13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 7,588 | $167,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 7,552 | $167,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 10,620 | $167,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,614 | $166,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 25,054 | $166,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 27,700 | $166,000 | thousands by filing date | call |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 40,400 | $166,000 | thousands by filing date | put |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 45,729 | $166,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 32,504 | $166,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 8,500 | $165,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 28,926 | $165,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 15,100 | $165,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 12,785 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 12,992 | $165,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,220 | $163,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,984 | $162,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,865 | $162,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 22,038 | $162,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 12,500 | $162,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 74,716 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 3,501 | $161,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,092 | $161,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,200 | $160,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 16,800 | $160,000 | thousands by filing date | put |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 13,083 | $160,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 12,499 | $160,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 4,500 | $159,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 10,385 | $159,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 9,050 | $159,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 10,325 | $159,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,883 | $158,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,943 | $158,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 4,379 | $158,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,989 | $158,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,300 | $158,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,600 | $158,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,473 | $158,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 29,000 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,942 | $157,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 4,205 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,038 | $157,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 4,430 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 3,915 | $156,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,544 | $156,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 46,368 | $156,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 37,086 | $156,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 6,891 | $155,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 2,640 | $155,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 8,200 | $154,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 7,250 | $154,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 14,066 | $154,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,853 | $153,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,980 | $153,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,822 | $153,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,500 | $153,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 19,440 | $153,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 7,000 | $153,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 5,820 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,185 | $152,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,317 | $152,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,787 | $152,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 5,861 | $152,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,134 | $151,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 9,373 | $150,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 103,001 | $150,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 3,586 | $150,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 9,149 | $150,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,685 | $149,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,096 | $149,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,687 | $149,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 14,159 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,400 | $148,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 3,933 | $148,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 3,910 | $148,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 3,065 | $147,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 8,419 | $147,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,982 | $146,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 40,109 | $146,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 88,175 | $146,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 12,000 | $146,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 37,387 | $145,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 9,257 | $145,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 16,874 | $145,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 3,617 | $145,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,583 | $144,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 42,700 | $144,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 6,824 | $144,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,412 | $143,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 24,532 | $143,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 6,427 | $143,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,324 | $143,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 11,732 | $143,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 2,956 | $143,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 8,998 | $143,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 13,381 | $142,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 2,489 | $142,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 9,900 | $142,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 120,000 | $142,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 2,161 | $141,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 6,659 | $141,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 5,950 | $140,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,492 | $140,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 5,349 | $139,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,117 | $139,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 4,656 | $139,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 5,740 | $138,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 6,147 | $138,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 15,000 | $138,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,807 | $138,000 | thousands by filing date | |
| POINT 360 | 730507100 | COM | 135,000 | $138,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,788 | $137,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 7,470 | $137,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,600 | $136,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,995 | $136,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 15,000 | $136,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 7,789 | $136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 4,622 | $136,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 24,000 | $136,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 3,120 | $135,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 10,842 | $135,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 8,192 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 13,180 | $134,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,273 | $133,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,612 | $133,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,156 | $133,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 41,232 | $133,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 9,000 | $133,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 62,172 | $132,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 9,237 | $132,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 7,347 | $132,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 8,161 | $132,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 6,524 | $132,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,314 | $131,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 10,550 | $131,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 5,100 | $131,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,930 | $130,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 3,081 | $130,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 23,660 | $130,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,291 | $129,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 9,260 | $129,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 4,808 | $129,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 2,152 | $129,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,676 | $128,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,139 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 3,834 | $128,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 31,418 | $128,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 20,085 | $128,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 30,022 | $128,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 26,000 | $127,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 7,171 | $127,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 8,900 | $127,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 2,821 | $127,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,470 | $126,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 736 | $126,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,112 | $126,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 17,600 | $126,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 6,495 | $126,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 10,400 | $126,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,678 | $125,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,131 | $125,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,886 | $125,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,630 | $125,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 3,872 | $125,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 21,758 | $125,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 4,938 | $125,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,000 | $124,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,753 | $124,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 8,872 | $124,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,529 | $124,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 10,300 | $124,000 | thousands by filing date | put |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 7,300 | $124,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 8,829 | $124,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 21,500 | $124,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,946 | $124,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 17,348 | $123,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,112 | $123,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,161 | $123,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 13,747 | $123,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,196 | $123,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 33,017 | $123,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 139,025 | $123,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 7,047 | $122,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 7,550 | $121,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,243 | $121,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 12,930 | $121,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 3,608 | $121,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 2,164 | $121,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 35,600 | $121,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 46,000 | $121,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 74,600 | $121,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 5,086 | $121,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 2,432 | $121,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,126 | $120,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 19,021 | $120,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 5,742 | $120,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,815 | $120,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,500 | $120,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 5,772 | $120,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 9,250 | $120,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 7,325 | $120,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,881 | $119,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 9,967 | $119,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,824 | $119,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,725 | $119,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 120,000 | $119,000 | thousands by filing date | principal |
| CLEARONE INC | 18506U104 | COM | 14,045 | $119,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 12,003 | $119,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 9,191 | $119,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,287 | $118,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,719 | $118,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 3,564 | $118,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,090 | $118,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 9,509 | $118,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 10,410 | $118,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 20,975 | $118,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,440 | $118,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,274 | $117,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 5,942 | $117,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 6,213 | $117,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 6,575 | $117,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 8,300 | $117,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,469 | $116,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 3,128 | $116,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 5,093 | $116,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 29,979 | $116,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 4,520 | $116,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,113 | $115,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 12,415 | $115,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 14,327 | $115,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 10,056 | $115,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 16,553 | $115,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 3,255 | $115,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 4,567 | $115,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 2,000 | $114,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,283 | $114,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,367 | $114,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,890 | $114,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 5,802 | $114,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 17,600 | $114,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,700 | $113,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 3,092 | $113,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 7,958 | $113,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 8,236 | $113,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 5,609 | $113,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 13,200 | $113,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 36,351 | $113,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,000 | $112,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,207 | $112,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,323 | $111,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,712 | $111,000 | thousands by filing date | |
| FROZEN FOOD EXPRESS INDUSTRI | 359360104 | COM | 69,000 | $111,000 | thousands by filing date | |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 8,078 | $111,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 377 | $110,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,739 | $110,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,525 | $109,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 8,925 | $109,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 8,044 | $109,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,342 | $108,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,287 | $108,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 101,000 | $108,000 | thousands by filing date | principal |
| TIM HORTONS INC | 88706M103 | COM | 2,000 | $108,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,942 | $108,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 8,300 | $108,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,797 | $107,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 3,715 | $107,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 6,950 | $107,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 7,051 | $107,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 9,371 | $107,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,705 | $106,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,601 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,300 | $106,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,858 | $106,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 3,900 | $106,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 25,000 | $106,000 | thousands by filing date | put |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 2,000 | $106,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 2,490 | $106,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,700 | $106,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 4,800 | $106,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,278 | $105,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,400 | $105,000 | thousands by filing date | call |
| ING | 44977W106 | EXCHANGE TRADED | 16,548 | $105,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,550 | $105,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 3,679 | $105,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 1,532 | $105,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 10,354 | $104,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 7,526 | $104,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 22,553 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 2,534 | $103,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 5,650 | $103,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 5,012 | $103,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 4,500 | $103,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 16,000 | $103,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 6,059 | $103,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 7,001 | $102,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 7,314 | $102,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,900 | $102,000 | thousands by filing date | put |
| EXCEL TR INC | 30068C109 | COM | 8,027 | $102,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 7,818 | $102,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 62,002 | $102,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 8,720 | $101,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,764 | $101,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,700 | $101,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 8,052 | $101,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,864 | $101,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 7,920 | $101,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 13,112 | $101,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 8,264 | $101,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,075 | $101,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 9,027 | $100,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,334 | $100,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 4,201 | $100,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,036 | $100,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $100,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 8,173 | $100,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,890 | $99,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 4,983 | $99,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 31,840 | $99,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 12,755 | $99,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 4,800 | $99,000 | thousands by filing date | principal |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 6,741 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 6,061 | $98,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 14,724 | $98,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 7,748 | $98,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,535 | $98,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 8,100 | $97,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 6,507 | $97,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 6,152 | $97,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 16,500 | $97,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 21,254 | $97,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 8,200 | $96,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 9,538 | $96,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 7,186 | $96,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,499 | $95,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,473 | $95,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 3,100 | $95,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 3,181 | $94,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,225 | $94,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,400 | $94,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 8,500 | $94,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,182 | $94,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,736 | $94,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,181 | $94,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,817 | $94,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 6,850 | $94,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,272 | $93,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,685 | $93,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 5,557 | $93,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 5,307 | $93,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 48,584 | $93,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,508 | $93,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 78,474 | $93,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,700 | $92,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,119 | $92,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 5,500 | $92,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 49,477 | $92,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 20,873 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 5,055 | $92,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,960 | $91,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,500 | $91,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,151 | $91,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 3,982 | $91,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 8,255 | $91,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 3,713 | $91,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,785 | $90,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,100 | $90,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 9,000 | $90,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 4,393 | $90,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,118 | $89,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 5,064 | $89,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 4,688 | $89,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 5,789 | $89,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 5,207 | $89,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 9,058 | $89,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 30,028 | $89,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,612 | $88,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5,989 | $88,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 7,415 | $88,000 | thousands by filing date | |
| 38259p508 | COM | 100 | $88,000 | thousands by filing date | call | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 35,000 | $88,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 6,273 | $88,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 18,910 | $88,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 4,956 | $87,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,682 | $87,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 24,229 | $87,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 4,444 | $87,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 9,784 | $87,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,950 | $86,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,551 | $86,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 7,310 | $86,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 5,850 | $86,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 40,100 | $86,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 6,315 | $86,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 59,829 | $86,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 6,680 | $86,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 19,820 | $86,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,145 | $85,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,771 | $85,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 20,679 | $85,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,900 | $84,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 3,100 | $84,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,000 | $84,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 8,933 | $84,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 5,500 | $83,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 2,300 | $83,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 50,500 | $83,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 22,199 | $83,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 7,972 | $82,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 6,853 | $82,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 7,700 | $82,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,041 | $82,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 2,000 | $82,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 6,269 | $81,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 8,600 | $81,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,210 | $81,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 80,000 | $81,000 | thousands by filing date | principal |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 2,848 | $81,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,568 | $80,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,243 | $80,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,017 | $80,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,300 | $80,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 8,229 | $80,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4,858 | $80,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 20,747 | $80,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,000 | $80,000 | thousands by filing date | put |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 2,592 | $80,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 5,100 | $80,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,825 | $79,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 6,534 | $79,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 2,700 | $79,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 6,709 | $79,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 580 | $78,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,600 | $78,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 3,523 | $78,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 5,885 | $78,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 6,136 | $78,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,302 | $78,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 5,500 | $78,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,461 | $77,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 5,700 | $77,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 6,100 | $77,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 28,198 | $77,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,291 | $77,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 9,200 | $77,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 21,000 | $77,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 6,450 | $77,000 | thousands by filing date | principal |
| VERMILLION INC | 92407M206 | COM NEW | 29,000 | $77,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,064 | $76,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,482 | $76,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,884 | $76,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,674 | $76,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 1,822 | $76,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 183,149 | $76,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 2,818 | $76,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,166 | $76,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 3,182 | $76,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 25,500 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,000 | $75,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 5,570 | $75,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 53,498 | $75,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 32,210 | $75,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 13,162 | $75,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 6,000 | $75,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 41,105 | $74,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,350 | $74,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 4,785 | $74,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 80,000 | $74,000 | thousands by filing date | principal |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 4,555 | $74,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 4,048 | $73,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 4,500 | $73,000 | thousands by filing date | put |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 3,050 | $73,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,367 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,505 | $73,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,300 | $73,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 3,100 | $72,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,236 | $72,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 8,200 | $72,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 10,000 | $72,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 110,647 | $72,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 10,431 | $72,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 4,087 | $72,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,483 | $71,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 771 | $71,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,000 | $71,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,774 | $71,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,120 | $71,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 15,000 | $71,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 2,845 | $71,000 | thousands by filing date | principal |
| PLANAR SYSTEMS INC | 726900103 | COM | 43,626 | $71,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 8,600 | $71,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 1,487 | $71,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,000 | $70,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 14,070 | $70,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 92,334 | $70,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 3,922 | $70,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 4,000 | $70,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,250 | $70,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 8,182 | $69,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,006 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,331 | $69,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,970 | $69,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |