13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 3,558 holding rows worth $53,222,634,304.
- Accession
- 0001085146-23-004219
- Filer
- CIK 1462245
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 3,601 entries on the cover page, a total value of $53,222,634,304 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,222,634,304 with VALUE read as dollars as filed, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFRANKLIN ADVISERS INC028-03578
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHUDSON EDGE INVESTMENT PARTNERS INC.028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT LLC028-03133
- reports for this filerLaffer Tengler Investments, Inc.028-10975
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerM.D. Sass, Inc.028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerStonebridge Capital Advisors LLC028-16094
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRAN CAPITAL MANAGEMENT, L.P.028-05358
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerWILLIAM BLAIR INVESTMENT MANAGEMENT, LLC028-17022
- reports for this filerJAG CAPITAL MANAGEMENT, LLC028-04485
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 25,030 | $154,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,345 | $154,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,645 | $154,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,762 | $153,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 14,160 | $153,000 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 26,549 | $153,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,297 | $151,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 14,569 | $150,000 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,882 | $149,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 30,000 | $149,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 10,158 | $149,000 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 17,916 | $147,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 33,191 | $147,000 | dollars as filed | |
| Deere & Company | 244199105 | COM | 150 | $146,196 | dollars as filed | put |
| SPROTT FOCUS TR INC | 85208J109 | COM | 19,286 | $146,000 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,379 | $145,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 30,950 | $144,000 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 209,198 | $143,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,850 | $142,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 10,603 | $142,000 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,335 | $141,000 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 15,710 | $141,000 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 20,021 | $141,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 29,283 | $139,000 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 125,995 | $137,000 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 455 | $135,167 | dollars as filed | put |
| WARBY PARKER INC | 93403J106 | CL A COM | 10,331 | $135,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 22,352 | $134,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 33,077 | $134,000 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 807 | $133,572 | dollars as filed | put |
| SWEETGREEN INC | 87043Q108 | COM CL A | 11,301 | $133,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,722 | $133,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 21,995 | $132,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 12,500 | $131,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 65,493 | $131,000 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 14,451 | $130,000 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 45,000 | $128,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 14,088 | $128,000 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 760 | $127,732 | dollars as filed | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 19,597 | $127,000 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 13,002 | $127,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 15,500 | $127,000 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 17,949 | $126,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 26,478 | $126,000 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 14,671 | $125,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 24,718 | $125,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 25,050 | $124,000 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 13,308 | $124,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,343 | $124,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 12,843 | $124,000 | dollars as filed | |
| VERIFYME INC | 92346X206 | COM NEW | 105,438 | $124,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 45,540 | $123,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 85,065 | $123,000 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 21,006 | $123,000 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 22,667 | $122,000 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 13,614 | $122,000 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 33,887 | $122,000 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 22,137 | $122,000 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,601 | $121,000 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 125,000 | $121,000 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 36,673 | $119,000 | dollars as filed | |
| CULP INC | 230215105 | CMN | 21,332 | $119,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 16,399 | $119,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 30,405 | $117,000 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 18,907 | $117,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 300 | $116,503 | dollars as filed | put |
| UNDER ARMOUR INC | 904311107 | CL A | 17,322 | $116,000 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,382 | $115,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 63,947 | $115,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 31,270 | $114,000 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100 | $112,000 | dollars as filed | put |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 86,923 | $112,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 21,382 | $111,000 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 21,354 | $111,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 20,518 | $110,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 88,345 | $110,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,224 | $110,000 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,784 | $110,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 99,505 | $110,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 110,000 | $110,000 | dollars as filed | principal |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 12,670 | $110,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 95,350 | $109,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 12,500 | $109,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 404 | $108,892 | dollars as filed | put |
| LIQTECH INTL INC | 53632A300 | COM | 27,556 | $108,000 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 2,117 | $107,913 | dollars as filed | put |
| EOG RES INC COM | 26875P101 | Stock | 24 | $107,680 | dollars as filed | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 30,986 | $107,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 16,128 | $107,000 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 18,484 | $106,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,000 | $106,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 12,997 | $106,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 287,940 | $106,000 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 88,653 | $104,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 39,840 | $104,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 38,400 | $104,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 18,314 | $103,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 65,259 | $103,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 43,184 | $103,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 268,322 | $103,000 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 122 | $102,508 | dollars as filed | put |
| Texas Instruments Incorporated | 882508104 | COM | 250 | $101,435 | dollars as filed | put |
| SPORTRADAR GROUP AG | H8088L103 | COM | 10,043 | $100,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 73,505 | $99,000 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 11,331 | $99,000 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 15,887 | $99,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 36,355 | $98,000 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 21,106 | $98,000 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 56 | $97,146 | dollars as filed | put |
| HECLA MNG CO | 422704106 | COM | 24,650 | $97,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 250 | $95,499 | dollars as filed | put |
| JETBLUE AWYS CORP | 477143101 | COM | 20,238 | $95,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 36,973 | $95,000 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 25,708 | $95,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 100 | $94,814 | dollars as filed | put |
| KINROSS GOLD CORP | 496902404 | COM | 20,863 | $94,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 29,759 | $91,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,331 | $91,000 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,940 | $91,000 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,663 | $90,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,252 | $90,000 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 14,897 | $89,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,677 | $89,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 550 | $88,816 | dollars as filed | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,344 | $88,000 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 26,762 | $88,000 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 16,467 | $87,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 29,391 | $87,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 22,779 | $87,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 15,578 | $86,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,425 | $86,000 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 251 | $85,515 | dollars as filed | put |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 22,405 | $85,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 480 | $84,855 | dollars as filed | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14,158 | $84,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 15,299 | $84,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 19,000 | $83,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 10,197 | $83,000 | dollars as filed | |
| NEPHROS INC | 640671400 | COM | 56,710 | $83,000 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 49,487 | $83,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,074 | $82,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 100 | $82,000 | dollars as filed | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,017 | $82,000 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,000 | $82,000 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 94,699 | $81,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 15,574 | $80,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 16,105 | $80,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 46,340 | $80,000 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 85,395 | $80,000 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 301 | $79,955 | dollars as filed | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,812 | $79,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 30,099 | $79,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 31,517 | $79,000 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 35,834 | $78,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 25,487 | $78,000 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 13,670 | $77,000 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,687 | $77,000 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 78,458 | $77,000 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 291 | $76,542 | dollars as filed | put |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 13,462 | $76,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,277 | $76,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 12,060 | $76,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 84,030 | $76,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 16,964 | $75,000 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 11,012 | $75,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 24,640 | $75,000 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 10,308 | $75,000 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 79,017 | $74,000 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 634 | $73,544 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 489 | $73,134 | dollars as filed | put |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 26,969 | $73,000 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 60 | $72,692 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 11,755 | $72,000 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 250 | $71,915 | dollars as filed | put |
| SENTINELONE INC | 81730H109 | CL A | 300 | $71,425 | dollars as filed | put |
| CORMEDIX INC COM | 21900C308 | Stock | 19,138 | $71,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10,187 | $71,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 43,924 | $70,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,039 | $70,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,992 | $70,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 24,950 | $68,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 22,312 | $68,000 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 32,720 | $68,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 19,905 | $67,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 15,168 | $67,000 | dollars as filed | |
| SHARPS TECHNOLOGY INC | 82003F101 | COM | 120,800 | $67,000 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 78,505 | $66,000 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,159 | $65,000 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,983 | $64,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 54,071 | $64,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 50,000 | $64,000 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 29,250 | $63,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,138 | $63,000 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 91,418 | $63,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 95,937 | $63,000 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 17,714 | $63,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 300 | $62,861 | dollars as filed | put |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 17,264 | $62,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 46,576 | $60,000 | dollars as filed | |
| American Express Company | 025816109 | COM | 200 | $59,575 | dollars as filed | put |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 15,004 | $59,000 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 25,000 | $58,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 51,503 | $58,000 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 250 | $57,531 | dollars as filed | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,081 | $57,000 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 175 | $56,000 | dollars as filed | put |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 18,086 | $56,000 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,915 | $56,000 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 12 | $55,440 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 321 | $55,210 | dollars as filed | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,613 | $55,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,118 | $55,000 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 15,303 | $55,000 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 555 | $54,599 | dollars as filed | put |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 23,031 | $54,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,313 | $54,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 10,934 | $54,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 11,100 | $53,000 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 250 | $52,500 | dollars as filed | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 250 | $52,250 | dollars as filed | put |
| UNITI GROUP INC | 91325V108 | COM | 11,897 | $52,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,847 | $52,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 13,996 | $52,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 10,448 | $52,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,399 | $51,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,303 | $51,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,000 | $50,000 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 19,000 | $50,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 21,005 | $50,000 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 32 | $49,792 | dollars as filed | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 450 | $49,281 | dollars as filed | put |
| CRONOS GROUP INC | 22717L101 | COM | 25,353 | $49,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 13,827 | $49,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 82,100 | $49,000 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 18,100 | $49,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $49,000 | dollars as filed | principal |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 32,962 | $47,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 17,826 | $47,000 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 25,290 | $47,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 13,160 | $47,000 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 6 | $46,020 | dollars as filed | put |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 73,470 | $46,000 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 20,023 | $46,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,199 | $45,000 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 16,130 | $45,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 12,027 | $44,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 10,725 | $44,000 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,196 | $42,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,009 | $42,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 11,970 | $42,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 20,339 | $41,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 40,000 | $41,000 | dollars as filed | principal |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,409 | $39,000 | dollars as filed | |
| MUSTANG BIO INC | 62818Q203 | COM | 19,424 | $39,000 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 250 | $38,500 | dollars as filed | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 250 | $38,135 | dollars as filed | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 39 | $38,133 | dollars as filed | put |
| BLEND LABS INC | 09352U108 | CL A | 27,919 | $38,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 40,350 | $37,000 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 38,000 | $37,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 30,235 | $37,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 903 | $36,113 | dollars as filed | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 150 | $36,000 | dollars as filed | put |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 12,740 | $36,000 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4 | $35,080 | dollars as filed | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,500 | $35,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 24,100 | $35,000 | dollars as filed | |
| NOGIN INC | 65528N204 | COM NEW | 64,690 | $35,000 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,604 | $34,000 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 24,000 | $34,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5 | $33,925 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 488 | $33,867 | dollars as filed | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 15,971 | $33,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 11,720 | $33,000 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 390 | $32,700 | dollars as filed | put |
| TJX Companies Inc | 872540109 | COM | 265 | $32,281 | dollars as filed | put |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 15,550 | $32,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 12,125 | $32,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 40,000 | $32,000 | dollars as filed | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 13,961 | $32,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,554 | $31,000 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 18,409 | $31,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,099 | $31,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 10,295 | $31,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 15,573 | $30,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 10,000 | $30,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 277 | $29,591 | dollars as filed | put |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 20,084 | $29,000 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 44,276 | $29,000 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 19,204 | $29,000 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 18,500 | $29,000 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,737 | $29,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 14,163 | $29,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 824 | $28,480 | dollars as filed | put |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,816 | $28,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 85 | $27,891 | dollars as filed | put |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 14,619 | $27,000 | dollars as filed | |
| AEYE INC | 008183105 | COM | 131,198 | $27,000 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 58,129 | $27,000 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 67,183 | $27,000 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 250 | $26,980 | dollars as filed | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 122 | $26,120 | dollars as filed | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 80 | $26,000 | dollars as filed | put |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 19,800 | $26,000 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $26,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 12,535 | $26,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 25,200 | $26,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 22,518 | $25,000 | dollars as filed | |
| RH | 74967X103 | COM | 50 | $24,750 | dollars as filed | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 20,252 | $24,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 24,763 | $24,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 21,290 | $24,000 | dollars as filed | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 34,425 | $24,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 24,358 | $23,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 10,868 | $23,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,050 | $23,000 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $23,000 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 12,001 | $23,000 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 97,995 | $23,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 85 | $22,313 | dollars as filed | put |
| BIOATLA INC | 09077B104 | COM | 13,000 | $22,000 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 51 | $21,435 | dollars as filed | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 200 | $21,000 | dollars as filed | put |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,333 | $21,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 10,698 | $21,000 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 10,044 | $21,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 38,452 | $21,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 60,690 | $21,000 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 14,025 | $20,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 20,259 | $20,000 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 13,786 | $19,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 10,822 | $19,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 17,450 | $19,000 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 23,049 | $19,000 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 300 | $18,900 | dollars as filed | put |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 300 | $18,750 | dollars as filed | put |
| CRONOS GROUP INC | 22717L101 | COM | 606 | $18,180 | dollars as filed | put |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 250 | $18,132 | dollars as filed | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 31,060 | $18,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 14,500 | $18,000 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 7 | $17,962 | dollars as filed | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 25 | $17,750 | dollars as filed | put |
| ROKU INC COM CL A | 77543R102 | Stock | 250 | $17,625 | dollars as filed | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 17,666 | $17,000 | dollars as filed | principal |
| WYNN RESORTS LTD | 983134107 | COM | 256 | $16,951 | dollars as filed | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 250 | $16,250 | dollars as filed | put |
| QUANTUM CORP | 747906501 | COM | 26,023 | $16,000 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 10,208 | $16,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 139 | $15,353 | dollars as filed | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 77 | $15,088 | dollars as filed | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 16,666 | $15,000 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 20,100 | $15,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 13,400 | $15,000 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 11,856 | $15,000 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 20,450 | $15,000 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 514 | $14,871 | dollars as filed | put |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 20 | $14,800 | dollars as filed | put |
| TRIMBLE INC COM | 896239100 | Stock | 72 | $14,760 | dollars as filed | put |
| Schlumberger Limited | 806857108 | COM | 250 | $14,750 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 91 | $14,243 | dollars as filed | put |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 11,455 | $14,000 | dollars as filed | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 47,600 | $14,000 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 620 | $13,662 | dollars as filed | put |
| Eli Lilly and Company | 532457108 | COM | 54 | $13,350 | dollars as filed | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 34 | $13,187 | dollars as filed | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 30 | $13,075 | dollars as filed | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 34,423 | $13,000 | dollars as filed | |
| INKT | 603693102 | Stock | 16,413 | $13,000 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 29 | $12,806 | dollars as filed | put |
| USBANCORPDEL | 902973304 | COM NEW | 91 | $12,285 | dollars as filed | put |
| TELADOC HEALTH INC | 87918A105 | COM | 180 | $12,240 | dollars as filed | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 33 | $12,169 | dollars as filed | put |
| FOOT LOCKER INC | 344849104 | COM | 300 | $12,004 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 87 | $12,002 | dollars as filed | put |
| PASSAGE BIO INC | 702712100 | COM | 20,435 | $12,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 80 | $11,200 | dollars as filed | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,760 | $11,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 19,743 | $11,000 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 10,000 | $11,000 | dollars as filed | |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 10,000 | $11,000 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,154 | $11,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 11,000 | $11,000 | dollars as filed | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 180 | $10,260 | dollars as filed | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10 | $10,201 | dollars as filed | put |
| PLAYBOY INC | 72814P109 | COM | 14,632 | $10,000 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 10,000 | $10,000 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 22,000 | $10,000 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 11 | $9,570 | dollars as filed | put |
| CARLISLE COS INC COM | 142339100 | Stock | 20 | $9,008 | dollars as filed | put |
| ENTERA BIO LTD | M40527109 | SHS | 11,830 | $9,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20,780 | $9,000 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 51,635 | $9,000 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 12,664 | $9,000 | dollars as filed | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 16,000 | $9,000 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 8 | $8,933 | dollars as filed | put |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 12 | $8,861 | dollars as filed | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 243 | $8,676 | dollars as filed | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 20 | $8,600 | dollars as filed | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 241 | $8,435 | dollars as filed | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 50 | $8,129 | dollars as filed | put |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 12,000 | $8,000 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 10,907 | $8,000 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 16,142 | $8,000 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 44 | $7,767 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 10 | $7,550 | dollars as filed | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 1,500 | $7,500 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 303 | $7,352 | dollars as filed | put |
| MasterCard, Inc | 57636Q104 | COM | 1 | $7,294 | dollars as filed | put |
| TELLURIAN INC NEW | 87968A104 | COM | 3,500 | $7,000 | dollars as filed | put |
| CYBIN INC | 23256X100 | COM | 13,099 | $7,000 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 55,075 | $7,000 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 250 | $6,250 | dollars as filed | put |
| 3M CO COM | 88579Y101 | Stock | 19 | $6,070 | dollars as filed | put |
| NUBURU INC | 67021W103 | COM | 18,207 | $6,000 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3 | $5,910 | dollars as filed | put |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 280 | $5,880 | dollars as filed | put |
| MATTERPORT INC | 577096100 | COM CL A | 126 | $5,670 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 65 | $5,656 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 200 | $5,600 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G102 | COM | 21 | $5,483 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6 | $5,320 | dollars as filed | put |
| S&P Global,Inc. | 78409V104 | COM | 5 | $5,250 | dollars as filed | put |
| Netflix, Inc | 64110L106 | COM | 4 | $5,203 | dollars as filed | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 136 | $5,005 | dollars as filed | put |
| CANOO INC | 13803R102 | COM CL A | 10,338 | $5,000 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,500 | $5,000 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,700 | $5,000 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 15 | $4,897 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 12 | $4,806 | dollars as filed | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 190 | $4,490 | dollars as filed | put |
| BLOOM ENERGY CORP | 093712107 | COM | 40 | $4,203 | dollars as filed | put |
| LIFEMD INC | 53216B104 | COM | 20 | $4,174 | dollars as filed | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 35 | $4,059 | dollars as filed | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 25 | $4,040 | dollars as filed | put |
| OCUGEN INC | 67577C105 | COMMON STOCK | 10,300 | $4,000 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 10,281 | $4,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 16,101 | $4,000 | dollars as filed | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 18,653 | $4,000 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 234 | $3,978 | dollars as filed | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 65 | $3,843 | dollars as filed | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 250 | $3,815 | dollars as filed | put |
| Visa Inc | 92826C839 | COM | 250 | $3,612 | dollars as filed | put |
| MATCH GROUP INC NEW | 57667L107 | COM | 250 | $3,255 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6 | $3,232 | dollars as filed | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 5 | $3,225 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 250 | $3,126 | dollars as filed | put |
| WAYFAIR INC | 94419L101 | CL A | 5 | $3,100 | dollars as filed | put |
| Morgan Stanley | 617446448 | COM | 22 | $3,085 | dollars as filed | put |
| IBIO INC COM | 451033609 | Stock | 11,080 | $3,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 21 | $2,999 | dollars as filed | put |
| Altria Group Inc | 02209S103 | COM | 60 | $2,940 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 40 | $2,920 | dollars as filed | put |
| TWILIO INC CL A | 90138F102 | Stock | 4 | $2,890 | dollars as filed | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6 | $2,874 | dollars as filed | put |
| CANOPY GROWTH CORP | 138035100 | COM | 160 | $2,720 | dollars as filed | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 15 | $2,700 | dollars as filed | put |
| COSTAMARE INC | Y1771G102 | SHS | 398 | $2,617 | dollars as filed | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1 | $2,590 | dollars as filed | put |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 1,960 | $2,554 | dollars as filed | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 13 | $2,366 | dollars as filed | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8 | $2,269 | dollars as filed | put |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 30 | $2,250 | dollars as filed | put |
| Gilead Sciences,Inc. | 375558103 | COM | 2 | $2,231 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 16 | $2,201 | dollars as filed | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 20 | $2,049 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 292 | $2,023 | dollars as filed | put |
| UIPATH INC | 90364P105 | CL A | 25 | $2,000 | dollars as filed | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,465 | $2,000 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 11,647 | $2,000 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1 | $1,981 | dollars as filed | put |
| INMODE LTD SHS | M5425M103 | Stock | 10 | $1,972 | dollars as filed | put |
| C3 AI INC | 12468P104 | CL A | 12 | $1,800 | dollars as filed | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 100 | $1,800 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 40 | $1,760 | dollars as filed | put |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 5 | $1,501 | dollars as filed | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 28 | $1,470 | dollars as filed | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2 | $1,400 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 5 | $1,224 | dollars as filed | put |
| Oracle Corporation | 68389X105 | COM | 5 | $1,164 | dollars as filed | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 14 | $1,163 | dollars as filed | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 25 | $1,100 | dollars as filed | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 76 | $1,066 | dollars as filed | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1 | $1,053 | dollars as filed | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 300 | $1,042 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 80 | $1,040 | dollars as filed | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 12 | $990 | dollars as filed | put |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6 | $974 | dollars as filed | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2 | $970 | dollars as filed | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10 | $970 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 1 | $910 | dollars as filed | put |
| ROBLOX CORP CL A | 771049103 | Stock | 11 | $892 | dollars as filed | put |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2 | $810 | dollars as filed | put |
| Danaher Corporation | 235851102 | COM | 2 | $800 | dollars as filed | put |
| CLEAR SECURE INC | 18467V109 | COM CL A | 20 | $800 | dollars as filed | put |
| WESTERN UN CO COM | 959802109 | Stock | 50 | $750 | dollars as filed | put |
| Cigna Corporation | 125523100 | COM | 6 | $720 | dollars as filed | put |
| NIKE,Inc. Class B | 654106103 | COM | 5 | $710 | dollars as filed | put |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 1 | $632 | dollars as filed | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 15 | $630 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 9 | $608 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004219 | this filing | 2023-11-08 | acceptance time not in the bulk data set |