13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VGT | 92204A702 | SHS | 145,451 | $10,760,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 273,301 | $10,743,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 150,600 | $10,734,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 241,885 | $10,696,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 345,896 | $10,659,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 502,646 | $10,656,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 145,213 | $10,637,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 60,913 | $10,592,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 114,807 | $10,590,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 100,233 | $10,462,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 207,282 | $10,457,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 166,152 | $10,446,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 417,660 | $10,417,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 157,965 | $10,397,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 158,000 | $10,392,000 | thousands by filing date | put |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 9,800,000 | $10,364,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 424,300 | $10,325,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 304,812 | $10,325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 636,734 | $10,315,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 627,200 | $10,299,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 480,559 | $10,284,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 171,288 | $10,274,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 118,864 | $10,268,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 154,300 | $10,250,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 203,547 | $10,223,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 130,952 | $10,196,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 167,650 | $10,181,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 254,739 | $10,152,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,116,152 | $10,122,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 76,800 | $10,113,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 89,900 | $10,112,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 406,749 | $10,110,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 482,096 | $10,109,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 872,797 | $10,063,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 473,150 | $10,059,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 79,279 | $10,032,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 460,000 | $10,005,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 10,000,000 | $9,975,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 163,655 | $9,964,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 465,083 | $9,957,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 189,276 | $9,946,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 35,800 | $9,941,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 100,000 | $9,900,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 588,311 | $9,894,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 105,111 | $9,891,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 257,588 | $9,835,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 256,455 | $9,809,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 232,173 | $9,771,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 152,422 | $9,747,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 361,167 | $9,740,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 357,974 | $9,712,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 127,256 | $9,669,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 186,239 | $9,652,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 841,300 | $9,616,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 124,475 | $9,611,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 557,641 | $9,586,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 138,100 | $9,576,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 210,066 | $9,567,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 399,115 | $9,539,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 193,014 | $9,529,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 233,887 | $9,518,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 140,208 | $9,480,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 92,911 | $9,448,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 84,538 | $9,426,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,197,032 | $9,421,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 156,092 | $9,417,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 333,552 | $9,399,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 95,300 | $9,395,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 476,208 | $9,391,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,638,177 | $9,289,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 109,869 | $9,269,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 99,155 | $9,265,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 144,700 | $9,265,000 | thousands by filing date | call |
| iShares Russell Midcap ETF | 464287499 | SHS | 71,270 | $9,258,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 82,701 | $9,241,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 192,200 | $9,226,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 300,200 | $9,219,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 240,000 | $9,203,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 391,366 | $9,200,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 213,329 | $9,180,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 150,376 | $9,177,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 279,619 | $9,177,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 92,800 | $9,148,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,074,507 | $9,144,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 108,300 | $9,102,000 | thousands by filing date | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 75,694 | $9,095,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 540,500 | $9,086,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 103,605 | $9,057,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 264,094 | $9,056,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 534,500 | $9,055,000 | thousands by filing date | put |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 9,011,000 | $9,039,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 290,000 | $8,967,000 | thousands by filing date | put |
| TALISMAN ENERGY INC | 87425E103 | COM | 781,100 | $8,928,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 548,938 | $8,921,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 88,863 | $8,903,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 363,281 | $8,886,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 246,232 | $8,874,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 130,508 | $8,872,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 140,585 | $8,872,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 602,715 | $8,866,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 190,800 | $8,863,000 | thousands by filing date | call |
| SHFL ENTMT INC | 78423R105 | COM | 500,085 | $8,857,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 262,149 | $8,832,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 126,699 | $8,828,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 503,588 | $8,823,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,252,127 | $8,816,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 8,442,000 | $8,791,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 283,686 | $8,758,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 588,500 | $8,698,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 128,706 | $8,694,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 223,160 | $8,679,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 262,360 | $8,679,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 606,224 | $8,644,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 206,110 | $8,640,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 136,700 | $8,633,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 259,513 | $8,597,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 221,203 | $8,570,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 128,600 | $8,551,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 83,133 | $8,536,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 281,547 | $8,535,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,443,300 | $8,530,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 8,270,000 | $8,518,000 | thousands by filing date | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 80,335 | $8,513,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 8,238,000 | $8,485,000 | thousands by filing date | principal |
| BT GROUP-ADR | 05577E101 | ADR | 180,282 | $8,471,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 240,608 | $8,452,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 258,421 | $8,441,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 8,187,000 | $8,433,000 | thousands by filing date | principal |
| VANGUARD | 92205F106 | Domestic Common | 302,017 | $8,425,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 174,852 | $8,415,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 150,000 | $8,381,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 257,310 | $8,368,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 276,607 | $8,348,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 87,421 | $8,341,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 270,000 | $8,338,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 218,888 | $8,321,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,003,716 | $8,320,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,054,914 | $8,302,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 156,578 | $8,287,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 220,000 | $8,279,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 220,000 | $8,279,000 | thousands by filing date | call |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 390,828 | $8,247,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 150,000 | $8,223,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 114,623 | $8,197,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 295,261 | $8,170,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 178,500 | $8,168,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 198,000 | $8,144,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 380,153 | $8,143,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 343,016 | $8,115,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 304,800 | $8,099,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 202,860 | $8,096,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 7,550,000 | $8,093,000 | thousands by filing date | principal |
| WPP PLC NEW ADR | 92937A102 | ADR | 94,579 | $8,076,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,177,452 | $8,053,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 155,200 | $8,052,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 99,777 | $8,044,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 281,900 | $8,043,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 97,698 | $8,029,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 259,409 | $8,003,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 443,044 | $7,977,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 539,245 | $7,969,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 879,848 | $7,893,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 851,008 | $7,889,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 860,883 | $7,885,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 8,110,000 | $7,877,000 | thousands by filing date | principal |
| BMC SOFTWARE INC | 055921100 | COM | 174,496 | $7,875,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 283,135 | $7,865,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,179,277 | $7,865,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 662,629 | $7,853,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 118,089 | $7,853,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 7,917,000 | $7,852,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 6,100,000 | $7,846,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 215,316 | $7,833,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 174,913 | $7,824,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 556,048 | $7,807,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 117,200 | $7,793,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 414,395 | $7,786,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 8,000,000 | $7,780,000 | thousands by filing date | principal |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 134,522 | $7,766,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 116,298 | $7,764,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 157,903 | $7,753,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 97,043 | $7,719,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 440,507 | $7,718,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 5,000,000 | $7,706,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 450,000 | $7,704,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 128,583 | $7,691,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 187,800 | $7,681,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 234,962 | $7,667,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 283,475 | $7,623,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 679,435 | $7,610,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 109,388 | $7,599,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 184,566 | $7,575,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 76,700 | $7,567,000 | thousands by filing date | put |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 162,076 | $7,563,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 88,500 | $7,558,000 | thousands by filing date | call |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 190,000 | $7,537,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 171,941 | $7,522,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 903,489 | $7,499,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 173,500 | $7,480,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 961,832 | $7,464,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 175,000 | $7,462,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 576,520 | $7,460,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 138,800 | $7,433,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 530,819 | $7,431,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $7,428,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 61,506 | $7,421,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 251,825 | $7,406,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 103,900 | $7,375,000 | thousands by filing date | call |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 553,137 | $7,357,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 150,248 | $7,349,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 185,000 | $7,328,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 115,463 | $7,321,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,804,163 | $7,307,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 125,800 | $7,300,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 254,854 | $7,299,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 339,620 | $7,277,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 125,295 | $7,260,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 171,826 | $7,227,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 104,300 | $7,225,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 142,569 | $7,202,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 203,400 | $7,200,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 851,347 | $7,195,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 55,820 | $7,191,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 179,745 | $7,186,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 106,425 | $7,151,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 96,042 | $7,145,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 80,000 | $7,138,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 135,963 | $7,133,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100,000 | $7,127,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 267,259 | $7,109,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 167,953 | $7,096,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 355,482 | $7,067,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,700,000 | $7,065,000 | thousands by filing date | principal |
| LINKEDIN CORP | 53578A108 | COM | 39,451 | $7,034,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 183,583 | $7,028,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 175,907 | $7,019,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 553,339 | $7,004,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 70,258 | $7,002,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 115,328 | $6,991,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 182,314 | $6,949,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 578,286 | $6,933,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 674,144 | $6,911,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 115,404 | $6,902,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 32,690 | $6,900,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 63,698 | $6,886,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 481,000 | $6,845,000 | thousands by filing date | put |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 522,697 | $6,827,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 168,393 | $6,803,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 245,700 | $6,784,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 491,306 | $6,780,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 359,932 | $6,756,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 141,680 | $6,746,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 465,245 | $6,737,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 183,150 | $6,733,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 92,497 | $6,733,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 97,000 | $6,726,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 206,200 | $6,716,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 100,049 | $6,703,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 84,626 | $6,698,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 6,001,000 | $6,687,000 | thousands by filing date | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 55,361 | $6,684,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 5,800,000 | $6,681,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 365,136 | $6,666,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 236,259 | $6,651,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 377,832 | $6,646,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 108,677 | $6,629,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 172,720 | $6,623,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 155,066 | $6,594,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 520,669 | $6,592,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 116,860 | $6,577,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 66,500 | $6,570,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 500,000 | $6,570,000 | thousands by filing date | call |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,960,453 | $6,568,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 97,658 | $6,540,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 220,500 | $6,531,000 | thousands by filing date | put |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 193,550 | $6,527,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 379,801 | $6,502,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 74,952 | $6,502,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 200,000 | $6,494,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 144,835 | $6,487,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 176,037 | $6,485,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 167,070 | $6,472,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 111,685 | $6,468,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 365,909 | $6,462,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,099,416 | $6,432,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 188,703 | $6,405,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 101,400 | $6,403,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 240,627 | $6,396,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,000,000 | $6,378,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 172,724 | $6,371,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 363,360 | $6,369,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 372,225 | $6,368,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 331,005 | $6,362,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 4,748,000 | $6,359,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 61,609 | $6,357,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 277,087 | $6,348,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 395,496 | $6,348,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 103,900 | $6,344,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 96,598 | $6,328,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 461,846 | $6,328,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 113,900 | $6,327,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 216,700 | $6,326,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 818,075 | $6,316,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 90,000 | $6,301,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,103,212 | $6,298,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 253,000 | $6,295,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 682,080 | $6,289,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 239,127 | $6,282,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 157,210 | $6,264,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 139,759 | $6,262,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 213,277 | $6,234,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 5,050,000 | $6,230,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 155,300 | $6,229,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 5,807,000 | $6,224,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 250,000 | $6,220,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 147,677 | $6,214,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 343,600 | $6,202,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 63,632 | $6,200,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 213,600 | $6,177,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 356,440 | $6,175,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 87,328 | $6,167,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 155,567 | $6,150,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 988,555 | $6,141,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 122,988 | $6,137,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 6,000,000 | $6,120,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 206,233 | $6,110,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 468,600 | $6,096,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 270,000 | $6,088,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 656,597 | $6,087,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 284,161 | $6,048,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 724,157 | $6,039,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 232,726 | $6,035,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 114,607 | $6,035,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 6,000,000 | $6,026,000 | thousands by filing date | principal |
| SAIC INC | 78390X101 | COM | 432,068 | $6,019,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 160,981 | $6,000,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 80,285 | $5,996,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 150,096 | $5,992,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 776,521 | $5,986,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 88,760 | $5,985,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 5,415,000 | $5,970,000 | thousands by filing date | principal |
| NASDAQ INC COM | 631103108 | Stock | 181,653 | $5,957,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 120,783 | $5,950,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 268,192 | $5,911,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 60,000 | $5,905,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 204,000 | $5,900,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 146,000 | $5,898,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 128,417 | $5,898,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 173,497 | $5,895,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 4,976,000 | $5,894,000 | thousands by filing date | principal |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 137,369 | $5,885,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 454,828 | $5,863,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 244,789 | $5,863,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 70,627 | $5,856,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 105,086 | $5,849,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 357,788 | $5,848,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 243,482 | $5,842,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 128,528 | $5,835,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 258,128 | $5,831,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 323,774 | $5,827,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 96,862 | $5,815,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 100,000 | $5,812,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 135,571 | $5,798,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 55,117 | $5,790,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 131,825 | $5,767,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 139,723 | $5,759,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 171,077 | $5,747,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 78,733 | $5,735,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 197,862 | $5,715,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 117,800 | $5,703,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 476,142 | $5,699,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 54,499 | $5,683,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 193,097 | $5,681,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 380,079 | $5,667,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 127,311 | $5,653,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 154,799 | $5,645,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 182,781 | $5,641,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 131,782 | $5,638,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,535,000 | $5,632,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 90,550 | $5,609,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 241,600 | $5,603,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 135,614 | $5,594,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 171,495 | $5,586,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 169,348 | $5,586,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 55,251 | $5,584,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,226,000 | $5,582,000 | thousands by filing date | principal |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 57,771 | $5,574,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 95,200 | $5,551,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 640,796 | $5,543,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 645,831 | $5,522,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 5,400,000 | $5,515,000 | thousands by filing date | principal |
| HATTERAS FINL CORP | 41902R103 | COM | 223,147 | $5,499,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 6,102,900 | $5,493,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 70,629 | $5,485,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 196,783 | $5,478,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 142,461 | $5,475,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 106,000 | $5,456,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 55,000 | $5,445,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 220,000 | $5,434,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 420,531 | $5,411,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 153,347 | $5,409,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 5,000,000 | $5,406,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 92,892 | $5,405,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 249,432 | $5,402,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 768,000 | $5,391,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 64,810 | $5,388,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 273,984 | $5,387,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 68,633 | $5,384,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 5,348,000 | $5,378,000 | thousands by filing date | principal |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 67,545 | $5,343,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 42,117 | $5,338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 230,793 | $5,333,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 58,352 | $5,328,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 263,379 | $5,321,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 211,540 | $5,315,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 142,172 | $5,311,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 202,500 | $5,310,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 284,337 | $5,300,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 69,576 | $5,298,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 219,547 | $5,295,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 31,596 | $5,291,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 102,744 | $5,286,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 188,753 | $5,244,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 152,184 | $5,241,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 41,729 | $5,219,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 132,892 | $5,193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 129,486 | $5,191,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 121,353 | $5,190,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 162,352 | $5,188,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 129,100 | $5,178,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 335,482 | $5,176,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 118,464 | $5,174,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $5,172,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 213,975 | $5,171,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 189,885 | $5,162,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 212,552 | $5,156,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 106,721 | $5,152,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 211,063 | $5,146,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 30,000 | $5,145,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 48,700 | $5,136,000 | thousands by filing date | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 271,751 | $5,133,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 456,655 | $5,119,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 189,538 | $5,107,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 217,788 | $5,106,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 102,697 | $5,102,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 106,923 | $5,097,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 67,512 | $5,074,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 135,000 | $5,073,000 | thousands by filing date | call |
| Crown Castle | 228227104 | COM | 70,000 | $5,067,000 | thousands by filing date | put |
| DTS INC | 23335C101 | COM | 245,738 | $5,057,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,000 | $5,051,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 100,000 | $5,051,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 144,407 | $5,040,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 45,810 | $5,031,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 725,118 | $5,025,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 61,964 | $5,021,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 32,703 | $5,014,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 60,032 | $5,013,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 135,754 | $5,008,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 90,577 | $4,994,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 97,521 | $4,992,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 159,087 | $4,978,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 387,151 | $4,961,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 118,267 | $4,951,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 586,219 | $4,948,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 231,100 | $4,939,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 148,515 | $4,935,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 196,861 | $4,927,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 9,343 | $4,923,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 108,947 | $4,910,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 247,509 | $4,906,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 191,355 | $4,899,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 333,038 | $4,882,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 42,677 | $4,881,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 78,010 | $4,858,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 1,757,362 | $4,850,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 216,688 | $4,849,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200,000 | $4,846,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 165,640 | $4,846,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 61,800 | $4,839,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 129,440 | $4,837,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 145,618 | $4,835,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 2,108,000 | $4,816,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 66,203 | $4,813,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 96,707 | $4,812,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 153,478 | $4,811,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 273,690 | $4,809,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 180,765 | $4,798,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 221,777 | $4,786,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 58,000 | $4,784,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 96,575 | $4,756,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 284,219 | $4,749,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 210,108 | $4,744,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 115,603 | $4,739,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 191,711 | $4,737,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 111,395 | $4,735,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 245,169 | $4,735,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 26,569 | $4,723,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 54,300 | $4,722,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 168,598 | $4,712,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |