13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 70,057 | $1,084,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 34,021 | $1,083,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 142,557 | $1,082,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 46,355 | $1,082,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 71,599 | $1,080,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 24,828 | $1,080,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 82,165 | $1,079,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,880 | $1,077,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 18,760 | $1,075,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 25,059 | $1,072,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 155,021 | $1,071,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 19,929 | $1,071,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 12,566 | $1,070,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 40,000 | $1,069,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 132,725 | $1,067,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 28,000 | $1,065,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 117,173 | $1,065,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 25,923 | $1,065,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 56,100 | $1,064,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 281,346 | $1,064,000 | thousands by filing date | |
| SPROTT RESOURCE LENDING | 85207J100 | CORP COM | 843,968 | $1,063,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 24,169 | $1,061,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 39,514 | $1,061,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 39,887 | $1,061,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100,000 | $1,058,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,759 | $1,057,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 18,883 | $1,057,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 93,991 | $1,056,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 13,620 | $1,055,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 13,371 | $1,051,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 15,000 | $1,050,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 152,193 | $1,050,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 16,249 | $1,050,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 80,000 | $1,047,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,458 | $1,047,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 21,419 | $1,046,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 45,000 | $1,044,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 73,561 | $1,044,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 46,716 | $1,043,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 57,155 | $1,043,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 17,400 | $1,042,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 69,134 | $1,041,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 86,200 | $1,039,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 47,388 | $1,037,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 102,000 | $1,036,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 15,800 | $1,035,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 72,579 | $1,031,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 14,250 | $1,030,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 15,509 | $1,029,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 15,904 | $1,029,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 49,039 | $1,028,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 28,500 | $1,027,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 143,542 | $1,025,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 20,295 | $1,025,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 19,855 | $1,021,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 50,254 | $1,021,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 60,593 | $1,021,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 85,278 | $1,020,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 32,261 | $1,020,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 34,911 | $1,017,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 1,103,750 | $1,016,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 48,400 | $1,016,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 71,853 | $1,015,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 26,398 | $1,015,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 26,741 | $1,013,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 48,482 | $1,012,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 28,554 | $1,012,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 38,034 | $1,009,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 38,952 | $1,009,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 72,714 | $1,008,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 18,063 | $1,007,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 20,040 | $1,007,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 12,881 | $1,004,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 17,883 | $1,002,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 26,179 | $1,000,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 20,400 | $999,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 16,641 | $998,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 53,974 | $998,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 123,528 | $993,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 80,800 | $992,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 52,349 | $992,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 12,043 | $991,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 65,415 | $989,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 10,000 | $988,000 | thousands by filing date | call |
| ELAN PLC | 284131208 | ADR | 69,740 | $987,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 447,716 | $985,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 23,989 | $984,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 43,800 | $984,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 7,010 | $982,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 10,374 | $981,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 15,408 | $978,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 51,500 | $977,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 53,615 | $977,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 95,832 | $975,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 38,236 | $975,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 21,430 | $975,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 37,260 | $971,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 22,642 | $970,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 24,281 | $970,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 26,512 | $969,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 19,928 | $967,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 99,100 | $967,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 29,013 | $966,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 48,781 | $966,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 700,000 | $966,000 | thousands by filing date | principal |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 54,680 | $966,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 24,009 | $965,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 20,271 | $961,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 12,762 | $960,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 31,385 | $959,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 28,169 | $959,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 14,024 | $958,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 143,376 | $956,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 16,779 | $955,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 20,700 | $955,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 56,000 | $953,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 40,728 | $952,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 60,000 | $952,000 | thousands by filing date | put |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 19,515 | $952,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 18,280 | $951,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 26,400 | $951,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 22,376 | $951,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 19,710 | $950,000 | thousands by filing date | principal |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 34,671 | $948,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 286,641 | $947,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 198,792 | $947,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 94,488 | $947,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 36,669 | $947,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 53,544 | $947,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 65,988 | $944,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 18,628 | $941,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 164,900 | $940,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 21,400 | $939,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 78,072 | $935,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 20,690 | $934,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 20,300 | $932,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 17,200 | $931,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27,765 | $929,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 21,657 | $929,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 36,680 | $928,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 46,385 | $928,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 150,000 | $927,000 | thousands by filing date | call |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 43,600 | $924,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 36,463 | $923,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,000 | $922,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 61,242 | $918,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 10,804 | $917,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 35,389 | $915,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 41,653 | $914,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 29,439 | $913,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 31,598 | $913,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 31,979 | $910,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 41,134 | $908,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 25,425 | $907,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 282,140 | $906,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 92,550 | $903,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 25,919 | $902,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 14,068 | $902,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 95,887 | $899,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 14,133 | $898,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 27,428 | $895,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,000 | $894,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 12,302 | $891,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,894 | $888,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,867 | $888,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 27,246 | $888,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 43,281 | $887,000 | thousands by filing date | principal |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 56,522 | $885,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 20,000 | $883,000 | thousands by filing date | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 22,014 | $883,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 48,530 | $883,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 92,218 | $881,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,996 | $880,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 99,007 | $880,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 58,539 | $879,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 123,601 | $878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 16,221 | $875,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 31,897 | $875,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 18,626 | $875,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 35,872 | $873,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,846 | $871,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 33,719 | $870,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 13,005 | $869,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 16,636 | $867,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 118,000 | $866,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 56,000 | $865,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 49,908 | $865,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 65,732 | $863,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 7,853 | $863,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 33,067 | $861,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 60,433 | $861,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 52,076 | $861,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 140,977 | $861,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 20,503 | $860,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 64,757 | $860,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 36,271 | $860,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 209,106 | $860,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 12,953 | $859,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 19,965 | $858,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 33,217 | $858,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 60,931 | $857,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 36,310 | $856,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 20,000 | $856,000 | thousands by filing date | call |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,500 | $854,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 13,967 | $853,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 37,794 | $853,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 34,622 | $853,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 92,138 | $852,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 127,790 | $852,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 124,558 | $851,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 137,143 | $851,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 18,418 | $845,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 52,509 | $843,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 33,389 | $842,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 17,708 | $840,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,000 | $838,000 | thousands by filing date | call |
| ABAXIS INC | 002567105 | COM | 17,626 | $838,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,263 | $837,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 28,938 | $837,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 11,474 | $836,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 120,129 | $836,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 59,860 | $835,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 33,268 | $830,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 48,271 | $830,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 14,422 | $828,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 39,449 | $828,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 55,863 | $826,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 64,500 | $826,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 34,637 | $826,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 36,609 | $825,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 35,788 | $824,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 13,937 | $824,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 48,000 | $823,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 7,908 | $822,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 17,020 | $821,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 12,911 | $820,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 11,500 | $819,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $818,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 61,297 | $818,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 31,373 | $816,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 41,850 | $815,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 35,245 | $815,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 38,684 | $815,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A640 | COM | 40,894 | $814,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 36,446 | $813,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 35,479 | $812,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 159,000 | $811,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 198,600 | $810,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 17,026 | $810,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 130,900 | $809,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 37,204 | $809,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 124,702 | $807,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 10,605 | $806,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 13,699 | $806,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 50,250 | $804,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 58,844 | $804,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 136,000 | $801,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 10,000 | $799,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 25,411 | $799,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 8,064 | $799,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 24,436 | $799,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 68,775 | $793,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 73,398 | $792,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 28,470 | $790,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 46,467 | $790,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 68,891 | $789,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 34,275 | $789,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 13,061 | $788,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,174 | $788,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 41,360 | $787,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 56,864 | $786,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 49,927 | $785,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 47,008 | $782,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 62,852 | $780,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 17,186 | $780,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 57,675 | $779,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 11,983 | $779,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 64,102 | $778,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 34,000 | $775,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 38,676 | $772,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 20,131 | $770,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 4,530,638 | $770,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 21,280 | $769,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 12,245 | $767,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 22,356 | $766,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 16,300 | $766,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 37,000 | $765,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 118,067 | $765,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 59,395 | $764,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 62,023 | $764,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 14,049 | $762,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 46,963 | $760,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 15,020 | $758,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,714 | $758,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 30,000 | $758,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 239,853 | $753,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 16,721 | $752,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 14,221 | $752,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 37,000 | $750,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 14,834 | $749,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 17,875 | $749,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 11,058 | $749,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 37,450 | $749,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 44,200 | $749,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 30,053 | $748,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 506,000 | $748,000 | thousands by filing date | principal |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 42,106 | $747,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 14,007 | $745,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 57,052 | $745,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 22,600 | $745,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 35,090 | $744,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11,674 | $743,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 35,817 | $743,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 41,812 | $742,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 50,000 | $740,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 27,246 | $740,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 17,655 | $739,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 39,275 | $739,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 33,210 | $738,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 42,326 | $735,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 52,100 | $735,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 12,950 | $733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 37,005 | $732,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 10,464 | $731,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 12,774 | $730,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 27,085 | $730,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 20,824 | $729,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 69,309 | $729,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 62,663 | $726,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 18,119 | $725,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 17,135 | $723,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 14,200 | $723,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 