13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 3,333 holding rows worth $77,369,775,802.
- Accession
- 0001085146-23-003368
- Filer
- CIK 1141802
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 3,333 entries on the cover page, a total value of $77,369,775,802 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,369,775,802 with VALUE read as dollars as filed, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerJENSEN INVESTMENT MANAGEMENT INC028-03495
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerFULLER & THALER ASSET MANAGEMENT, INC.028-04007
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerPRINCIPAL REAL ESTATE INVESTORS LLC028-10400
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerZiegler Capital Management, LLC028-10982
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBoston Partners028-12484
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerMFS Institutional Advisors, Inc.028-13173
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerAlley Co LLC028-15235
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerNeuberger Berman Investment Advisers LLC028-17085
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerCAPITAL RESEARCH & MANAGEMENT CO028-00157
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerREINHART PARTNERS, LLC.028-04879
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUE BIOPHARMA INC | 22978P106 | COM | 500 | $1,825 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 59 | $1,814 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $1,796 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,000 | $1,791 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 1,974 | $1,782 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 49 | $1,778 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 51 | $1,771 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 86 | $1,770 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 464 | $1,755 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 125 | $1,735 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $1,735 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 28 | $1,718 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 11 | $1,695 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $1,688 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $1,686 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 2,000 | $1,670 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 201 | $1,654 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 200 | $1,654 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 68 | $1,649 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 70 | $1,642 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 12 | $1,631 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $1,628 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 2,000 | $1,620 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 200 | $1,610 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 60 | $1,599 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 193 | $1,573 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 1,135 | $1,567 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $1,552 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 65 | $1,542 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 100 | $1,517 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $1,515 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 30 | $1,509 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 60 | $1,508 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 65 | $1,501 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 350 | $1,491 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 93 | $1,490 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 116 | $1,486 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 58 | $1,449 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 52 | $1,444 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 94 | $1,441 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 50 | $1,434 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 46 | $1,426 | dollars as filed | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 600 | $1,416 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 45 | $1,408 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 50 | $1,392 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,000 | $1,390 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 54 | $1,375 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $1,374 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 38 | $1,371 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 156 | $1,354 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 45 | $1,345 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 1,100 | $1,331 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 100 | $1,323 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 30 | $1,314 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 50 | $1,266 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 375 | $1,260 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 20 | $1,258 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 38 | $1,249 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 7 | $1,248 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 292 | $1,226 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 58 | $1,222 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 7 | $1,205 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 140 | $1,204 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 87 | $1,198 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 200 | $1,192 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 59 | $1,189 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $1,160 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $1,154 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $1,145 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 104 | $1,144 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 81 | $1,137 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 75 | $1,132 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 46 | $1,132 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 63 | $1,131 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 56 | $1,109 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 88 | $1,106 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 44 | $1,102 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 1,015 | $1,096 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 264 | $1,088 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 50 | $1,085 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 60 | $1,085 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 200 | $1,072 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 11 | $1,068 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 112 | $1,067 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 17 | $1,054 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 100 | $1,052 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,050 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 100 | $1,035 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 339 | $1,024 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 32 | $1,020 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 30 | $1,015 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 200 | $1,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 44 | $996 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 550 | $990 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 104 | $978 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 36 | $958 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 11 | $957 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 5 | $943 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,000 | $943 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 200 | $924 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 600 | $918 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 500 | $915 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 100 | $914 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10 | $912 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 69 | $912 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $912 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $911 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 52 | $902 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 348 | $901 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 60 | $883 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 95 | $875 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 700 | $875 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $849 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 50 | $846 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 90 | $835 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 210 | $809 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 33 | $805 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 3,350 | $804 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7 | $802 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 107 | $794 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,000 | $783 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2 | $779 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 250 | $773 | dollars as filed | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 264 | $768 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 16 | $765 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 8 | $764 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $760 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 500 | $720 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 21 | $719 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 50 | $715 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 92 | $711 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 237 | $709 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $708 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 305 | $702 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 108 | $699 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 45 | $691 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 1,000 | $689 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 105 | $688 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 21 | $684 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 200 | $684 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 1,000 | $681 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 40 | $674 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 16 | $674 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 57 | $671 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 45 | $661 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 1 | $657 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $655 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 200 | $652 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $651 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 89 | $647 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 38 | $645 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 9 | $645 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 47 | $642 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 14 | $635 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $627 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 25 | $624 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 133 | $617 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 42 | $616 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 22 | $610 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 90 | $604 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 58 | $587 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 36 | $584 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 43 | $581 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 175 | $576 | dollars as filed | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $571 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 25 | $563 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 54 | $563 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 6 | $535 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 28 | $533 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 17 | $524 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 120 | $523 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 16 | $523 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 15 | $519 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 60 | $518 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 400 | $512 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 385 | $501 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 500 | $490 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 17 | $486 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 9 | $486 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 8 | $484 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 146 | $482 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 9 | $482 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 27 | $477 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 42 | $472 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $467 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 7 | $463 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 110 | $460 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 43 | $434 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 250 | $430 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 15 | $390 | dollars as filed | |
| INKT | 603693102 | Stock | 185 | $389 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 112 | $381 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 30 | $378 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 14 | $376 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 45 | $372 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 34 | $371 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 1,000 | $370 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 40 | $365 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 3 | $364 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 16 | $361 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 16 | $360 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $353 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 20 | $336 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 8 | $325 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 36 | $324 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 61 | $323 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 100 | $318 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 30 | $317 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 10 | $316 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 25 | $310 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 13 | $301 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 45 | $300 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 375 | $296 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 10 | $291 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 525 | $287 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 129 | $286 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 10 | $278 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 14 | $276 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9 | $275 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $275 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10 | $273 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 300 | $269 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 500 | $263 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 87 | $257 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 22 | $256 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 73 | $241 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 200 | $240 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 100 | $238 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 20 | $234 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 40 | $233 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 15 | $232 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 23 | $231 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X537 | AXS CANNABIS ETF | 135 | $231 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 300 | $229 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 10 | $221 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20 | $221 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 1,000 | $220 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 52 | $219 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5 | $218 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 100 | $215 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 12 | $213 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 6 | $210 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 164 | $207 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 125 | $189 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 5 | $188 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 5 | $175 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 5 | $175 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 118 | $162 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 410 | $160 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 9 | $155 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 5 | $152 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $149 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 47 | $148 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4 | $143 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 30 | $131 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 25 | $128 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3 | $125 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 10 | $125 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 241 | $122 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T208 | COM NEW | 520 | $121 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 25 | $118 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 33 | $118 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 35 | $116 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 200 | $115 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS INC | 88024M108 | COM | 300 | $113 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15 | $106 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 103 | $102 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 75 | $98 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 6 | $97 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 10 | $93 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 1,974 | $86 | dollars as filed | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 75 | $85 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 3 | $82 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 200 | $76 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 3 | $75 | dollars as filed | |
| AGILETHOUGHT INC | 00857F100 | COM | 100 | $75 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 20 | $74 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 48 | $71 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 5 | $69 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $67 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 20 | $66 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 100 | $61 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 50 | $59 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 4 | $56 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 100 | $54 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 4 | $53 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 1 | $52 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 80 | $49 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 5 | $46 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 20 | $44 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 10 | $42 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 7 | $41 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10 | $40 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5 | $39 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 20 | $38 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 6 | $37 | dollars as filed | |
| THE9 LTD | 88337K302 | ADR | 50 | $37 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1 | $36 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1 | $34 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 13 | $33 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 3 | $31 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 3 | $30 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 2 | $28 | dollars as filed | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 242 | $27 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 146 | $27 | dollars as filed | |
| HALLMARK FINL SVCS INCORPORATED | 40624Q302 | COM | 4 | $22 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1 | $20 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 20 | $16 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 2 | $14 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1 | $13 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 7 | $11 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 20 | $10 | dollars as filed | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 110 | $10 | dollars as filed | |
| CHECK CAP LTD | M2361E179 | SHS | 3 | $9 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 23 | $7 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 20 | $7 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3 | $6 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 3 | $6 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 2 | $5 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 17 | $5 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1 | $4 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 1 | $4 | dollars as filed | |
| Cyclerion Therapeutics Inc | 23255M204 | COM | 1 | $4 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 1 | $3 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 1 | $3 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $3 | dollars as filed | |
| COMSOVEREIGN HLDG CORP | 205650401 | COMMON STOCK | 1 | $2 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 1 | $2 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 2 | $2 | dollars as filed | |
| AGRIFY CORP REVERSE SPLIT EFF: 07/05/23 | 00853E206 | COMMON STOCK | 10 | $2 | dollars as filed | |
| GSE SYS INC | 36227k106 | COM | 2 | $1 | dollars as filed | |
| Histogen Inc Ordinary Shares | 43358Y202 | COM | 1 | $1 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003368 | this filing | 2023-08-14 | acceptance time not in the bulk data set |