13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,965 holding rows worth $118,136,717,000.
- Accession
- 0001140361-13-032924
- Filer
- CIK 1000275
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 17,125 entries on the cover page, a total value of $118,136,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,136,717,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 382,749 | $29,644,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 574,977 | $29,612,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 154,100 | $29,450,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 657,552 | $29,425,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 995,000 | $29,343,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 645,800 | $29,262,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 836,615 | $29,224,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,039,580 | $29,161,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 629,005 | $29,137,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 440,177 | $29,104,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,570,467 | $29,069,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,159,916 | $28,965,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 399,729 | $28,780,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 406,040 | $28,712,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 280,100 | $28,693,000 | thousands by filing date | call |
| Crown Castle | 228227104 | COM | 395,938 | $28,662,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,022,310 | $28,616,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 25,545 | $28,368,000 | thousands by filing date | principal |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 743,500 | $28,350,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 628,598 | $28,181,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 440,883 | $28,130,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,317,155 | $28,082,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,126,500 | $27,963,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 252,472 | $27,883,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 604,103 | $27,626,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,671,272 | $27,626,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,087,865 | $27,513,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 528,184 | $27,413,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 351,123 | $27,413,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 2,267,341 | $27,390,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 4,297,964 | $27,249,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 877,391 | $27,092,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 266,343 | $26,983,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 164,370 | $26,947,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 310,800 | $26,878,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 934,487 | $26,754,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 907,900 | $26,710,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 626,397 | $26,709,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,379,818 | $26,699,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,185,400 | $26,636,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 549,199 | $26,566,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 460,000 | $26,524,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 483,233 | $26,468,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 844,377 | $26,199,000 | thousands by filing date | |
| APACHE CORP | 037411808 | PFD CONV SER D | 548,791 | $26,199,000 | thousands by filing date | principal |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,169,652 | $26,141,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 518,700 | $26,111,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 887,440 | $26,055,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 288,385 | $26,045,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 18,000,000 | $26,044,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 809,100 | $26,029,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 269,602 | $25,906,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 813,414 | $25,842,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 534,048 | $25,811,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,471,299 | $25,791,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 325,000 | $25,786,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 843,789 | $25,677,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 757,605 | $25,576,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 217,494 | $25,510,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 863,018 | $25,442,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 365,555 | $25,286,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 138,403 | $25,054,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 320,797 | $24,858,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 401,455 | $24,774,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 780,927 | $24,724,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 22,711,000 | $24,713,000 | thousands by filing date | principal |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 952,429 | $24,707,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,050,877 | $24,685,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 368,410 | $24,628,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 384,939 | $24,459,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 20,459 | $24,428,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 1,714,700 | $24,400,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 340,000 | $24,364,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,251,000 | $24,326,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,000,000 | $24,290,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 348,944 | $24,196,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,856,030 | $24,147,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 788,724 | $24,122,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 194,099 | $24,109,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 95,555 | $24,098,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 204,900 | $23,969,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 339,249 | $23,871,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 14,500,000 | $23,807,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 276,700 | $23,777,000 | thousands by filing date | put |
| SCHEIN HENRY INC | 806407102 | COM | 248,316 | $23,776,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 616,551 | $23,724,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 545,900 | $23,648,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 936,651 | $23,585,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 423,746 | $23,543,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 889,742 | $23,490,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 34,490,000 | $23,281,000 | thousands by filing date | principal |
| Equinix, Inc. | 29444U502 | EQIX | 125,164 | $23,120,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 500,000 | $23,065,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 225,000 | $23,049,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 691,100 | $23,028,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 421,448 | $22,969,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 564,334 | $22,929,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 1,490,176 | $22,889,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 505,997 | $22,689,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 547,237 | $22,655,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 214,457 | $22,620,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 665,346 | $22,536,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 905,021 | $22,517,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 874,431 | $22,517,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 374,913 | $22,386,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 559,023 | $22,361,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 514,181 | $22,277,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 24,138,000 | $22,127,000 | thousands by filing date | principal |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 957,810 | $22,039,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 472,383 | $22,027,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 274,701 | $21,996,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 955,259 | $21,942,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 495,982 | $21,926,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 351,716 | $21,838,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 662,215 | $21,833,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 382,100 | $21,814,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 399,169 | $21,814,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 295,087 | $21,437,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 257,620 | $21,417,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 744,816 | $21,413,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 351,604 | $21,367,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 329,855 | $21,334,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 41,989 | $21,253,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 282,934 | $21,202,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 273,862 | $21,183,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 263,477 | $21,173,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 278,680 | $21,150,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 236,247 | $21,141,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 675,400 | $21,133,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 273,725 | $21,121,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 501,600 | $21,107,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 439,246 | $21,106,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 164,770 | $21,083,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 418,300 | $21,058,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 243,100 | $21,023,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 968,775 | $20,984,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 933,197 | $20,968,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 821,695 | $20,961,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 302,557 | $20,902,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 436,225 | $20,878,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 1,283,619 | $20,846,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 247,961 | $20,832,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 705,400 | $20,802,000 | thousands by filing date | put |
| PRICELINE COM INC | 741503AN6 | BOND | 7,595,000 | $20,781,000 | thousands by filing date | principal |
| TYSON FOODS INC | 902494AP8 | NOTE | 13,600,000 | $20,732,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 542,583 | $20,716,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 136,260 | $20,664,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 427,083 | $20,640,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 345,123 | $20,588,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 832,300 | $20,582,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 160,617 | $20,559,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 140,382 | $20,554,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 967,401 | $20,537,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,011,378 | $20,531,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 400,000 | $20,508,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 173,687 | $20,415,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,195,100 | $20,412,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 1,286,893 | $20,410,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 356,342 | $20,393,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 978,283 | $20,368,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,526,600 | $20,319,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 277,621 | $20,309,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 17,829,000 | $20,281,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 309,500 | $20,275,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 383,800 | $20,261,000 | thousands by filing date | put |
| CIENA CORP | 171779AE1 | NOTE | 21,002,000 | $20,209,000 | thousands by filing date | principal |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 798,374 | $20,207,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 175,191 | $20,175,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 277,452 | $20,112,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,499,100 | $20,103,000 | thousands by filing date | call |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 389,549 | $20,101,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 178,293 | $20,079,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,550,120 | $20,028,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642AN6 | NOTE | 21,600,000 | $19,999,000 | thousands by filing date | principal |
| ACTAVIS INC | 00507K103 | COM | 158,388 | $19,992,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 660,494 | $19,985,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,143,685 | $19,958,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 394,042 | $19,938,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,581,800 | $19,883,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 598,289 | $19,839,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 269,304 | $19,802,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 659,300 | $19,746,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 358,588 | $19,722,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 426,966 | $19,696,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 805,492 | $19,631,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 275,476 | $19,575,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 14,625,000 | $19,497,000 | thousands by filing date | principal |
| ANSYS INC COM | 03662Q105 | COM | 266,684 | $19,496,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 395,757 | $19,475,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 469,700 | $19,385,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 1,021,470 | $19,377,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 201,467 | $19,232,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,281,032 | $19,177,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 775,300 | $19,173,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 184,632 | $19,074,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 328,300 | $19,051,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 1,584,023 | $18,993,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 791,982 | $18,984,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 285,791 | $18,960,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 487,438 | $18,946,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 339,928 | $18,883,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 383,505 | $18,807,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 230,992 | $18,798,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 497,151 | $18,709,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 759,705 | $18,627,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,317,601 | $18,564,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 4,113,950 | $18,471,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 557,434 | $18,462,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 169,800 | $18,417,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 412,436 | $18,416,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 10,500,000 | $18,395,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 552,300 | $18,320,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 200,000 | $18,176,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 435,609 | $18,130,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 637,246 | $18,060,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 1,355,155 | $18,056,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 294,643 | $18,053,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 261,160 | $18,049,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 183,691 | $18,031,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 726,263 | $17,938,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 770,479 | $17,859,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 574,900 | $17,828,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 197,100 | $17,808,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,391,000 | $17,803,000 | thousands by filing date | call |
| Timmins Gold Corp | 88741P103 | COM | 8,155,605 | $17,779,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 464,600 | $17,715,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 16,683,000 | $17,694,000 | thousands by filing date | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 548,955 | $17,693,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 713,128 | $17,678,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,151,439 | $17,628,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 145,643 | $17,623,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 170,681 | $17,571,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 427,848 | $17,487,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 533,395 | $17,468,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 366,000 | $17,462,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 313,050 | $17,446,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 350,000 | $17,388,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 298,500 | $17,367,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 620,000 | $17,366,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 160,000 | $17,354,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 283,497 | $17,310,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 259,903 | $17,268,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 192,226 | $17,259,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 310,900 | $17,254,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 298,300 | $17,248,000 | thousands by filing date | call |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 156,276 | $17,225,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 875,200 | $17,215,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,625,635 | $17,200,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 16,354,000 | $17,181,000 | thousands by filing date | principal |
| SUN HYDRAULICS CORP | 866942105 | COM | 543,631 | $17,005,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 834,376 | $17,004,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 411,800 | $16,995,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 213,845 | $16,943,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 201,579 | $16,733,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 515,265 | $16,689,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 357,700 | $16,683,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 303,674 | $16,648,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 205,211 | $16,598,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 621,175 | $16,586,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 121,896 | $16,581,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 196,251 | $16,533,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 361,943 | $16,516,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 164,916 | $16,508,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 372,400 | $16,501,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 122,097 | $16,473,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,488,791 | $16,437,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 386,431 | $16,346,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 262,688 | $16,292,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 359,486 | $16,266,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 259,642 | $16,255,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 541,436 | $16,184,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 234,583 | $16,165,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 220,624 | $16,046,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 1,532,700 | $16,032,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 636,221 | $16,020,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 216,662 | $15,952,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 403,628 | $15,940,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 15,064,000 | $15,931,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 378,600 | $15,856,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100,300 | $15,839,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 226,846 | $15,833,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 308,433 | $15,812,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,152,872 | $15,764,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 430,255 | $15,760,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200,743 | $15,717,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,154,098 | $15,695,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 193,837 | $15,677,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 420,443 | $15,674,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 77,725 | $15,639,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 202,187 | $15,633,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 214,578 | $15,628,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 526,800 | $15,603,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,004,803 | $15,594,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 179,477 | $15,577,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 190,370 | $15,563,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 268,876 | $15,511,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 495,081 | $15,486,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 9,300,000 | $15,432,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,455,573 | $15,415,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 185,653 | $15,412,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 497,054 | $15,408,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 338,780 | $15,395,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 584,423 | $15,340,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 329,604 | $15,336,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 13,145,000 | $15,281,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 495,900 | $15,229,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 581,627 | $15,209,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 208,200 | $15,126,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 232,725 | $15,120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 389,690 | $15,112,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 210,000 | $15,049,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 349,576 | $15,024,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 250,172 | $14,935,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 440,480 | $14,923,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 311,170 | $14,921,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 421,834 | $14,920,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 231,197 | $14,876,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 341,657 | $14,841,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 35,000 | $14,829,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 190,191 | $14,823,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 459,717 | $14,821,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 791,000 | $14,800,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 569,055 | $14,779,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 629,851 | $14,776,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 566,851 | $14,744,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 328,777 | $14,738,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 136,471 | $14,706,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 14,378,000 | $14,702,000 | thousands by filing date | principal |
| MOODYS CORP COM | 615369105 | Stock | 241,089 | $14,688,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 259,064 | $14,680,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 323,526 | $14,649,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 212,828 | $14,626,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 459,639 | $14,617,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 512,796 | $14,608,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 247,655 | $14,594,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 439,432 | $14,567,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 526,419 | $14,550,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 280,793 | $14,537,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 353,164 | $14,529,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 352,000 | $14,499,000 | thousands by filing date | put |
| XYRATEX LTD | G98268108 | COM | 1,438,322 | $14,470,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 294,900 | $14,362,000 | thousands by filing date | call |
| MOLEX INC | 608554200 | COMMON STOCK | 577,682 | $14,362,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 365,218 | $14,360,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 431,424 | $14,315,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 382,826 | $14,311,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 619,339 | $14,275,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 213,600 | $14,153,000 | thousands by filing date | put |
| MEDIVATION INC | 58501NAA9 | NOTE | 11,176,000 | $14,103,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 317,978 | $14,099,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 322,657 | $14,084,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 225,372 | $14,074,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 405,000 | $14,005,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 365,569 | $13,987,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 792,237 | $13,928,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 503,484 | $13,895,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 3,205,851 | $13,881,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 32,726 | $13,864,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 260,136 | $13,835,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 336,220 | $13,828,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 416,500 | $13,811,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 152,992 | $13,810,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 78,188 | $13,808,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 369,968 | $13,781,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 185,682 | $13,762,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 1,315,200 | $13,757,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 113,724 | $13,738,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 270,668 | $13,676,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 141,547 | $13,645,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 197,696 | $13,602,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 280,366 | $13,564,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 162,335 | $13,554,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 461,271 | $13,547,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 187,528 | $13,547,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 512,168 | $13,542,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 284,433 | $13,528,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 170,642 | $13,498,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 791,255 | $13,428,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 8,954,000 | $13,425,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 637,300 | $13,422,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 59,571 | $13,396,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 230,392 | $13,390,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 350,000 | $13,388,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 429,163 | $13,346,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 165,700 | $13,318,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 284,987 | $13,293,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 227,830 | $13,285,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 130,140 | $13,266,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 180,844 | $13,264,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 156,713 | $13,262,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 1,886,435 | $13,243,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 450,000 | $13,239,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 349,818 | $13,216,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 295,300 | $13,200,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 637,910 | $13,200,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 613,097 | $13,182,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 525,793 | $13,171,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 180,000 | $13,126,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 357,618 | $13,060,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 453,629 | $13,060,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 198,742 | $13,041,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 13,610,000 | $13,041,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 291,254 | $13,008,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 13,660,000 | $13,003,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 74,808 | $12,997,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 169,282 | $12,984,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 354,982 | $12,967,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 400,766 | $12,964,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,263,744 | $12,942,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 357,667 | $12,940,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 435,358 | $12,926,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 148,400 | $12,904,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 700,487 | $12,896,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 766,282 | $12,889,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,541,711 | $12,874,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 897,800 | $12,865,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 266,814 | $12,849,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 213,682 | $12,809,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 226,008 | $12,746,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 68,504 | $12,737,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 516,730 | $12,701,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 977,655 | $12,690,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 268,038 | $12,678,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 572,653 | $12,632,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 224,259 | $12,628,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 81,470 | $12,625,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 352,413 | $12,599,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 234,327 | $12,573,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 327,406 | $12,563,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 248,612 | $12,537,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 293,613 | $12,502,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 710,300 | $12,452,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 500,700 | $12,417,000 | thousands by filing date | put |
| MICROS SYS INC | 594901100 | COM | 287,578 | $12,409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 258,019 | $12,395,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 187,259 | $12,387,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 719,827 | $12,380,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 12,204,000 | $12,311,000 | thousands by filing date | principal |
| LIQUIDITY SVCS INC | 53635B107 | COM | 354,241 | $12,282,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 10,050,000 | $12,198,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 270,059 | $12,191,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 155,526 | $12,183,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 132,631 | $12,145,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 219,443 | $12,115,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 117,290 | $12,100,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 662,678 | $12,094,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 569,199 | $12,084,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 293,700 | $12,065,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 925,802 | $11,962,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 211,950 | $11,947,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 142,616 | $11,921,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 6,586,367 | $11,921,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,211,556 | $11,831,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 179,224 | $11,808,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 152,419 | $11,807,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 297,415 | $11,799,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 380,000 | $11,791,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 360,031 | $11,780,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 649,459 | $11,775,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 398,743 | $11,732,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 234,181 | $11,723,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 556,328 | $11,699,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 573,644 | $11,690,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,290,100 | $11,680,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 145,000 | $11,654,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 420,688 | $11,649,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 306,100 | $11,564,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 628,563 | $11,514,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 248,772 | $11,504,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 128,800 | $11,493,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 11,130,000 | $11,464,000 | thousands by filing date | principal |
| ST JUDE MED INC | 790849103 | COM | 250,777 | $11,442,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 343,121 | $11,361,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 66,183 | $11,350,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 586,580 | $11,327,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,008,500 | $11,295,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 99,156 | $11,280,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 211,381 | $11,246,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 600,000 | $11,226,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 427,837 | $11,217,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 9,381,000 | $11,193,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 139,800 | $11,166,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 78,019 | $11,164,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 9,942,000 | $11,128,000 | thousands by filing date | principal |
| DONALDSON INC COM | 257651109 | Stock | 311,947 | $11,123,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 493,378 | $11,121,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 631,200 | $11,065,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 417,716 | $11,053,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 134,729 | $11,040,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 821,681 | $10,961,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 172,407 | $10,894,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 274,276 | $10,891,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 237,232 | $10,889,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 251,200 | $10,882,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 264,674 | $10,873,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 8,004,000 | $10,810,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 138,159 | $10,797,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 209,400 | $10,778,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 760,206 | $10,772,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 178,968 | $10,765,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-032924 | this filing | 2013-08-14 | acceptance time not in the bulk data set |