13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Charles Schwab Corp | 808513105 | COM | 101,300 | $2,151,000 | thousands by filing date | put |
| NIELSEN HOLDINGS N V | N63218106 | COM | 63,922 | $2,148,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 39,921 | $2,147,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 265,534 | $2,146,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 12,500 | $2,144,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 45,000 | $2,144,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 214,407 | $2,142,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 250,000 | $2,138,000 | thousands by filing date | call |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 130,586 | $2,134,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 83,265 | $2,123,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 160,578 | $2,121,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 28,003 | $2,120,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 87,238 | $2,119,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 84,300 | $2,118,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 344,454 | $2,118,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 57,464 | $2,117,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 113,556 | $2,116,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 119,348 | $2,115,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 159,643 | $2,115,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 232,140 | $2,113,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 62,891 | $2,109,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 39,167 | $2,108,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 26,919 | $2,103,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 143,001 | $2,100,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 57,555 | $2,100,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 93,998 | $2,100,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 119,399 | $2,099,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 25,994 | $2,098,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 160,033 | $2,093,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 134,189 | $2,088,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 82,223 | $2,086,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 194,101 | $2,083,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 66,802 | $2,082,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 68,942 | $2,072,000 | thousands by filing date | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 30,632 | $2,068,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 122,925 | $2,067,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 28,695 | $2,062,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 21,100 | $2,052,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 136,355 | $2,050,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 121,542 | $2,048,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 59,930 | $2,048,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 49,928 | $2,048,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 12,006 | $2,041,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 24,700 | $2,041,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 18,380 | $2,035,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 85,000 | $2,033,000 | thousands by filing date | call |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 138,544 | $2,031,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 152,118 | $2,023,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 74,800 | $2,023,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 65,340 | $2,011,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 38,488 | $2,009,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 172,429 | $2,008,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 237,900 | $2,008,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 38,414 | $2,007,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 98,076 | $2,007,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 74,025 | $2,001,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 64,960 | $2,000,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 53,875 | $1,999,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 73,109 | $1,996,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 61,107 | $1,993,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50,000 | $1,992,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 19,580 | $1,989,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 75,000 | $1,985,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 18,843 | $1,984,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 14,109 | $1,980,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 34,344 | $1,977,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 66,920 | $1,975,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 246,280 | $1,975,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 289,159 | $1,966,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 91,927 | $1,965,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 70,856 | $1,962,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 24,782 | $1,962,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 49,200 | $1,961,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 106,624 | $1,960,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 51,100 | $1,953,000 | thousands by filing date | call |
| MCGRAW HILL FINL INC | 580645109 | COM | 36,700 | $1,952,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 56,000 | $1,947,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 44,546 | $1,947,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 118,156 | $1,947,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 75,818 | $1,947,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,000 | $1,945,000 | thousands by filing date | put |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 37,770 | $1,943,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 33,400 | $1,943,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $1,942,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 300,000 | $1,941,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 77,100 | $1,941,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 90,310 | $1,940,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 18,838 | $1,939,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 32,650 | $1,934,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 90,000 | $1,926,000 | thousands by filing date | put |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 18,518 | $1,920,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50,000 | $1,917,000 | thousands by filing date | call |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 102,149 | $1,917,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 23,317 | $1,915,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 35,778 | $1,914,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 73,464 | $1,911,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 62,166 | $1,911,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 43,874 | $1,910,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 43,567 | $1,903,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 39,224 | $1,899,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 133,698 | $1,899,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 97,117 | $1,893,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 62,764 | $1,886,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 44,700 | $1,881,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 77,000 | $1,874,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 153,392 | $1,871,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 40,000 | $1,866,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 37,735 | $1,865,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 37,316 | $1,863,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 131,143 | $1,863,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 139,000 | $1,860,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 43,900 | $1,847,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 215,596 | $1,847,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 46,435 | $1,846,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 94,578 | $1,841,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 65,000 | $1,837,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 48,825 | $1,828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 40,000 | $1,824,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 28,496 | $1,824,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 123,815 | $1,823,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,000 | $1,822,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 596,576 | $1,808,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 66,037 | $1,804,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 38,778 | $1,803,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 36,563 | $1,798,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 40,500 | $1,797,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 288,667 | $1,795,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 52,585 | $1,793,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 73,103 | $1,792,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 42,395 | $1,789,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 15,019 | $1,788,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 80,942 | $1,787,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 85,999 | $1,773,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 110,100 | $1,764,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 70,427 | $1,761,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 19,005 | $1,760,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 169,183 | $1,759,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 65,253 | $1,756,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 41,781 | $1,756,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 35,400 | $1,755,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 165,800 | $1,754,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 74,968 | $1,751,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 110,639 | $1,751,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 185,693 | $1,750,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 71,583 | $1,746,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,500,000 | $1,745,000 | thousands by filing date | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 181,699 | $1,739,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 125,931 | $1,737,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 79,652 | $1,732,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 26,891 | $1,730,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 45,225 | $1,730,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 21,776 | $1,730,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 34,347 | $1,728,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 40,944 | $1,723,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 25,061 | $1,721,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 53,840 | $1,720,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 119,061 | $1,720,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 122,599 | $1,718,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 141,529 | $1,715,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 37,161 | $1,712,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 55,000 | $1,706,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 50,390 | $1,705,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 30,382 | $1,698,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 70,564 | $1,698,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 17,619 | $1,697,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 36,862 | $1,697,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 20,857 | $1,696,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 57,222 | $1,696,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 39,208 | $1,695,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 68,293 | $1,695,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 417,519 | $1,694,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 134,266 | $1,693,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 48,823 | $1,692,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 261,200 | $1,690,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 19,453 | $1,689,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 90,193 | $1,688,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 113,579 | $1,679,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 31,184 | $1,678,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 270,551 | $1,677,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 66,819 | $1,670,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 57,100 | $1,667,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 600,000 | $1,662,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 78,390 | $1,661,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 225,920 | $1,661,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $1,658,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 66,565 | $1,658,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 136,750 | $1,654,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 23,811 | $1,650,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 43,900 | $1,650,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 25,127 | $1,647,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 105,954 | $1,647,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 47,918 | $1,645,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 29,579 | $1,642,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 26,219 | $1,636,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 90,951 | $1,635,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 86,712 | $1,634,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 46,618 | $1,633,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 3,197,443 | $1,630,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 32,300 | $1,629,000 | thousands by filing date | put |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 21,622 | $1,627,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 39,079 | $1,623,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 39,713 | $1,623,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 47,100 | $1,621,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 17,639 | $1,618,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 61,508 | $1,614,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 41,244 | $1,613,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 12,200 | $1,609,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 137,965 | $1,603,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 43,548 | $1,602,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 33,902 | $1,601,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 64,363 | $1,601,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 75,892 | $1,600,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 26,777 | $1,598,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 98,185 | $1,596,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 130,955 | $1,592,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 51,956 | $1,591,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 85,124 | $1,587,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 127,805 | $1,583,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 25,978 | $1,580,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 208,748 | $1,580,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 29,557 | $1,576,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 46,763 | $1,570,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 298,957 | $1,567,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 47,332 | $1,566,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 29,300 | $1,558,000 | thousands by filing date | put |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,433,000 | $1,558,000 | thousands by filing date | principal |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 131,890 | $1,558,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 40,758 | $1,557,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 64,228 | $1,556,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 64,128 | $1,550,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 76,657 | $1,550,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 35,350 | $1,548,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 98,751 | $1,547,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 69,549 | $1,546,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 27,028 | $1,543,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 732,857 | $1,540,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 99,781 | $1,537,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 57,290 | $1,537,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 17,021 | $1,536,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 72,970 | $1,536,000 | thousands by filing date | |
| PROSHARES ULTRASHORT | 74348A400 | PSHS ULSH SC 600 | 84,507 | $1,536,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 84,132 | $1,530,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 34,859 | $1,522,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 57,984 | $1,519,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 25,894 | $1,516,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 50,691 | $1,515,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 80,686 | $1,513,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 40,948 | $1,513,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 503,561 | $1,511,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 33,259 | $1,510,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 35,368 | $1,509,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 224,241 | $1,507,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 60,651 | $1,507,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 48,875 | $1,506,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 62,500 | $1,502,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 119,039 | $1,501,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,000 | $1,500,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 23,421 | $1,500,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 60,976 | $1,499,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 88,436 | $1,499,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 40,214 | $1,492,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27,943 | $1,491,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,014 | $1,491,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 126,791 | $1,485,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,500 | $1,483,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 26,681 | $1,483,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 79,121 | $1,478,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 111,700 | $1,477,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 30,697 | $1,476,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 77,914 | $1,475,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 57,284 | $1,472,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 109,908 | $1,467,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 110,000 | $1,464,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 100,000 | $1,464,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 47,503 | $1,462,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 12,105 | $1,460,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,500 | $1,458,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 99,713 | $1,454,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 21,240 | $1,454,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 41,980 | $1,453,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 204,900 | $1,451,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 29,466 | $1,448,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 23,300 | $1,447,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 26,544 | $1,447,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 42,472 | $1,446,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 417,384 | $1,444,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 49,272 | $1,443,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,024,000 | $1,441,000 | thousands by filing date | principal |
| BRINKER INTL INC COM | 109641100 | Stock | 36,486 | $1,438,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 46,964 | $1,437,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 57,003 | $1,436,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 63,865 | $1,435,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 37,844 | $1,434,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 114,575 | $1,432,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 70,100 | $1,429,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 95,653 | $1,425,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 28,022 | $1,423,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 50,200 | $1,423,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 21,763 | $1,422,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 17,138 | $1,420,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 41,699 | $1,418,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 88,776 | $1,416,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 27,374 | $1,415,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 77,146 | $1,414,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,682 | $1,414,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 15,000 | $1,411,000 | thousands by filing date | put |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 201,000 | $1,411,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 25,000 | $1,408,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 49,000 | $1,403,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 47,698 | $1,403,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 61,602 | $1,400,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 57,364 | $1,400,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 52,259 | $1,397,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 54,316 | $1,395,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 36,200 | $1,395,000 | thousands by filing date | call |
| AMERICAN DG ENERGY INC | 025398108 | COM | 1,064,527 | $1,395,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 24,692 | $1,394,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 87,670 | $1,392,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 545,170 | $1,390,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 206,153 | $1,390,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 18,934 | $1,389,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 96,041 | $1,388,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 74,432 | $1,388,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 44,397 | $1,386,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 130,242 | $1,386,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 160,961 | $1,383,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 27,301 | $1,381,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 33,607 | $1,380,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 47,103 | $1,379,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 39,346 | $1,378,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 21,500 | $1,377,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 232,100 | $1,376,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 464,864 | $1,372,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 105,492 | $1,371,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 69,955 | $1,369,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 84,397 | $1,368,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 176,715 | $1,368,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,480 | $1,364,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 84,758 | $1,363,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,377,578 | $1,363,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 14,870 | $1,362,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 70,119 | $1,357,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 47,907 | $1,357,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 165,880 | $1,355,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 22,557 | $1,353,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 38,385 | $1,351,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 15,194 | $1,350,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 60,134 | $1,348,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 65,536 | $1,348,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 99,175 | $1,347,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 25,000 | $1,345,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 54,094 | $1,345,000 | thousands by filing date | principal |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 22,241 | $1,345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 117,956 | $1,340,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 73,074 | $1,338,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 73,341 | $1,336,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 21,606 | $1,334,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 21,381 | $1,332,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 48,804 | $1,330,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 41,411 | $1,329,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 36,844 | $1,328,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 38,046 | $1,328,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 60,245 | $1,327,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 73,557 | $1,327,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 30,110 | $1,324,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 22,172 | $1,321,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 31,388 | $1,320,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 66,636 | $1,315,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 44,787 | $1,315,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 19,390 | $1,315,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 27,150 | $1,313,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 157,847 | $1,310,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 108,226 | $1,308,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 52,600 | $1,306,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 9,900 | $1,304,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 18,800 | $1,302,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 52,531 | $1,300,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 19,263 | $1,299,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 61,555 | $1,297,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 28,358 | $1,296,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 24,906 | $1,296,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 75,100 | $1,295,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 34,828 | $1,289,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 43,224 | $1,289,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 89,500 | $1,287,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 150,000 | $1,283,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 71,712 | $1,282,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 401,808 | $1,282,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 19,362 | $1,281,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 77,270 | $1,281,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 14,387 | $1,279,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 75,635 | $1,278,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 94,376 | $1,278,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 452,854 | $1,276,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 41,672 | $1,274,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 53,475 | $1,273,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 99,490 | $1,272,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 18,468 | $1,271,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 97,387 | $1,271,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,000 | $1,269,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 51,092 | $1,268,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 37,451 | $1,267,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 13,831 | $1,267,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 90,257 | $1,262,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 22,091 | $1,260,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 128,971 | $1,259,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,900 | $1,259,000 | thousands by filing date | put |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 23,865 | $1,258,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 62,362 | $1,258,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 75,961 | $1,257,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 80,410 | $1,254,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 76,400 | $1,254,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 166,703 | $1,254,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 13,253 | $1,253,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 50,688 | $1,252,000 | thousands by filing date | principal |
| INFORMATICA CORP | 45666Q102 | COM | 35,805 | $1,252,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 65,060 | $1,245,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 30,829 | $1,240,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 106,998 | $1,238,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 59,552 | $1,238,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 11,017 | $1,235,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 14,720 | $1,232,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 18,901 | $1,231,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 63,392 | $1,231,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 55,000 | $1,230,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 31,528 | $1,224,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,200 | $1,223,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 24,482 | $1,221,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 200,870 | $1,219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 42,225 | $1,218,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 21,476 | $1,218,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 47,625 | $1,215,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 77,434 | $1,214,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 50,210 | $1,212,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 38,977 | $1,210,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 115,908 | $1,208,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 52,400 | $1,206,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 29,540 | $1,204,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 52,728 | $1,204,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 30,147 | $1,200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 27,166 | $1,196,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 36,798 | $1,195,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 47,885 | $1,195,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 18,415 | $1,194,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 19,114 | $1,194,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 49,919 | $1,193,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 74,126 | $1,188,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 48,218 | $1,182,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 49,588 | $1,180,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 94,267 | $1,177,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 51,342 | $1,177,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 89,484 | $1,176,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 107,463 | $1,176,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 160,500 | $1,175,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 104,793 | $1,174,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 39,793 | $1,172,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 20,754 | $1,172,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 41,000 | $1,170,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 52,876 | $1,166,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 25,580 | $1,166,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 29,265 | $1,164,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 53,479 | $1,161,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 29,711 | $1,160,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,566 | $1,160,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 48,400 | $1,157,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 38,000 | $1,150,000 | thousands by filing date | call |
| PARTNERRE LTD | G6852T105 | COM | 12,699 | $1,150,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 424 | $1,148,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 22,300 | $1,148,000 | thousands by filing date | put |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 19,734 | $1,145,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 18,219 | $1,135,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 49,172 | $1,135,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 75,861 | $1,133,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 24,170 | $1,132,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 99,113 | $1,131,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 25,943 | $1,131,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,230,428 | $1,131,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 201,000 | $1,128,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 20,000 | $1,126,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 40,700 | $1,124,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 4,031 | $1,119,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 13,000 | $1,117,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 39,881 | $1,115,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 43,383 | $1,106,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 54,615 | $1,105,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 40,000 | $1,102,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 72,401 | $1,099,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 97,225 | $1,099,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 75,505 | $1,099,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,315 | $1,098,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 34,331 | $1,098,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 1,195,000 | $1,098,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 23,865 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 29,994 | $1,096,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 68,300 | $1,095,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 58,726 | $1,095,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 89,858 | $1,093,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 16,069 | $1,092,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 44,555 | $1,091,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 9,961 | $1,085,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |