13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-12, with 3,633 holding rows worth $59,577,702,015.
- Accession
- 0001085146-24-001067
- Filer
- CIK 1462245
- Filed
- 2024-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 3,685 entries on the cover page, a total value of $59,577,702,015 stated on the cover page (in dollars after the unit check, H1), rows summing to $59,577,702,015 with VALUE read as dollars as filed, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
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- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFRANKLIN ADVISERS INC028-03578
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHUDSON EDGE INVESTMENT PARTNERS INC.028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT LLC028-03133
- reports for this filerLaffer Tengler Investments, Inc.028-10975
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerM.D. Sass, Inc.028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerStonebridge Capital Advisors LLC028-16094
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRAN CAPITAL MANAGEMENT, L.P.028-05358
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerWILLIAM BLAIR INVESTMENT MANAGEMENT, LLC028-17022
- reports for this filerJAG CAPITAL MANAGEMENT, LLC028-04485
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 15,370 | $202,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 1,648 | $202,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,845 | $202,000 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 1,791 | $202,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,136 | $202,000 | dollars as filed | |
| UNUSUAL WHALES SUBVERSIVE REPUBLICAN TRADING ETF | 81752T494 | ETF | 7,339 | $202,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 51,659 | $201,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 7,549 | $200,000 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 1,487 | $200,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 5,948 | $200,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,883 | $199,000 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 30,000 | $198,630 | dollars as filed | put |
| TXO Partners LP | 87313P103 | COM | 10,870 | $198,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,639 | $197,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 40,808 | $197,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 15,337 | $196,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 52,692 | $196,000 | dollars as filed | |
| NEPHROS INC | 640671400 | COM | 56,710 | $196,000 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 18,500 | $195,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 12,484 | $194,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 11,205 | $193,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 418,322 | $193,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,307 | $192,000 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,237 | $191,000 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 191,000 | $191,000 | dollars as filed | principal |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 28,275 | $190,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 21,402 | $189,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,481 | $189,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 12,975 | $189,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 19,067 | $189,000 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 23,041 | $188,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,346 | $187,000 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 184,301 | $187,000 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 14,188 | $186,000 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,038 | $186,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,293 | $186,000 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 12,052 | $185,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 21,117 | $185,000 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 23,725 | $185,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 56,339 | $184,000 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 12,667 | $183,000 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,016 | $183,000 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 36,863 | $182,000 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,200 | $181,080 | dollars as filed | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,475 | $180,000 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 16,818 | $180,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 62,275 | $180,000 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 11,456 | $180,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 87,332 | $178,000 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 23,960 | $176,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 20,195 | $176,000 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 21,657 | $175,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 16,850 | $175,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 21,212 | $173,000 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,350 | $173,000 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,911 | $172,000 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 67,484 | $171,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 12,242 | $170,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 30,405 | $170,000 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 16,895 | $170,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 26,360 | $169,000 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,488 | $169,000 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 31,238 | $169,000 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 11,160 | $168,000 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15,450 | $167,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,317 | $167,000 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,717 | $166,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 14,766 | $165,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 30,000 | $163,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 15,118 | $163,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,455 | $163,000 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 62,600 | $162,729 | dollars as filed | put |
| ADECOAGRO S A | L00849106 | COM | 14,754 | $162,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 16,165 | $161,000 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 22,901 | $158,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 21,046 | $158,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 53,661 | $157,000 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 11,054 | $157,000 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 138,517 | $157,000 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 37,500 | $156,592 | dollars as filed | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,367 | $156,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,539 | $156,000 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 19,618 | $156,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,951 | $155,000 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,372 | $154,000 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,756 | $154,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 19,286 | $154,000 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 203,019 | $153,000 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 15,710 | $152,000 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 22,793 | $152,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,861 | $151,000 | dollars as filed | |
| ALGER MID | 015564107 | MF Closed and MF Open | 11,120 | $150,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,811 | $149,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 49,569 | $149,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,850 | $149,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,000 | $149,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,048 | $148,000 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,460 | $146,000 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 80,541 | $146,000 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 10,310 | $146,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 16,000 | $146,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T207 | COM | 20,666 | $144,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,136 | $143,000 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 22,250 | $143,000 | dollars as filed | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 125,852 | $142,000 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22,250 | $142,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 51,600 | $142,000 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 17,916 | $142,000 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 19,857 | $142,000 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 30,000 | $141,584 | dollars as filed | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,380 | $141,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 16,043 | $141,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,044 | $141,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 10,394 | $140,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 16,197 | $140,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 34,112 | $139,000 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 20,890 | $139,000 | dollars as filed | |
| BARFRESH FOOD GROUP INC | 067532200 | COM NEW | 87,576 | $139,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 60,000 | $137,345 | dollars as filed | put |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 12,500 | $137,000 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 18,959 | $137,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,005 | $137,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 63,080 | $137,000 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 56,000 | $135,701 | dollars as filed | put |
| JETBLUE AWYS CORP | 477143101 | COM | 24,070 | $135,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 10,681 | $135,000 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 30,000 | $134,917 | dollars as filed | put |
| CULP INC | 230215105 | CMN | 23,117 | $134,000 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 120,809 | $134,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,161 | $133,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 27,200 | $133,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 21,671 | $132,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 21,382 | $132,000 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 16,956 | $130,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 75,301 | $130,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 12,053 | $130,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 40,785 | $130,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 14,204 | $128,000 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 13,322 | $128,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 39,700 | $127,932 | dollars as filed | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,924 | $127,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 124,400 | $126,795 | dollars as filed | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 18,522 | $126,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 14,778 | $126,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 14,794 | $126,000 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 12,952 | $125,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 16,831 | $125,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 11,027 | $124,000 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 20,509 | $124,000 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 241,700 | $123,942 | dollars as filed | put |
| STEM INC | 85859N102 | COM | 31,123 | $123,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 72,561 | $122,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 13,867 | $122,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,478 | $121,000 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 45,000 | $121,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 15,733 | $120,000 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 16,467 | $119,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,000 | $119,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 96,350 | $119,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 12,694 | $118,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 16,777 | $117,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 33,077 | $117,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 64,634 | $117,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 15,004 | $117,000 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,777 | $116,000 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 15,136 | $116,000 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,332 | $116,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,707 | $116,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 30,350 | $115,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 26,230 | $113,000 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 15,838 | $113,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 18,511 | $112,000 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 10,043 | $112,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 85,853 | $111,000 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 35,000 | $110,753 | dollars as filed | put |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 110,000 | $110,000 | dollars as filed | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 12,797 | $110,000 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,150 | $109,000 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 21,354 | $108,000 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 25,091 | $108,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 30,100 | $107,775 | dollars as filed | put |
| ABIVAX SA- | 00370M103 | SPONSORED ADS | 10,000 | $107,000 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 97,528 | $107,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 29,999 | $106,000 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 11,557 | $106,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 15,968 | $105,000 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 11,331 | $104,000 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 10,000 | $103,560 | dollars as filed | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 20,984 | $103,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 23,396 | $102,000 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 30,000 | $102,000 | dollars as filed | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,940 | $102,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 268,040 | $102,000 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 57,800 | $101,150 | dollars as filed | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 35,809 | $101,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 11,564 | $101,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 12,460 | $101,000 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,687 | $101,000 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,000 | $100,785 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,000 | $100,599 | dollars as filed | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,073 | $100,000 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 30,000 | $99,000 | dollars as filed | put |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 34,293 | $99,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,756 | $98,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,200 | $98,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 15,587 | $97,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 115,285 | $97,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 36,973 | $96,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 26,823 | $96,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 18,762 | $96,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 30,000 | $94,968 | dollars as filed | put |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 38,400 | $94,000 | dollars as filed | |
| LIQTECH INTL INC | 53632A300 | COM | 27,556 | $94,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 19,000 | $93,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,023 | $93,000 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 15,887 | $93,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 30,500 | $91,650 | dollars as filed | put |
| BLEND LABS INC | 09352U108 | CL A | 35,419 | $91,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 3,561 | $91,000 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 84,395 | $91,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 27,000 | $90,238 | dollars as filed | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,378 | $90,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 17,964 | $90,000 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,700 | $89,635 | dollars as filed | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 4,400 | $88,120 | dollars as filed | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,341 | $88,000 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 18,484 | $86,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 29,391 | $86,000 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 58,107 | $86,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 33,000 | $85,991 | dollars as filed | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 13,927 | $85,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 98,704 | $85,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 16,100 | $83,486 | dollars as filed | put |
| FERROGLOBE PLC | G33856108 | SHS | 12,981 | $83,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 25,556 | $82,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 15,139 | $82,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 25,487 | $82,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 16,379 | $80,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 16,365 | $80,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 38,326 | $80,000 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,000 | $80,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 68,615 | $80,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 10,000 | $78,643 | dollars as filed | put |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 60,000 | $77,314 | dollars as filed | put |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 25,030 | $77,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 12,853 | $76,000 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 27,262 | $76,000 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 18,907 | $75,000 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 14,793 | $74,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 12,422 | $74,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,248 | $74,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 19,138 | $73,000 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,817 | $73,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 25,080 | $73,000 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 38,700 | $72,488 | dollars as filed | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,029 | $72,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 16,138 | $72,000 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 600 | $70,800 | dollars as filed | put |
| ROKU INC COM CL A | 77543R102 | Stock | 58,000 | $70,791 | dollars as filed | put |
| Broadcom Inc. | 11135F101 | COM | 3,300 | $69,486 | dollars as filed | put |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 78,048 | $69,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,219 | $67,000 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,390 | $67,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 15,199 | $65,000 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 18,100 | $65,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 11,203 | $63,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,780 | $62,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 44,939 | $62,000 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 32,698 | $62,000 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 32,962 | $61,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,466 | $61,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 21,978 | $61,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 39,924 | $60,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 18,766 | $60,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,618 | $60,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 30,000 | $59,298 | dollars as filed | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 54,071 | $59,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 60,400 | $58,007 | dollars as filed | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 21,800 | $58,000 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,604 | $57,000 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 30,000 | $56,994 | dollars as filed | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,200 | $56,760 | dollars as filed | put |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 14,806 | $56,000 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 30,000 | $55,500 | dollars as filed | put |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 25,000 | $55,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 500 | $54,000 | dollars as filed | put |
| THE REALREAL INC | 88339P101 | COM | 29,858 | $54,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,000 | $54,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 23,549 | $54,000 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 100,000 | $54,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 26,500 | $54,000 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 30,000 | $53,260 | dollars as filed | put |
| NEW GOLD INC CDA | 644535106 | COM | 36,450 | $53,000 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,299 | $53,000 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 125,000 | $53,000 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 85,900 | $52,665 | dollars as filed | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 108,100 | $52,166 | dollars as filed | put |
| ALBEMARLE CORP | 012653101 | COM | 5,000 | $52,024 | dollars as filed | put |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 13,523 | $52,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 13,995 | $52,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 14,986 | $50,000 | dollars as filed | |
| SHARPS TECHNOLOGY INC | 82003F101 | COM | 120,800 | $50,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 9,000 | $49,717 | dollars as filed | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 45,400 | $49,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 14,163 | $49,000 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 17,714 | $49,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $49,000 | dollars as filed | principal |
| INKT | 603693102 | Stock | 50,941 | $49,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,050 | $48,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,199 | $48,000 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,145 | $47,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 18,368 | $47,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,000 | $47,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 14,570 | $46,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 60,166 | $46,000 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 5,000 | $45,343 | dollars as filed | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,800 | $45,140 | dollars as filed | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 20,500 | $44,094 | dollars as filed | put |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 13,216 | $44,000 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 40,000 | $43,838 | dollars as filed | put |
| CAMECO CORP COM | 13321L108 | Stock | 58,100 | $43,692 | dollars as filed | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,697 | $43,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,648 | $43,000 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,800 | $42,280 | dollars as filed | put |
| COMSTOCK INC | 205750300 | COM NEW | 77,483 | $42,000 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 68,847 | $42,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 106,000 | $41,000 | dollars as filed | put |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 50,000 | $41,000 | dollars as filed | principal |
| Veru Inc | 92536C103 | Common Stock | 63,653 | $41,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 27,500 | $41,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 40,000 | $41,000 | dollars as filed | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,900 | $40,000 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,225 | $40,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 19,840 | $40,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 12,022 | $40,000 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 16,150 | $39,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,362 | $39,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 82,100 | $39,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 30,235 | $39,000 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 20,023 | $39,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 11,374 | $38,000 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 6,000 | $37,500 | dollars as filed | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 16,118 | $37,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 10,822 | $37,000 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 11,528 | $37,000 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,100 | $36,980 | dollars as filed | put |
| ARQ INC | 00770C101 | COM | 12,000 | $36,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 18,527 | $35,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,500 | $35,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 30,000 | $34,735 | dollars as filed | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 22,098 | $34,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 24,100 | $34,000 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 35,500 | $33,789 | dollars as filed | put |
| BIOATLA INC | 09077B104 | COM | 13,400 | $33,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 93,570 | $33,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 11,720 | $31,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 11,950 | $31,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 10,000 | $31,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 12,172 | $31,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 8,000 | $30,722 | dollars as filed | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,696 | $30,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 12,468 | $30,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 30,700 | $29,650 | dollars as filed | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,500 | $29,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 22,518 | $29,000 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $29,000 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 12,000 | $29,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 5,600 | $28,560 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 33,600 | $28,142 | dollars as filed | put |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 47,385 | $28,000 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,200 | $27,840 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,300 | $27,134 | dollars as filed | put |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 24,763 | $27,000 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 10,044 | $27,000 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 78,105 | $27,000 | dollars as filed | |
| MUSTANG BIO INC | 62818Q203 | COM | 19,413 | $27,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 38,700 | $26,644 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 5,000 | $26,351 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G102 | COM | 3,600 | $26,114 | dollars as filed | put |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 12,300 | $26,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,000 | $25,458 | dollars as filed | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 50,000 | $25,000 | dollars as filed | put |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 18,500 | $25,000 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,000 | $24,000 | dollars as filed | put |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 30,450 | $24,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 26,392 | $23,000 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 22,264 | $23,000 | dollars as filed | |
| ANGHAMI INC | G0369L101 | ORD SHS | 21,800 | $23,000 | dollars as filed | |
| Deere & Company | 244199105 | COM | 45,100 | $22,257 | dollars as filed | put |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,333 | $22,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 16,005 | $22,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 9,400 | $21,697 | dollars as filed | put |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $21,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 38,402 | $21,000 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 25,800 | $21,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 48,599 | $20,000 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,200 | $19,388 | dollars as filed | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,000 | $19,056 | dollars as filed | put |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 13,400 | $19,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 19,259 | $19,000 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 22,076 | $19,000 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 10,000 | $18,436 | dollars as filed | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,000 | $18,400 | dollars as filed | put |
| MODERNA INC | 60770K107 | COM | 1,300 | $18,266 | dollars as filed | put |
| DERMTECH INC | 24984K105 | COM | 10,910 | $18,000 | dollars as filed | |
| ACTELIS NETWORKS INC | 00503R409 | COM NEW | 16,200 | $18,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $17,535 | dollars as filed | put |
| SNDL INC | 83307B101 | COM | 10,787 | $17,000 | dollars as filed | |
| SURF AIR MOBILITY IN EQUCLASS EQUITY | 868927104 | COM | 11,058 | $17,000 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 23,049 | $17,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 25,200 | $17,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 21,290 | $16,000 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,100 | $15,539 | dollars as filed | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 11,728 | $15,000 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 14,619 | $15,000 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 11,858 | $15,000 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 700 | $14,380 | dollars as filed | put |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 10,918 | $14,000 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 19,800 | $14,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 15,000 | $14,000 | dollars as filed | principal |
| IN8BIO INC | 45674E109 | COM | 10,000 | $14,000 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 46,700 | $14,000 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 800 | $13,222 | dollars as filed | put |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 71,509 | $13,000 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 48,000 | $12,960 | dollars as filed | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,000 | $12,020 | dollars as filed | put |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,000 | $12,000 | dollars as filed | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 16,666 | $12,000 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 26,000 | $11,960 | dollars as filed | put |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $11,744 | dollars as filed | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,900 | $11,705 | dollars as filed | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 19,743 | $11,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 11,982 | $11,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 10,500 | $11,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 29,186 | $11,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 11,000 | $11,000 | dollars as filed | principal |
| EMCORE CORP | 290846203 | COM | 22,000 | $11,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,000 | $10,497 | dollars as filed | put |
| FUEL TECH INC | 359523107 | COM | 10,400 | $10,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 17,100 | $10,000 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 12,000 | $10,000 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 18,900 | $9,758 | dollars as filed | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,400 | $9,600 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 800 | $9,451 | dollars as filed | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,000 | $9,360 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,200 | $9,285 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 33,700 | $9,099 | dollars as filed | put |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 10,000 | $9,000 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 26,023 | $9,000 | dollars as filed | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 16,000 | $9,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 5,000 | $8,014 | dollars as filed | put |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 11,360 | $8,000 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 18,519 | $8,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 20,000 | $7,600 | dollars as filed | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,000 | $7,514 | dollars as filed | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 400 | $7,460 | dollars as filed | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,527 | $7,000 | dollars as filed | |
| ENTERA BIO LTD | M40527109 | SHS | 11,830 | $7,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 11,000 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 10,900 | $6,809 | dollars as filed | put |
| CINTAS CORP COM | 172908105 | Stock | 400 | $6,806 | dollars as filed | put |
| Qualcomm Incorporated | 747525103 | COM | 700 | $6,740 | dollars as filed | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,000 | $6,288 | dollars as filed | put |
| DISCOVER FINL SVCS | 254709108 | COM | 30,000 | $6,107 | dollars as filed | put |
| American Express Company | 025816109 | COM | 5,000 | $6,100 | dollars as filed | put |
| OCUGEN INC | 67577C105 | COMMON STOCK | 10,311 | $6,000 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 400 | $5,689 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 1,800 | $5,256 | dollars as filed | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $5,030 | dollars as filed | put |
| Altria Group Inc | 02209S103 | COM | 3,000 | $4,950 | dollars as filed | put |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 30,200 | $4,790 | dollars as filed | put |
| Chubb Limited | H1467J104 | COM | 2,000 | $4,635 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 1,100 | $4,430 | dollars as filed | put |
| TRIMBLE INC COM | 896239100 | Stock | 7,200 | $4,325 | dollars as filed | put |
| Texas Instruments Incorporated | 882508104 | COM | 30,000 | $4,200 | dollars as filed | put |
| V F CORP COM | 918204108 | Stock | 1,400 | $4,090 | dollars as filed | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,100 | $4,002 | dollars as filed | put |
| PHUNWARE INC | 71948P100 | COMMON | 51,635 | $4,000 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 200 | $3,865 | dollars as filed | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,000 | $3,850 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,300 | $3,765 | dollars as filed | put |
| Cigna Corporation | 125523100 | COM | 1,100 | $3,623 | dollars as filed | put |
| KBR INC COM | 48242W106 | Stock | 800 | $3,604 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 2,900 | $3,548 | dollars as filed | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 2,300 | $3,532 | dollars as filed | put |
| TELLURIAN INC NEW | 87968A104 | COM | 350,000 | $3,500 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 1,900 | $3,346 | dollars as filed | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 400 | $3,280 | dollars as filed | put |
| SAMSARA INC COM CL A | 79589L106 | Stock | 1,200 | $3,100 | dollars as filed | put |
| NUBURU INC | 67021W103 | COM | 20,000 | $3,000 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,250 | $3,000 | dollars as filed | |
| U POWER LTD | G9520U108 | COMMON | 15,000 | $3,000 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 200 | $2,943 | dollars as filed | put |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 4,400 | $2,865 | dollars as filed | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,500 | $2,851 | dollars as filed | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $2,845 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 1,000 | $2,815 | dollars as filed | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,700 | $2,724 | dollars as filed | put |
| BARRICK GOLD CORP | 067901108 | COM | 2,000 | $2,495 | dollars as filed | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,500 | $2,455 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-001067 | this filing | 2024-02-12 | acceptance time not in the bulk data set |