13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCDERMOTT INTL INC | 580037109 | COM | 72,505 | $593,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,247 | $592,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12,315 | $592,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,078 | $591,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 11,200 | $591,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9,091 | $591,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 19,000 | $590,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 10,000 | $589,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 36,435 | $589,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,300 | $589,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 31,220 | $588,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 13,217 | $586,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 46,000 | $585,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 13,489 | $585,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 93,484 | $584,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,319 | $584,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 13,500 | $584,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 100,061 | $583,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 11,453 | $582,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 24,200 | $582,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 20,221 | $582,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 7,601 | $581,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 34,490 | $581,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,000 | $581,000 | thousands by filing date | call |
| FOSTER WHEELER AG | H27178104 | COM | 26,778 | $581,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 37,456 | $581,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 15,364 | $580,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 30,700 | $579,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 45,400 | $579,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 27,524 | $579,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10,325 | $573,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 15,323 | $573,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 11,107 | $572,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 13,376 | $571,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 19,863 | $571,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 44,310 | $571,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 11,003 | $571,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 8,083 | $570,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 44,319 | $570,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 19,064 | $570,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 14,156 | $570,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 48,401 | $568,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 106,670 | $568,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 21,200 | $568,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 146,870 | $568,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 12,424 | $567,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 96,411 | $566,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 63,000 | $566,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 40,423 | $565,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 14,307 | $564,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,659 | $562,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 34,000 | $561,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,900 | $560,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 40,955 | $560,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 118,747 | $559,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 7,366 | $558,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 23,231 | $557,000 | thousands by filing date | principal |
| ANNIES INC | 03600T104 | COM | 13,035 | $557,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,602 | $557,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 69,075 | $555,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 17,693 | $555,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 41,003 | $554,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,352 | $552,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 14,594 | $552,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,906 | $552,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 50,962 | $551,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 59,824 | $551,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 23,353 | $551,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,741 | $550,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 10,494 | $550,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 53,600 | $549,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 16,893 | $549,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 7,395 | $548,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 26,112 | $548,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 23,569 | $547,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 34,220 | $547,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 48,455 | $546,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 41,313 | $545,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 31,963 | $545,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 21,921 | $545,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $545,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 226,896 | $545,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 12,320 | $544,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 9,100 | $544,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 39,044 | $544,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 36,763 | $543,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 17,997 | $543,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 24,588 | $543,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 41,576 | $543,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 7,998 | $542,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 21,270 | $542,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 37,140 | $542,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 26,017 | $541,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 7,217 | $540,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 11,626 | $540,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 10,238 | $539,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 41,072 | $539,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 26,943 | $538,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 15,894 | $538,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 21,647 | $534,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 7,400 | $534,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 24,664 | $534,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 40,727 | $533,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 101,326 | $532,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 32,141 | $532,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 67,020 | $529,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 39,898 | $527,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,773 | $526,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 7,065 | $526,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 42,288 | $526,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 55,513 | $526,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 18,800 | $525,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 82,814 | $525,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 136,483 | $524,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 18,256 | $524,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 37,274 | $524,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 36,858 | $523,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 34,000 | $523,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 62,684 | $523,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 16,479 | $521,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 29,713 | $521,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 11,560 | $521,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 75,026 | $521,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 7,799 | $520,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 21,200 | $520,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 17,464 | $518,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 13,307 | $518,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 10,357 | $518,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 19,141 | $517,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 28,659 | $516,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 8,355 | $516,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 30,593 | $516,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 8,600 | $516,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 10,502 | $514,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 41,608 | $514,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 35,663 | $513,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 38,267 | $513,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 16,654 | $512,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 95,087 | $512,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 33,101 | $512,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 38,117 | $512,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 15,310 | $511,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,233 | $511,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 32,000 | $511,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,644 | $508,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 50,283 | $508,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 36,311 | $507,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 25,317 | $507,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 7,200 | $506,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 38,300 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 6,733 | $506,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 43,241 | $505,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 31,000 | $504,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 31,050 | $504,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 41,617 | $503,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 48,400 | $503,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,000 | $503,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 29,849 | $502,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 10,629 | $501,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 14,829 | $500,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 495,000 | $500,000 | thousands by filing date | principal |
| SPDW | 78463X889 | COM | 19,831 | $499,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 14,030 | $499,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 10,468 | $499,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 30,438 | $499,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 9,221 | $499,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 5,975 | $498,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $496,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 10,693 | $495,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,877 | $495,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 364,089 | $495,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 10,907 | $495,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 46,918 | $494,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 44,417 | $494,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 13,369 | $494,000 | thousands by filing date | |
| KEYNOTE SYS INC | 493308100 | COM | 25,000 | $494,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 36,744 | $493,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 24,787 | $493,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 447,396 | $492,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,000 | $491,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 23,700 | $490,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 62,951 | $487,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 9,851 | $487,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 20,000 | $486,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 19,464 | $485,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 10,555 | $482,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 33,000 | $482,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 25,076 | $482,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 23,129 | $481,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,605 | $481,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 25,266 | $481,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 9,528 | $480,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 11,824 | $480,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 35,000 | $480,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 7,346 | $480,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 57,014 | $480,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 17,393 | $478,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 19,127 | $478,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 5,764 | $478,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 14,693 | $478,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 15,785 | $477,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 31,600 | $477,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 9,536 | $476,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 9,563 | $476,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 19,226 | $476,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 33,179 | $476,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 25,787 | $476,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 40,069 | $474,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 14,966 | $474,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 7,482 | $473,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,124 | $473,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 19,609 | $473,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 13,000 | $473,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 101,457 | $472,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 14,479 | $471,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 16,109 | $471,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 27,570 | $471,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 12,421 | $470,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 45,044 | $470,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 19,943 | $469,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 49,400 | $469,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 40,988 | $469,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 21,715 | $469,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 34,500 | $468,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 16,952 | $468,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 34,300 | $468,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 19,842 | $467,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 23,167 | $467,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 28,043 | $467,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 14,862 | $467,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,987 | $466,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,900 | $466,000 | thousands by filing date | call |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 79,502 | $464,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 162,023 | $463,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 12,800 | $463,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 30,905 | $463,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 53,185 | $463,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 28,472 | $460,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 21,130 | $460,000 | thousands by filing date | principal |
| FORTINET INC COM | 34959E109 | Stock | 26,222 | $459,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 7,090 | $459,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 18,975 | $458,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50,807 | $457,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 28,475 | $457,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,490,556 | $457,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 23,541 | $456,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,604 | $455,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 29,228 | $455,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 28,984 | $455,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 31,600 | $455,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 8,287 | $454,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 13,220 | $454,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 21,462 | $452,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 41,900 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 11,967 | $452,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 7,741 | $452,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 8,803 | $452,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,400 | $451,000 | thousands by filing date | call |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 41,178 | $451,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 33,000 | $450,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 10,566 | $449,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 30,150 | $449,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 13,582 | $447,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 14,458 | $446,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 15,874 | $446,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 18,056 | $446,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 33,800 | $445,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 24,818 | $444,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 15,128 | $444,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,884 | $443,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 70,679 | $442,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 35,020 | $442,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 12,977 | $442,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 25,462 | $442,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 41,181 | $442,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,978 | $441,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 21,220 | $441,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 89,660 | $441,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 27,057 | $441,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 19,000 | $440,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 9,321 | $439,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 32,372 | $439,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 32,945 | $439,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 19,608 | $438,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 21,658 | $437,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 18,797 | $436,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 61,340 | $435,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 18,733 | $435,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,661 | $434,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 8,150 | $433,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 41,113 | $433,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 8,918 | $431,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 14,952 | $431,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 29,875 | $431,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 27,650 | $431,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,690 | $430,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 36,645 | $430,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 12,709 | $429,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 28,774 | $428,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 26,000 | $427,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7,974 | $426,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,349 | $425,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 19,031 | $425,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 32,217 | $423,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 31,000 | $421,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 51,750 | $419,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 28,336 | $418,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 14,833 | $418,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 15,600 | $418,000 | thousands by filing date | principal |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 724 | $417,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 34,651 | $417,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 13,085 | $416,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 150,000 | $416,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 38,631 | $415,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 16,658 | $414,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 17,898 | $414,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 55,492 | $413,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 5,236 | $413,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 21,008 | $413,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 51,228 | $413,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 22,400 | $413,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 18,013 | $412,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 16,029 | $412,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 26,434 | $411,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 34,140 | $411,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 56,377 | $410,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 6,183 | $410,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 68,400 | $410,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082407 | PFD SER C 7.125% | 16,873 | $409,000 | thousands by filing date | principal |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 17,074 | $408,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 46,228 | $408,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 54,340 | $408,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 14,152 | $407,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 34,100 | $405,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 39,504 | $405,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 26,878 | $404,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 39,555 | $404,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 45,625 | $404,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 34,922 | $403,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 17,406 | $402,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 35,529 | $400,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 8,080 | $400,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,603 | $399,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 42,460 | $398,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 36,450 | $398,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 27,093 | $397,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 13,900 | $397,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 15,817 | $397,000 | thousands by filing date | principal |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 59,487 | $397,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,210 | $396,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 30,750 | $396,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 15,140 | $395,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 43,686 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 26,780 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 11,363 | $394,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 38,000 | $394,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 5,396 | $394,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 18,260 | $392,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 4,401 | $392,000 | thousands by filing date | principal |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 25,747 | $391,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 11,580 | $391,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 18,525 | $390,000 | thousands by filing date | principal |
| DENDREON CORP | 24823Q107 | COM | 94,209 | $390,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 38,200 | $390,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 4,752 | $390,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 46,000 | $389,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 10,863 | $388,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 40,000 | $388,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 275,000 | $388,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,964 | $387,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 26,545 | $387,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 27,433 | $387,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 27,578 | $386,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 43,444 | $386,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 13,335 | $385,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 10,000 | $385,000 | thousands by filing date | put |
| INLAND REAL ESTATE CORP | 457461200 | COM | 37,631 | $385,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 18,100 | $385,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 9,018 | $384,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 18,938 | $384,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,545 | $383,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,050 | $383,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 28,247 | $383,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 61,182 | $383,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 54,134 | $382,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 16,888 | $382,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 25,750 | $381,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 19,819 | $381,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,266 | $380,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 18,151 | $380,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 13,181 | $379,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 39,431 | $379,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 7,229 | $378,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 45,350 | $378,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 6,080 | $377,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 18,392 | $377,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 18,550 | $377,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 18,883 | $377,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,469 | $376,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,025 | $376,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 33,394 | $375,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 17,742 | $374,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 16,994 | $374,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 25,459 | $373,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 910 | $373,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 49,937 | $372,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 18,958 | $371,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 14,421 | $370,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 60,653 | $370,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 14,885 | $370,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 83,000 | $368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 6,501 | $366,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 11,568 | $366,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 27,746 | $366,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 7,519 | $366,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 8,626 | $366,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 75,150 | $366,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4,196 | $365,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 18,253 | $365,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 5,050 | $364,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 41,793 | $364,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 39,300 | $364,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,200 | $363,000 | thousands by filing date | call |
| LUFKIN INDS INC | 549764108 | COM | 4,100 | $363,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 38,550 | $362,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,100 | $362,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 30,000 | $362,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 13,905 | $361,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 12,092 | $360,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 30,248 | $360,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 4,790 | $360,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 197,406 | $360,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 12,949 | $359,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10,875 | $359,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 6,443 | $359,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 16,947 | $356,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 30,000 | $356,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 26,000 | $356,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 12,641 | $356,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 9,447 | $355,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 89,675 | $354,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 8,503 | $354,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 25,000 | $351,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 16,286 | $351,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 37,065 | $351,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,845 | $350,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 208,384 | $350,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 37,051 | $349,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 13,351 | $349,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,229 | $349,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 13,876 | $348,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,692 | $347,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 31,825 | $347,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 21,577 | $346,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 20,000 | $346,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 20,000 | $346,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 13,806 | $346,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,780 | $345,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 23,578 | $345,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 11,735 | $345,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 10,680 | $345,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 54,516 | $344,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,269 | $343,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,442 | $342,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5,201 | $342,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,063 | $342,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 17,400 | $342,000 | thousands by filing date | call |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 19,194 | $341,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 18,000 | $341,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 7,689 | $340,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,841 | $339,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 33,393 | $339,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,117 | $339,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 7,035 | $339,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 23,692 | $339,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 8,911 | $339,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 9,589 | $338,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 19,388 | $338,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 71,875 | $338,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 45,167 | $338,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 24,832 | $338,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 88,641 | $337,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 18,000 | $337,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 21,928 | $337,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 16,078 | $337,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 8,435 | $337,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 41,600 | $336,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 7,210 | $336,000 | thousands by filing date | |
| MGC | 921910873 | COM | 6,122 | $335,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 4,431 | $335,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 13,664 | $335,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 11,571 | $334,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 16,100 | $333,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,347 | $333,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,746 | $333,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 10,021 | $332,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 17,874 | $332,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,497 | $331,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,199 | $331,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 30,000 | $330,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |