13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PGT INNOVATIONS INC | 69336V101 | COM | 540,924 | $4,690,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200,000 | $4,688,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 148,724 | $4,678,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 177,684 | $4,675,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 65,040 | $4,667,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 58,276 | $4,650,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 610,850 | $4,648,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 193,856 | $4,637,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 4,500,000 | $4,635,000 | thousands by filing date | principal |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 315,824 | $4,633,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 63,875 | $4,626,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 189,555 | $4,625,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 111,710 | $4,619,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 250,916 | $4,617,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 70,394 | $4,615,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 238,975 | $4,576,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 137,300 | $4,573,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 61,358 | $4,552,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 153,535 | $4,548,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 609,534 | $4,547,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 130,000 | $4,537,000 | thousands by filing date | put |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 122,655 | $4,516,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 250,000 | $4,513,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 4,547,000 | $4,513,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 105,953 | $4,509,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 146,329 | $4,507,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 147,690 | $4,503,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 43,709 | $4,502,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 126,515 | $4,496,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 229,295 | $4,494,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 400,000 | $4,480,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 47,143 | $4,478,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 144,238 | $4,473,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 95,825 | $4,469,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 131,497 | $4,463,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 171,614 | $4,460,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 90,446 | $4,449,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 79,619 | $4,411,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 79,470 | $4,408,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 740,524 | $4,406,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 70,000 | $4,397,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 227,739 | $4,395,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 124,768 | $4,393,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 244,759 | $4,381,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 269,500 | $4,379,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 106,750 | $4,372,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 251,801 | $4,351,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 250,827 | $4,347,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 51,320 | $4,313,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11,823 | $4,308,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 4,365,000 | $4,306,000 | thousands by filing date | principal |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 123,324 | $4,305,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 253,800 | $4,299,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 124,288 | $4,296,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50,000 | $4,293,000 | thousands by filing date | call |
| CENTRAL GOLDTRUST | 153546106 | TR U | 96,969 | $4,287,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 42,592 | $4,281,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 221,920 | $4,270,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 271,621 | $4,264,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 45,301 | $4,262,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 419,857 | $4,257,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 365,000 | $4,249,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 75,690 | $4,244,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 74,300 | $4,233,000 | thousands by filing date | put |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 140,541 | $4,221,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 104,268 | $4,209,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 72,410 | $4,193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 69,974 | $4,185,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 101,900 | $4,180,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 724,133 | $4,163,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 188,762 | $4,160,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 669,714 | $4,153,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 84,689 | $4,146,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 319,861 | $4,146,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 98,791 | $4,145,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 43,576 | $4,144,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 40,263 | $4,129,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 97,100 | $4,129,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 74,000 | $4,124,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 208,623 | $4,120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 143,210 | $4,114,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 4,003,000 | $4,113,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 37,500 | $4,101,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $4,100,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 227,669 | $4,078,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 108,108 | $4,066,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50,000 | $4,063,000 | thousands by filing date | call |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 176,839 | $4,063,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 57,865 | $4,060,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 132,800 | $4,060,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 135,460 | $4,056,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 244,714 | $4,055,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 55,286 | $4,048,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 58,454 | $4,042,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 51,000 | $4,041,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 4,120,000 | $4,040,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 440,000 | $4,030,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 74,263 | $4,018,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 3,000,000 | $4,014,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 237,694 | $4,010,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 145,065 | $4,008,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 54,186 | $4,004,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 65,785 | $4,000,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 289,586 | $3,999,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 300,235 | $3,997,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 301,548 | $3,996,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 61,475 | $3,989,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 197,487 | $3,982,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 57,500 | $3,977,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 99,667 | $3,977,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,000 | $3,967,000 | thousands by filing date | call |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 30,236 | $3,963,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 63,600 | $3,953,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 170,653 | $3,930,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 147,596 | $3,929,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 150,000 | $3,923,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 65,800 | $3,909,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 125,631 | $3,905,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 88,491 | $3,902,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 64,300 | $3,890,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 103,117 | $3,889,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 339,505 | $3,874,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 98,905 | $3,873,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 57,570 | $3,861,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 45,600 | $3,859,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 56,788 | $3,835,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 119,200 | $3,835,000 | thousands by filing date | call |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 76,566 | $3,829,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,891,000 | $3,825,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 55,826 | $3,823,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 120,161 | $3,821,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 44,543 | $3,819,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 165,668 | $3,811,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 200,878 | $3,810,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 200,000 | $3,790,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 254,600 | $3,789,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 184,992 | $3,777,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 120,848 | $3,776,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 3,600,000 | $3,758,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 134,800 | $3,742,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 82,984 | $3,742,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 999,925 | $3,739,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 28,492 | $3,736,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 167,051 | $3,735,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 144,115 | $3,730,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 167,157 | $3,729,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 250,000 | $3,728,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 30,647 | $3,721,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 153,406 | $3,711,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 33,000 | $3,693,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 61,154 | $3,679,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 2,900,000 | $3,679,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903105 | COM | 112,900 | $3,677,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 50,000 | $3,675,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 36,442 | $3,669,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 74,043 | $3,667,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 367,145 | $3,664,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 249,736 | $3,661,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 45,000 | $3,656,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 57,238 | $3,653,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 153,215 | $3,648,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 141,455 | $3,648,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 202,057 | $3,647,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 54,800 | $3,631,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 59,398 | $3,630,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 64,900 | $3,622,000 | thousands by filing date | call |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 78,563 | $3,618,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 69,900 | $3,615,000 | thousands by filing date | put |
| NASH FINCH CO | 631158102 | COM | 164,283 | $3,615,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 46,073 | $3,586,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 86,862 | $3,581,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 118,581 | $3,581,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 128,066 | $3,575,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 65,400 | $3,564,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 149,085 | $3,562,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,171,650 | $3,562,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 52,188 | $3,560,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 113,800 | $3,560,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 229,860 | $3,558,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 54,878 | $3,554,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 80,500 | $3,552,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 100,152 | $3,547,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 89,310 | $3,543,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,000 | $3,540,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 97,889 | $3,540,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 125,100 | $3,536,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 74,783 | $3,524,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 165,500 | $3,522,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 75,948 | $3,506,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 181,577 | $3,497,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 212,964 | $3,497,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 48,770 | $3,488,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 55,000 | $3,484,000 | thousands by filing date | call |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 31,586 | $3,483,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,000 | $3,478,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 537,389 | $3,477,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100,000 | $3,477,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 89,992 | $3,471,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 149,690 | $3,470,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 53,062 | $3,470,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,458,000 | $3,466,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 241,620 | $3,460,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 242,061 | $3,454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 59,265 | $3,449,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 138,800 | $3,442,000 | thousands by filing date | call |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 269,234 | $3,442,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 200,000 | $3,422,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 347,938 | $3,417,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 67,583 | $3,407,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 80,000 | $3,402,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 89,975 | $3,382,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 52,247 | $3,378,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 146,978 | $3,377,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 36,015 | $3,375,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 34,829 | $3,374,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 60,500 | $3,372,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 55,286 | $3,371,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 226,000 | $3,370,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 110,000 | $3,368,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 40,015 | $3,361,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 50,000 | $3,360,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 70,000 | $3,358,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 122,278 | $3,353,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 53,023 | $3,344,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 66,200 | $3,342,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 75,060 | $3,342,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 129,813 | $3,333,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 466,615 | $3,330,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 53,390 | $3,327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 51,788 | $3,320,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 49,475 | $3,315,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 170,042 | $3,303,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 122,075 | $3,303,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 281,692 | $3,301,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 80,000 | $3,286,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 216,626 | $3,284,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 51,229 | $3,283,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 34,695 | $3,277,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 160,853 | $3,271,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 84,998 | $3,267,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 81,778 | $3,263,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 114,200 | $3,254,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 66,754 | $3,254,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 824,120 | $3,248,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 132,029 | $3,248,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 49,862 | $3,247,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 80,163 | $3,242,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 189,520 | $3,237,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 53,000 | $3,229,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,119,394 | $3,223,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 107,635 | $3,222,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 88,854 | $3,219,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 237,974 | $3,217,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 40,793 | $3,211,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 184,657 | $3,193,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,200,000 | $3,183,000 | thousands by filing date | principal |
| Concho Resources Inc. | 20605P101 | COM | 38,000 | $3,181,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 225,551 | $3,181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 170,617 | $3,180,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 63,198 | $3,177,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 177,341 | $3,174,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 103,232 | $3,170,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 36,764 | $3,168,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 565,171 | $3,165,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 82,800 | $3,161,000 | thousands by filing date | put |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 36,900 | $3,151,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 65,828 | $3,148,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 107,405 | $3,142,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 92,661 | $3,138,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 267,891 | $3,137,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 58,500 | $3,133,000 | thousands by filing date | call |
| WI-LAN INC | 928972108 | COM | 686,001 | $3,128,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 115,238 | $3,123,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 142,352 | $3,118,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 164,062 | $3,108,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 92,900 | $3,081,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 97,610 | $3,079,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 111,663 | $3,077,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 353,360 | $3,071,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 290,008 | $3,068,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 391,900 | $3,065,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R106 | CL A | 153,931 | $3,062,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 45,570 | $3,052,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 64,938 | $3,049,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 90,000 | $3,049,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 158,592 | $3,041,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 11,562 | $3,036,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 3,000,000 | $3,035,000 | thousands by filing date | principal |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 45,378 | $3,030,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 58,585 | $3,029,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 116,252 | $3,011,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 130,453 | $3,005,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 264,508 | $2,984,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 87,450 | $2,983,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 224,900 | $2,980,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 285,012 | $2,978,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 38,167 | $2,964,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 55,196 | $2,962,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,000 | $2,959,000 | thousands by filing date | put |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 148,628 | $2,955,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 75,177 | $2,953,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,568,151 | $2,949,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,697,000 | $2,946,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 89,247 | $2,945,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 116,231 | $2,945,000 | thousands by filing date | principal |
| THE ADT CORPORATION | 00101J106 | COM | 73,700 | $2,937,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 52,549 | $2,934,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 37,116 | $2,928,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 51,988 | $2,926,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 106,995 | $2,925,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 71,300 | $2,924,000 | thousands by filing date | call |
| ISHARES 2013 | 464289388 | 2013 S&P AMTFR | 57,555 | $2,923,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 80,000 | $2,918,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 80,236 | $2,911,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,400 | $2,910,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 59,961 | $2,910,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 125,917 | $2,903,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 81,753 | $2,895,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,000 | $2,887,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 705,664 | $2,879,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 125,565 | $2,870,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 50,900 | $2,866,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 45,000 | $2,859,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 76,315 | $2,858,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 99,302 | $2,848,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 68,200 | $2,847,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 102,435 | $2,838,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 18,044 | $2,829,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 200,000 | $2,828,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 43,776 | $2,825,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 97,626 | $2,823,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 117,430 | $2,820,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 69,003 | $2,818,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 334,899 | $2,816,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 49,830 | $2,806,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 113,483 | $2,797,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 45,866 | $2,797,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 35,000 | $2,795,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 182,712 | $2,795,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 113,020 | $2,795,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 113,467 | $2,781,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 70,917 | $2,776,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 205,835 | $2,775,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 116,067 | $2,775,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 64,800 | $2,772,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 34,062 | $2,765,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 104,712 | $2,752,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 162,097 | $2,747,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 129,270 | $2,746,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 117,949 | $2,738,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 60,000 | $2,737,000 | thousands by filing date | put |
| AOL INC | 00184X105 | COM | 75,000 | $2,736,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 80,918 | $2,735,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 60,917 | $2,730,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 54,867 | $2,726,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 45,873 | $2,725,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 52,983 | $2,725,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 278,111 | $2,725,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,785,000 | $2,720,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 125,000 | $2,719,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 58,452 | $2,715,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 148,347 | $2,713,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 64,900 | $2,709,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 233,100 | $2,709,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 102,920 | $2,707,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 45,000 | $2,699,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 224,718 | $2,695,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 86,231 | $2,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 86,260 | $2,689,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 190,100 | $2,688,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 61,857 | $2,685,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 103,339 | $2,678,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 60,200 | $2,667,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 102,341 | $2,665,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 85,584 | $2,655,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 436,209 | $2,652,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 66,035 | $2,647,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 50,766 | $2,646,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 43,451 | $2,645,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 205,012 | $2,634,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 90,027 | $2,633,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 52,168 | $2,625,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 99,954 | $2,621,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 215,212 | $2,621,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 35,786 | $2,619,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 104,294 | $2,617,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,235,926 | $2,608,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 465,727 | $2,608,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 183,843 | $2,607,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 174,751 | $2,603,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 31,700 | $2,594,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 195,122 | $2,593,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 117,356 | $2,589,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 34,056 | $2,586,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 33,000 | $2,585,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 334,153 | $2,580,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 223,986 | $2,578,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 16,162 | $2,568,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 26,972 | $2,566,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 248,779 | $2,565,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 37,103 | $2,563,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 55,942 | $2,554,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 22,700 | $2,553,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 64,754 | $2,544,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 221,467 | $2,543,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 294,100 | $2,541,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 11,271 | $2,536,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 331,400 | $2,532,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 53,014 | $2,529,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 43,603 | $2,524,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,000 | $2,524,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 80,377 | $2,522,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 479,353 | $2,521,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 24,702 | $2,520,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 30,000 | $2,515,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 19,562 | $2,509,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 62,035 | $2,502,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 33,370 | $2,497,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 95,335 | $2,497,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 272,454 | $2,496,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 64,986 | $2,489,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 90,541 | $2,481,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 375,066 | $2,479,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 45,202 | $2,468,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 31,577 | $2,462,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 168,011 | $2,460,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 114,500 | $2,447,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 304,886 | $2,443,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 56,357 | $2,441,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 227,021 | $2,438,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 222,745 | $2,428,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 33,741 | $2,428,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 41,814 | $2,427,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 26,441 | $2,426,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 50,843 | $2,425,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 68,844 | $2,422,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 42,800 | $2,409,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 23,779 | $2,408,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 162,900 | $2,408,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 41,271 | $2,408,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 104,046 | $2,404,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 132,600 | $2,399,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 49,431 | $2,397,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 87,132 | $2,397,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 27,572 | $2,395,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 61,000 | $2,391,000 | thousands by filing date | put |
| WELLPOINT INC | 94973V107 | COM | 29,100 | $2,382,000 | thousands by filing date | put |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 115,417 | $2,381,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 50,000 | $2,378,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 53,969 | $2,369,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 235,196 | $2,369,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 57,636 | $2,355,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 107,868 | $2,352,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 102,625 | $2,343,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 36,360 | $2,333,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 131,581 | $2,331,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 21,669 | $2,326,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 97,827 | $2,323,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 65,989 | $2,321,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 118,727 | $2,320,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 61,173 | $2,309,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 23,116 | $2,308,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 82,226 | $2,306,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 181,876 | $2,305,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 33,400 | $2,300,000 | thousands by filing date | call |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 64,171 | $2,297,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 107,580 | $2,288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 110,641 | $2,283,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 200,113 | $2,283,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 70,000 | $2,282,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 90,338 | $2,281,000 | thousands by filing date | principal |
| SILVER BULL RES INC | 827458100 | COM | 5,753,000 | $2,272,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 79,209 | $2,269,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 45,157 | $2,267,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 51,357 | $2,265,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 2,250,000 | $2,249,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 26,700 | $2,244,000 | thousands by filing date | put |
| PPL CORP | 69351T601 | PREF CONV | 42,700 | $2,238,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,235,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 105,509 | $2,231,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 84,184 | $2,228,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,752,000 | $2,227,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 73,457 | $2,224,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 80,042 | $2,222,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 31,933 | $2,220,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 53,414 | $2,218,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 2,000,000 | $2,218,000 | thousands by filing date | principal |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 85,385 | $2,214,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 125,771 | $2,209,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 64,834 | $2,209,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 96,173 | $2,208,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 79,628 | $2,203,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 76,800 | $2,191,000 | thousands by filing date | call |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 70,533 | $2,191,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 79,348 | $2,190,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 35,200 | $2,186,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 41,115 | $2,174,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 66,087 | $2,172,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 32,510 | $2,158,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 19,376 | $2,155,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |