13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 15,876 | $330,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,252 | $330,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 16,872 | $329,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 13,860 | $329,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 25,693 | $329,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 15,888 | $329,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 69,547 | $328,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 5,308 | $328,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 89,072 | $327,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 15,470 | $327,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 12,296 | $326,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 24,532 | $326,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 24,011 | $326,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 8,279 | $325,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 4,400 | $323,000 | thousands by filing date | call |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 158,200 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 14,508 | $323,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,244 | $322,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 34,705 | $322,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 12,655 | $321,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 250,993 | $321,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 60,000 | $321,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 18,620 | $320,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 12,300 | $320,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 13,164 | $319,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 21,003 | $319,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 23,522 | $318,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,115 | $317,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 45,689 | $317,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 37,557 | $316,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,897 | $316,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 19,520 | $316,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 66,063 | $316,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 24,175 | $316,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 26,820 | $316,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 18,946 | $315,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 21,500 | $314,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 27,900 | $314,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 11,600 | $314,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 8,092 | $314,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 4,968 | $314,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 40,000 | $313,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,579 | $312,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,400 | $312,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,439 | $312,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 33,147 | $312,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 37,942 | $312,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 3,705 | $311,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 310,000 | $311,000 | thousands by filing date | principal |
| CAMBREX CORP | 132011107 | COM | 22,300 | $311,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 18,239 | $311,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,804 | $310,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 23,186 | $309,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 10,800 | $309,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 9,700 | $309,000 | thousands by filing date | call |
| BLOUNT INTL INC NEW | 095180105 | COM | 26,178 | $309,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 23,240 | $308,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 17,521 | $308,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 34,676 | $308,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 61,464 | $307,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,000 | $306,000 | thousands by filing date | put |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 23,528 | $306,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 2,717 | $305,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 20,269 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,871 | $304,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,350 | $304,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 6,651 | $304,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,912 | $304,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 5,669 | $304,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 22,719 | $304,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 21,041 | $303,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 25,898 | $302,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 19,000 | $302,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 21,678 | $302,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 9,424 | $301,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 2,429 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,210 | $300,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 8,916 | $299,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 23,015 | $298,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 26,986 | $298,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 18,914 | $298,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 30,530 | $297,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 20,557 | $297,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 70,000 | $297,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,863 | $296,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,275 | $295,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 16,083 | $295,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,481 | $294,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 6,438 | $294,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 40,238 | $293,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 8,000 | $293,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 9,189 | $292,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,100 | $291,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 9,518 | $291,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 46,745 | $291,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 25,000 | $291,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 17,000 | $289,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 46,000 | $289,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,310 | $289,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 9,496 | $289,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 83,817 | $288,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,296 | $288,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,328 | $288,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 47,500 | $288,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 48,150 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 5,827 | $288,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 10,089 | $287,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 15,265 | $287,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,893 | $286,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 7,485 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,315 | $286,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 14,501 | $286,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 16,946 | $286,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 13,483 | $285,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 25,000 | $285,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 41,928 | $285,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 36,119 | $284,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 23,652 | $284,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 15,650 | $284,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,470 | $282,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 12,110 | $282,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 29,939 | $282,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 38,415 | $282,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,650 | $281,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,800 | $279,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,957 | $279,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 7,779 | $278,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 29,361 | $278,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 39,880 | $278,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10,739 | $277,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8,993 | $277,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 40,325 | $277,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 22,900 | $277,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 63,572 | $277,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 8,937 | $277,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 21,283 | $277,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,076 | $275,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 23,672 | $275,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,674 | $275,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 76,974 | $275,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 20,000 | $274,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 43,170 | $274,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 14,549 | $274,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 40,231 | $273,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 6,800 | $273,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 11,518 | $272,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 22,776 | $271,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 26,040 | $271,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 10,948 | $271,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,600 | $270,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 49,700 | $270,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 16,048 | $269,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 19,180 | $269,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 2,812 | $269,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 16,926 | $269,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 23,261 | $268,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 30,600 | $268,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 6,173 | $268,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 6,199 | $268,000 | thousands by filing date | |
| LINKTONE LTD | 535925101 | ADR | 81,518 | $268,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 11,252 | $268,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 76,500 | $268,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 9,000 | $266,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 15,950 | $266,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 265,000 | $266,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 10,596 | $265,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,760 | $265,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 20,812 | $265,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 12,955 | $264,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 25,852 | $263,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 108,912 | $263,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 3,700 | $263,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,500 | $262,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,999 | $262,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,525 | $262,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,570 | $262,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 28,423 | $262,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 8,236 | $262,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 8,941 | $262,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,675 | $261,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 18,936 | $261,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 10,800 | $261,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 16,526 | $260,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 4,605 | $260,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,028 | $260,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 36,117 | $260,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 23,099 | $259,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 10,606 | $259,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 5,163 | $259,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,200 | $258,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,567 | $258,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 26,834 | $258,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 13,551 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 24,096 | $258,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 8,488 | $256,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 60,581 | $256,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 6,842 | $256,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,392 | $255,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,862 | $255,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 19,742 | $255,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,440 | $254,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 15,399 | $254,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,228 | $253,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 15,330 | $253,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 18,938 | $253,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 18,300 | $253,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 15,847 | $253,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 75,816 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,671 | $252,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 45,036 | $252,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 27,000 | $252,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,769 | $251,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,410 | $251,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,216 | $251,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 9,050 | $251,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 13,435 | $251,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 14,359 | $251,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 57,700 | $250,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 5,539 | $250,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,521 | $250,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,146 | $250,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 48,058 | $250,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 38,100 | $250,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 7,239 | $250,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 44,808 | $250,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 5,857 | $250,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 12,503 | $249,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 5,298 | $248,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 10,720 | $247,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,881 | $247,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 10,253 | $247,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 509 | $246,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 25,162 | $246,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 22,556 | $245,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 13,809 | $245,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,482 | $244,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 8,828 | $244,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 23,100 | $244,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 13,142 | $244,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,000 | $243,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,169 | $242,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 9,542 | $242,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 6,978 | $242,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 5,846 | $242,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 18,182 | $242,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 17,267 | $241,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 9,167 | $241,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 7,706 | $241,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,588 | $240,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,835 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 16,263 | $240,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 46,375 | $240,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 21,112 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,563 | $240,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,100 | $239,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 8,403 | $239,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 46,400 | $239,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 10,228 | $239,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 12,653 | $239,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 30,651 | $239,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,521 | $238,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 50,438 | $238,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 58,000 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 2,839 | $238,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 6,022 | $237,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,718 | $236,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,517 | $236,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 20,038 | $236,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,247 | $236,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,084 | $235,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 6,990 | $235,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 15,000 | $234,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 8,304 | $233,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 26,253 | $233,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,778 | $232,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 9,452 | $232,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 45,634 | $231,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,597 | $231,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,698 | $231,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46634X823 | DBL SHRT 10YR | 6,000 | $231,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 24,503 | $230,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 9,659 | $230,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 17,534 | $230,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 16,491 | $229,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 9,243 | $229,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 11,539 | $229,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 12,308 | $229,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 16,650 | $229,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 76,657 | $228,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 86,532 | $228,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,390 | $227,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 17,000 | $227,000 | thousands by filing date | call |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 7,726 | $227,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,806 | $226,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 224,000 | $226,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 11,094 | $226,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,832 | $225,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,967 | $225,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 17,702 | $225,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,081 | $224,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 9,126 | $224,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 37,801 | $224,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 12,106 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 19,579 | $224,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 20,500 | $223,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 6,015 | $223,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 8,539 | $223,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 96,865 | $223,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,136 | $222,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 208,000 | $222,000 | thousands by filing date | principal |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,310 | $221,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 22,994 | $221,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 8,830 | $221,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 52,284 | $220,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 23,300 | $220,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 68,960 | $220,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,344 | $220,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 8,784 | $220,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 20,323 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,622 | $219,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 8,000 | $219,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 14,674 | $218,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 6,942 | $218,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 27,489 | $218,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 290,797 | $218,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 27,814 | $218,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 15,851 | $218,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 11,734 | $218,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 10,618 | $217,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 75,000 | $217,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 29,516 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,294 | $217,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 59,876 | $217,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 7,200 | $216,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,281 | $215,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 51,660 | $215,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,608 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,178 | $214,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 36,500 | $214,000 | thousands by filing date | put |
| ZALECORPNEW | 988858106 | COM | 23,396 | $213,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 14,300 | $213,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 3,736 | $213,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,522 | $213,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 4,100 | $213,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 32,460 | $213,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 16,050 | $213,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 6,072 | $212,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,785 | $212,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,731 | $212,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,266 | $212,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,348 | $212,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 11,948 | $212,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 3,298 | $211,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 7,342 | $211,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 66,016 | $211,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,767 | $210,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,065 | $210,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,000 | $210,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 77,776 | $210,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 90,600 | $210,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 35,578 | $209,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 12,679 | $209,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 31,100 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74348A657 | PSHS ULPROSH NEW | 9,085 | $208,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,087 | $207,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 19,091 | $207,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 31,000 | $207,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,906 | $206,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 10,722 | $206,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 9,882 | $206,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 21,072 | $206,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 8,214 | $205,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,728 | $205,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,700 | $204,000 | thousands by filing date | call |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 7,664 | $204,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,601 | $204,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,735 | $203,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 9,217 | $203,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 15,100 | $203,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 8,922 | $202,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 8,127 | $202,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 192,000 | $202,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 200,000 | $202,000 | thousands by filing date | principal |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 14,937 | $202,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6,103 | $201,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 26,720 | $201,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 18,679 | $201,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,185 | $200,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 17,400 | $200,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 4,579 | $200,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,160 | $200,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 19,304 | $200,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 24,506 | $200,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 24,969 | $199,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 17,232 | $199,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 93,525 | $199,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 25,355 | $198,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,111 | $198,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 6,236 | $198,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 8,600 | $198,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,600 | $197,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 11,274 | $197,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,630 | $197,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 67,553 | $197,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 10,353 | $197,000 | thousands by filing date | |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 16,520 | $197,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 15,127 | $197,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,551 | $196,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 49,424 | $196,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 8,389 | $195,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,000 | $194,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 164,229 | $194,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 8,439 | $194,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,235 | $194,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,769 | $194,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,541 | $194,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 9,250 | $194,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,726 | $194,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,717 | $194,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 37,176 | $194,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 17,508 | $194,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,200 | $193,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 11,854 | $193,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 37,408 | $193,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11,813 | $193,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 23,070 | $192,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,985 | $191,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 41,886 | $190,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 11,026 | $190,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,709 | $189,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,717 | $188,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 5,444 | $188,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 6,011 | $188,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,412 | $187,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 9,200 | $187,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 8,215 | $187,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 11,580 | $187,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 13,430 | $186,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,217 | $186,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 34,740 | $186,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,026 | $185,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 65,103 | $185,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 8,609 | $185,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,557 | $185,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,962 | $184,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 8,169 | $184,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 50,492 | $184,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,077 | $183,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 31,200 | $183,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 5,523 | $183,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,300 | $183,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 5,142 | $182,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,185 | $181,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 3,669 | $181,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,525 | $180,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 13,063 | $180,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,000 | $179,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 6,245 | $179,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 61,496 | $179,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 18,053 | $178,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,444 | $178,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 20,656 | $178,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,915 | $177,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 21,807 | $176,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 5,128 | $175,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 14,225 | $175,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,247 | $174,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,550 | $174,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 6,693 | $174,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 21,236 | $174,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 31,896 | $173,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 5,717 | $173,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 9,509 | $172,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,637 | $172,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,036 | $172,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 5,093 | $172,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 9,077 | $171,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,950 | $171,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 8,500 | $171,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 12,506 | $171,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,183 | $171,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 6,225 | $171,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 13,000 | $171,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 37,723 | $171,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 6,739 | $171,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 14,453 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,340 | $170,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 3,926 | $170,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 4,384 | $170,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 2,668 | $170,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,100 | $169,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,307 | $169,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,335 | $169,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,335 | $169,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 15,062 | $169,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 14,757 | $168,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,507 | $168,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 4,947 | $168,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 4,860 | $168,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 14,399 | $167,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |