13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,000 | $4,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 6,000 | $4,000 | thousands by filing date | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $4,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 400 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 88 | $4,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 110 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,235 | $4,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,000 | $4,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 938 | $4,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 304 | $4,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 354 | $4,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 124 | $4,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 250 | $4,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 63 | $4,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 400 | $4,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 621 | $4,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 608 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,721 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,000 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 262 | $4,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 200 | $4,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 664 | $4,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 500 | $4,000 | thousands by filing date | |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 100 | $4,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 300 | $4,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 3,000 | $4,000 | thousands by filing date | principal |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 61 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 290 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 330 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A624 | PSHS UL1000NEW | 100 | $4,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 159 | $3,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 110 | $3,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 183 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 246 | $3,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 261 | $3,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,000 | $3,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 600 | $3,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 330 | $3,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 532 | $3,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 372 | $3,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 146 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 200 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 122 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 205 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 325 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 200 | $3,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 68 | $3,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,600 | $3,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 133 | $3,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 200 | $3,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 750 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 483 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,059 | $3,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 3,400 | $3,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1,000 | $3,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 300 | $3,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 250 | $3,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 206 | $3,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 520 | $3,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 100 | $3,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 117 | $3,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 786 | $3,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 200 | $3,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 207 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,000 | $3,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 125 | $3,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 550 | $3,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P886 | COM | 4,000 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 3,000 | $3,000 | thousands by filing date | principal |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 350 | $3,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 700 | $3,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 367 | $3,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 500 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 422 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $3,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 2,203 | $3,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 200 | $3,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 2,500 | $3,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 2,150 | $3,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 1,000 | $3,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $3,000 | thousands by filing date | principal |
| COMSTOCK MNG INC | 205750102 | COM | 1,712 | $3,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 870 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 47 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 100 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 163 | $3,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 2,000 | $3,000 | thousands by filing date | principal |
| GEEKNET INC | 36846Q203 | COM | 182 | $3,000 | thousands by filing date | |
| AMDOCS LTD | 02342tad1 | NOTE 0.500% 3/1 | 4,000 | $3,000 | thousands by filing date | principal |
| HAMPDEN BANCORP INC | 40867E107 | COM | 206 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 82 | $3,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 200 | $3,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 1,125 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 250 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 55 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 51 | $3,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 150 | $3,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 300 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 404 | $2,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 130 | $2,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 392 | $2,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 14 | $2,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 50 | $2,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,088 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 750 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 179 | $2,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 132 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 80 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 200 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 244 | $2,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 211 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 100 | $2,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| IXYS CORP | 46600W106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 538 | $2,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 89 | $2,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 900 | $2,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,049 | $2,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 101 | $2,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 100 | $2,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 300 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Transition Therapeutics, Inc. | 893716209 | COM | 622 | $2,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 500 | $2,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 1,012 | $2,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 113 | $2,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 1,000 | $2,000 | thousands by filing date | principal |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 400 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 650 | $2,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 130 | $2,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 150 | $2,000 | thousands by filing date | |
| CLAUDE RES INC | 182873109 | COM | 11,700 | $2,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 100 | $2,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 300 | $2,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $2,000 | thousands by filing date | principal |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 83 | $2,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 100 | $2,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 200 | $2,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 200 | $2,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 300 | $2,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 253 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,655 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 16 | $2,000 | thousands by filing date | principal |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 1,743 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 2,000 | $2,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 1,486 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 200 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,036 | $2,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 328 | $2,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,036 | $2,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 6,000 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 46 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 500 | $2,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 120 | $2,000 | thousands by filing date | |
| CARDIONET INC | 14159L103 | COM | 308 | $2,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| INFOSONICS CORP | 456784107 | COM | 4,060 | $2,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 67 | $2,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 200 | $2,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 300 | $2,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 657 | $2,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 2,000 | $2,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,000 | $2,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 99 | $2,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 102 | $2,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 172 | $2,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 162 | $2,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 195 | $2,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 130 | $2,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 150 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 750 | $2,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 203 | $2,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000 | $2,000 | thousands by filing date | principal |
| ATLATSA RES CORP | 049477102 | COM | 7,500 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 84 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 207 | $2,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 709 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 296 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A863 | ULSHRT UTILS FD | 100 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 57 | $1,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 9 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 20 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 100 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 100 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 400 | $1,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 10 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 284 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 39 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 100 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 44 | $1,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 63 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 42 | $1,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 15 | $1,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 28 | $1,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 198 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 184 | $1,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 100 | $1,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 80 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 38 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 50 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 346 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 148 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 75 | $1,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 300 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 300 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 132 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 111 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 433 | $1,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 138 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 160 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 210 | $1,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 225 | $1,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 464 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 90 | $1,000 | thousands by filing date | |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 37 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 40 | $1,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 70 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 260 | $1,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 100 | $1,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 410 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 335 | $1,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 14 | $1,000 | thousands by filing date | principal |
| EXA CORP | 300614500 | COM | 52 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 648 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 58 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 1,640 | $1,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 3,122 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,000 | $1,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 322 | $1,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 200 | $1,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 199 | $1,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 100 | $1,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 300 | $1,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 40 | $1,000 | thousands by filing date | |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 1,009 | $1,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 44 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 340 | $1,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 173 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 309 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 2,500 | $1,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 1,593 | $1,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 68 | $1,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 585 | $1,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 514 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 1,764 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 500 | $1,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 52 | $1,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 66 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 556 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 100 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 639 | $1,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 72 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 500 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 208 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 625 | $1,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 72 | $1,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 803 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 150 | $1,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 204 | $1,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 200 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| MINCO GOLD CORPORATION | 60254D108 | COM | 9,000 | $1,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 26 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 574 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 301 | $1,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 432 | $1,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWRE | 874054AA7 | CNV | 1,000 | $1,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 40 | $1,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 1,000 | $1,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 104 | $1,000 | thousands by filing date | |
| CHINA MARINE | 16943R106 | COM | 1,000 | $1,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 16 | $1,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 120 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 70 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 59 | $1,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 436 | $1,000 | thousands by filing date | |
| CARDERO RES CORP | 14140U105 | COM | 5,000 | $1,000 | thousands by filing date | |
| COGO GROUP INC | G22538105 | ORD SHS | 400 | $1,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 68 | $1,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 250 | $1,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 66 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 800 | $1,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 184 | $1,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 200 | $1,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 3,000 | $1,000 | thousands by filing date | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 595 | $1,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 44 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 52 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHOICE HOTELS INTL INC | 169905106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADIZ INC | 127537207 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMULATIONS PLUS INC | 829214105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 394 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOMEDICS INC | 452907108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LO JACK CORP | 539451104 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALD INC | 75604L105 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARTEK INC | 85569C107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICG GROUP INC | 44928D108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENDRELL CORP | 70686R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RESOURCES CORP | 835426107 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRI SYS INC NEW | 67069D108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELIZABETH ARDEN INC | 28660G106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIMAGE CORP | 766721104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPANSION INC | 84649R200 | COM CL A NEW | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489105 | CL A | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUE21 INC | 781295100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSO PAPER CORP | 92531L108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOT HILL SYS CORP | 25848T109 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPASS INC | 46261V108 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACHE INC | 127150308 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGI LABORATORIES INC | 449575109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCA-VISION INC | 501803308 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGETICS USA INC | 87160G107 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREIT INC | 03216B208 | CL B | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERHILL FARMS INC | 690212105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOPER HOLMES INC | 439104100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUPATHE INC | 67059M100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIME ENERGY CO | 53261U205 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Meru Networks, Inc. | 59047Q103 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSEX RENT CORP COM | 297187106 | Common | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIPREALTY INC | 98974V107 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOSCIENCE INC | 53630M108 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVETT MINERALS INC | 761505205 | COM NEW | 946 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUATERRA RES INC | 747952109 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET PATENTS CORP | 46063G101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| World Energy Solutions Inc. | 98145W208 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QC HLDGS INC | 74729T101 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREMED INC | 29382F202 | COM | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUNDBITE COMMUNICATIONS INC | 836091108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRIENDFINDER NETWORKS INC | 358453306 | COM IPO | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSHAIR ENERGY CORP | 22765F105 | COM | 3,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289560 | TELECM SVCS FD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLEAD HOLDINGS LTD | G64626115 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |