496 | $760,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 44,796 | $759,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 22,031 | $758,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 120,993 | $758,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 21,083 | $758,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 183,404 | $754,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 22,243 | $752,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 19,882 | $750,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 45,379 | $748,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 414,000 | $748,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 32,322 | $747,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 71,102 | $747,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 40,000 | $746,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 21,890 | $746,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 10,013 | $745,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 48,000 | $744,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 29,720 | $744,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 21,846 | $742,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 21,287 | $735,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 20,938 | $734,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 130,687 | $734,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,051 | $733,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 49,572 | $732,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 17,319 | $732,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 670,000 | $731,000 | thousands by filing date | principal |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 200,000 | $731,000 | thousands by filing date | principal |
| Q | 74876Y101 | Stock | 17,128 | $729,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 224,512 | $728,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 645,000 | $728,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,608 | $724,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 400,000 | $724,000 | thousands by filing date | principal |
| RAVEN INDS INC COM | 754212108 | Stock | 24,110 | $722,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 33,492 | $720,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 14,047 | $719,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 29,456 | $719,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 600,000 | $719,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 30,080 | $719,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 18,708 | $717,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 73,401 | $717,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 131,598 | $716,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 70,521 | $716,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 24,000 | $714,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 150,922 | $714,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,281 | $713,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,400 | $712,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 32,912 | $712,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 41,872 | $711,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 36,174 | $711,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 25,551 | $709,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 12,537 | $709,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 27,463 | $709,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 45,738 | $708,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 28,371 | $708,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 12,577 | $708,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 27,145 | $708,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 24,361 | $706,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 17,905 | $704,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 9,397 | $701,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 37,716 | $700,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 33,320 | $699,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 28,695 | $698,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 15,740 | $696,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 51,181 | $694,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 25,000 | $694,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 25,368 | $690,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 13,572 | $690,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 52,188 | $690,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 31,472 | $690,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 91,291 | $687,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 64,468 | $686,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 43,701 | $685,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 67,235 | $684,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 20,595 | $684,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 49,880 | $684,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 23,652 | $683,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 12,178 | $682,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 24,632 | $681,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 53,182 | $681,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 44,810 | $679,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 100,015 | $678,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 25,825 | $677,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 120,448 | $676,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 23,065 | $675,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 6,500 | $675,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 32,149 | $668,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 213,498 | $668,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,882 | $667,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 750,000 | $666,000 | thousands by filing date | principal |
| INCONTACT INC | 45336E109 | COM | 80,992 | $665,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 46,260 | $664,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 31,541 | $664,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 27,040 | $663,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 67,068 | $662,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 73,800 | $660,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 17,281 | $660,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 34,126 | $660,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 44,421 | $659,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 54,386 | $657,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 15,041 | $657,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 57,980 | $656,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 21,429 | $656,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 47,576 | $656,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 94,474 | $656,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11,519 | $653,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 32,329 | $652,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 9,986 | $652,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $652,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 18,459 | $650,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 16,150 | $650,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 40,014 | $650,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 167,114 | $649,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 14,436 | $649,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,438 | $649,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 8,992 | $648,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 45,460 | $647,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 91,492 | $646,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 39,765 | $646,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 73,682 | $641,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 11,904 | $639,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 61,177 | $639,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 10,140 | $637,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 28,305 | $637,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,996 | $636,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 28,660 | $636,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 35,034 | $636,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 86,038 | $634,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 24,900 | $634,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 45,181 | $633,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 18,300 | $633,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 12,724 | $632,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 9,490 | $632,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 36,373 | $632,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 67,767 | $629,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 13,323 | $628,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 20,634 | $628,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 30,167 | $626,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 28,449 | $625,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 675,000 | $625,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 37,500 | $624,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 22,478 | $624,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 63,933 | $623,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 140,015 | $622,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 66,938 | $621,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 9,950 | $621,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 11,905 | $619,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 29,755 | $619,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 96,219 | $619,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 73,504 | $618,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 33,780 | $616,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 20,785 | $615,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 25,069 | $615,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 113,620 | $615,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 765,000 | $614,000 | thousands by filing date | principal |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 40,580 | $614,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 250,000 | $613,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 26,124 | $612,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,216 | $611,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,507 | $608,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 80,398 | $608,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 372,098 | $606,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 53,761 | $605,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 51,414 | $605,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,500 | $603,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 38,788 | $601,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 14,925 | $599,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 14,012 | $599,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 52,284 | $598,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,300 | $598,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 97,224 | $598,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 11,523 | $598,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 32,995 | $596,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 30,329 | $594,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 52,900 | $594,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 50,608 | $593,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 57,668 | $589,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 33,160 | $588,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 24,426 | $588,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 44,936 | $588,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 40,511 | $587,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 16,257 | $586,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 24,033 | $586,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,455 | $585,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 17,148 | $585,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 34,872 | $585,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 28,450 | $585,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 72,015 | $580,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 38,592 | $580,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 308,423 | $580,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,800 | $579,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 27,463 | $579,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 17,062 | $578,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 30,806 | $578,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 11,596 | $577,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 49,030 | $576,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 43,833 | $576,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 264,911 | $575,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 12,823 | $574,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,000 | $573,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 13,232 | $573,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 48,527 | $573,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 40,348 | $572,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 29,581 | $572,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 28,080 | $572,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 26,198 | $570,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 535,000 | $570,000 | thousands by filing date | principal |
| DEMANDWARE INC | 24802Y105 | COM | 13,450 | $570,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 24,352 | $569,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 34,370 | $568,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 54,126 | $568,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 63,845 | $567,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,346 | $566,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,690 | $566,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,285 | $565,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 37,985 | $565,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 20,969 | $563,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 32,541 | $562,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 60,676 | $562,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 220,000 | $561,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 25,156 | $560,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 20,306 | $560,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 79,384 | $560,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 40,216 | $559,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 23,807 | $559,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 15,157 | $559,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 60,383 | $558,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 49,575 | $557,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 28,217 | $555,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 24,114 | $554,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 47,321 | $554,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 10,390 | $553,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 16,698 | $552,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 195,486 | $552,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 450 | $551,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 85,000 | $551,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,325 | $549,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 19,943 | $547,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 16,240 | $545,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 33,524 | $545,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 17,127 | $545,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 73,500 | $545,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 8,694 | $544,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 29,473 | $544,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 107,120 | $543,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 199 | $539,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 40,869 | $539,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 178,856 | $539,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 42,683 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 21,491 | $537,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 9,052 | $537,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 184,406 | $534,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 31,384 | $533,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 45,121 | $533,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 29,609 | $533,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 6,000 | $533,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,229 | $528,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 47,885 | $526,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 300,000 | $526,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694305 | COM | 40,960 | $525,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,255 | $524,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 20,526 | $522,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 19,047 | $522,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 18,209 | $520,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 37,238 | $520,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 18,703 | $519,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 29,567 | $518,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 25,693 | $518,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 24,993 | $517,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 2,800 | $517,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,000 | $517,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 104,229 | $516,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 21,595 | $516,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 34,528 | $515,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 10,854 | $514,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,552 | $512,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 98,180 | $512,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 7,140 | $511,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 15,118 | $511,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 31,063 | $511,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 141,681 | $511,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 31,455 | $510,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 33,850 | $510,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,483 | $510,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 24,073 | $510,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 19,433 | $510,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 22,754 | $509,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 9,149 | $509,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 29,603 | $508,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 1,538,960 | $508,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 25,882 | $507,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 7,000 | $507,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 34,049 | $507,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,164 | $505,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 29,065 | $505,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 34,265 | $504,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 27,648 | $503,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 53,081 | $501,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 500,000 | $501,000 | thousands by filing date | principal |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 30,193 | $497,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 33,630 | $495,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 21,777 | $495,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 19,491 | $495,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 25,034 | $495,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,425 | $493,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 16,732 | $493,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 18,078 | $493,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 21,336 | $492,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 55,709 | $492,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 53,398 | $492,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,542 | $491,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 8,007 | $489,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 80,001 | $489,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 17,508 | $488,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 69,422 | $488,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 19,778 | $485,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 32,200 | $483,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 9,991 | $482,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 31,335 | $482,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,612 | $481,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 10,332 | $481,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 5,092 | $481,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 34,533 | $480,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 17,392 | $478,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,400 | $477,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 9,227 | $476,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 15,219 | $476,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 18,251 | $474,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 19,127 | $473,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 64,106 | $472,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 22,870 | $472,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 520,000 | $471,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 10,423 | $470,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 103,540 | $470,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 47,565 | $470,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 22,677 | $470,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 46,435 | $468,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 20,415 | $468,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 13,597 | $467,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 52,730 | $466,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,703 | $466,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 45,888 | $465,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 8,392 | $465,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 59,406 | $465,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,457 | $464,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 30,150 | $464,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 19,726 | $463,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 112,600 | $463,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 19,931 | $462,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 400,000 | $462,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394103 | COM | 7,052 | $461,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 6,615 | $460,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 17,668 | $459,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 77,200 | $459,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 12,977 | $457,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 22,511 | $457,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 52,627 | $457,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 37,925 | $457,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 24,217 | $456,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 44,804 | $456,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 23,049 | $456,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,947 | $454,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,880 | $454,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 149,895 | $454,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 47,213 | $454,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 37,582 | $453,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 30,165 | $452,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 9,624 | $452,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,101 | $452,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 54,740 | $451,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 26,229 | $451,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 19,211 | $449,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 13,765 | $448,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 15,262 | $447,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 43,631 | $446,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 26,750 | $445,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 17,740 | $445,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 7,169 | $444,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,336 | $444,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 63,441 | $444,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D779 | VIX MD TRM FUT | 58,614 | $444,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,247 | $442,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 27,661 | $442,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,321 | $441,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 31,039 | $440,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 16,821 | $439,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 34,848 | $439,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 7,821 | $439,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 9,827 | $437,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 25,000 | $437,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 20,676 | $436,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 141,998 | $436,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 70,808 | $434,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 13,386 | $433,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 17,454 | $433,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 86,942 | $433,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 17,624 | $432,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 17,709 | $431,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 314,818 | $431,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 14,232 | $430,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 63,675 | $429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 12,896 | $427,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,680 | $427,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 34,121 | $427,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 20,000 | $426,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 15,708 | $426,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 304,000 | $425,000 | thousands by filing date | principal |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,700 | $424,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 54,648 | $422,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 72,022 | $422,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 217,162 | $422,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 14,596 | $421,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 48,567 | $421,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 72,500 | $421,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 7,709 | $420,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 12,569 | $418,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 38,290 | $418,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 26,631 | $417,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 5,440 | $415,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,404 | $414,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 39,155 | $412,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 27,000 | $412,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 320,000 | $412,000 | thousands by filing date | principal |
| PHI INC-NON VOTING | 69336T205 | COM | 12,007 | $412,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 8,235 | $410,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 19,224 | $410,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 46,714 | $410,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 7,499 | $410,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 6,611 | $409,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 38,898 | $407,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 11,462 | $406,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 7,671 | $406,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 15,252 | $405,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 25,000 | $405,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 16,392 | $405,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 36,956 | $405,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 9,004 | $403,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 9,996 | $403,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 60,900 | $402,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,000 | $401,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6,043 | $401,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 11,743 | $401,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 16,435 | $401,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 71,253 | $401,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 97,362 | $400,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,970 | $399,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 34,164 | $397,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 24,699 | $396,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 385,000 | $396,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 26,886 | $396,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 8,477 | $395,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4,540 | $395,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 32,718 | $395,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,481 | $394,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 15,000 | $394,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 7,062 | $393,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 23,647 | $393,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 37,732 | $393,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 8,100 | $393,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,800 | $392,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 14,217 | $392,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 22,730 | $391,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 7,477 | $391,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 23,591 | $391,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 26,977 | $390,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 9,600 | $389,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 23,169 | $389,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 31,124 | $386,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 28,270 | $386,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 11,179 | $383,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 101,989 | $383,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 52,171 | $381,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 8,479 | $381,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 28,070 | $381,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 34,513 | $380,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 19,949 | $380,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,707 | $378,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 69,585 | $378,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 24,106 | $378,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 16,408 | $377,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 57,391 | $377,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 17,677 | $377,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 93,433 | $377,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 9,192 | $375,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AH1 | NOTE 3.125% 3/1 | 1,500,000 | $375,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 21,557 | $373,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 17,715 | $372,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 200,000 | $370,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,146 | $369,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,000 | $369,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14,864 | $369,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 10,300 | $368,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 18,741 | $368,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 116,716 | $368,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033263 | this filing | 2013-08-15 | acceptance time not in the bulk data set |