92,100 | $723,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 50,531 | $721,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 137,743 | $720,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 19,390 | $719,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 18,964 | $719,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 27,257 | $716,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 54,300 | $715,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 27,293 | $713,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 69,996 | $712,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 21,868 | $711,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 31,000 | $711,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 49,583 | $711,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 11,743 | $710,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 24,895 | $707,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 6,352 | $707,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 146,531 | $706,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 62,237 | $705,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 35,300 | $704,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 9,578 | $704,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,045 | $702,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 13,471 | $700,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 16,023 | $700,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 27,255 | $700,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 14,163 | $696,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 177,825 | $696,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 63,375 | $695,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,000 | $694,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 12,759 | $693,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 34,238 | $692,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 48,639 | $689,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 29,738 | $689,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 30,022 | $689,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 42,500 | $688,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 26,411 | $686,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 90,045 | $685,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 47,625 | $685,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 50,208 | $685,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 16,985 | $684,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 50,629 | $683,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 20,234 | $683,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 23,600 | $682,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 69,560 | $682,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 70,821 | $681,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 22,230 | $680,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 41,095 | $680,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 16,988 | $680,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 84,295 | $680,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 7,955 | $674,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,700 | $673,000 | thousands by filing date | call |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 34,735 | $673,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 61,705 | $673,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 31,935 | $672,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 19,722 | $667,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 33,925 | $666,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 26,632 | $666,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 48,935 | $665,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 44,663 | $664,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 7,398 | $662,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 18,356 | $662,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 22,950 | $661,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 49,733 | $660,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 25,900 | $660,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 10,405 | $660,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 27,878 | $660,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 10,465 | $659,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 17,200 | $659,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 13,690 | $658,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 30,610 | $658,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 75,720 | $657,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 15,440 | $657,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 120,869 | $656,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 71,016 | $656,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 24,200 | $656,000 | thousands by filing date | put |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 12,000 | $656,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 12,315 | $655,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 18,420 | $653,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 17,439 | $652,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 44,655 | $652,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 26,150 | $652,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 50,117 | $652,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 63,940 | $651,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 8,375 | $650,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $650,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 13,630 | $648,000 | thousands by filing date | |
| PROSHARES TR | 74347X211 | PSHS ULSHT MD400 | 34,695 | $648,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 63,081 | $647,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 179,200 | $647,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,300 | $645,000 | thousands by filing date | call |
| PIKE ELEC CORP | 721283109 | COM | 52,432 | $645,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 46,239 | $645,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 26,825 | $645,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 45,995 | $644,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 107,230 | $642,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 32,017 | $642,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 36,913 | $641,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 95,034 | $641,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 9,900 | $640,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 12,837 | $638,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 15,720 | $638,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 17,414 | $638,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 18,417 | $636,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 26,100 | $636,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 8,652 | $636,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,643 | $635,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 17,000 | $635,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 20,288 | $635,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 35,399 | $633,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,744 | $633,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 26,211 | $632,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 22,000 | $631,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 113,396 | $631,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 12,105 | $630,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 23,405 | $629,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 28,970 | $628,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 37,627 | $628,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 15,525 | $628,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 16,519 | $627,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 11,300 | $627,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 13,796 | $626,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 47,068 | $626,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 20,297 | $624,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 65,277 | $624,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 6,300 | $623,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 65,808 | $622,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 29,169 | $621,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 33,977 | $620,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 34,209 | $620,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 40,500 | $619,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 36,686 | $617,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 35,447 | $617,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 13,840 | $616,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 6,986 | $616,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 98,800 | $615,000 | thousands by filing date | call |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 16,611 | $615,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 44,216 | $614,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 18,000 | $614,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 24,727 | $614,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,000 | $614,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 29,100 | $613,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,647 | $613,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,535 | $612,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 26,000 | $611,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 42,007 | $610,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 40,300 | $610,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 24,219 | $609,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 40,240 | $608,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 46,800 | $607,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 48,289 | $607,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 24,500 | $606,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 24,610 | $606,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 36,000 | $605,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 40,141 | $603,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 6,344 | $602,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 32,527 | $602,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 33,006 | $601,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 16,600 | $600,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 9,197 | $600,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 24,062 | $600,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 36,450 | $600,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 14,100 | $599,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 15,000 | $599,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 8,743 | $599,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 29,898 | $597,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 58,618 | $596,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 111,518 | $596,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,431 | $596,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 21,435 | $595,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 69,249 | $595,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |