13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 3,435 holding rows worth $50,802,814,112.
- Accession
- 0001085146-23-003359
- Filer
- CIK 1462245
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 3,457 entries on the cover page, a total value of $50,802,814,112 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,802,814,112 with VALUE read as dollars as filed, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFRANKLIN ADVISERS INC028-03578
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT LLC028-03133
- reports for this filerLaffer Tengler Investments, Inc.028-10975
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerM.D. Sass, Inc.028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerStonebridge Capital Advisors LLC028-16094
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRAN CAPITAL MANAGEMENT, L.P.028-05358
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerWILLIAM BLAIR INVESTMENT MANAGEMENT, LLC028-17022
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerJAG CAPITAL MANAGEMENT, LLC028-04485
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 188 | $134,904 | dollars as filed | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,000 | $134,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 35,000 | $134,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,280 | $133,000 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 105,000 | $133,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 33,067 | $132,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 38,400 | $132,000 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 250 | $131,078 | dollars as filed | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,600 | $131,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 11,000 | $131,000 | dollars as filed | |
| BARFRESH FOOD GROUP INC | 067532200 | COM NEW | 87,576 | $131,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 300,190 | $131,000 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 27 | $129,327 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 40,691 | $128,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 25,111 | $128,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 18,248 | $128,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 20,482 | $127,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 15,885 | $127,000 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 65,290 | $127,000 | dollars as filed | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 12,593 | $127,000 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 635 | $126,336 | dollars as filed | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 34,357 | $126,000 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 18,444 | $126,000 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 15,818 | $126,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 12,601 | $126,000 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 24,000 | $126,000 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 12,929 | $126,000 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 18,146 | $125,000 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 27,999 | $124,000 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 13,836 | $123,000 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 12,871 | $123,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,915 | $122,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,224 | $122,000 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 86,923 | $122,000 | dollars as filed | |
| MUSTANG BIO INC | 62818Q203 | COM | 19,526 | $122,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,217 | $121,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,000 | $121,000 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 11,600 | $121,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 30,699 | $120,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 81,682 | $120,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 120,000 | $120,000 | dollars as filed | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 53,000 | $117,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 10,258 | $116,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 31,192 | $116,000 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 41,334 | $115,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 33,225 | $115,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 96,797 | $114,000 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 21,544 | $114,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,454 | $113,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,912 | $113,000 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 60 | $112,812 | dollars as filed | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 202 | $112,110 | dollars as filed | put |
| SELECTQUOTE INC | 816307300 | COM | 58,018 | $112,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,627 | $110,000 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,260 | $109,000 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 21,354 | $109,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,738 | $107,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 16,117 | $107,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 22,381 | $106,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 15,578 | $105,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 22,990 | $105,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 15,000 | $105,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 60,976 | $105,000 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 100 | $104,478 | dollars as filed | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 15,095 | $104,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 18,763 | $104,000 | dollars as filed | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 16,087 | $104,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 21,855 | $102,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 17,349 | $102,000 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 407 | $101,750 | dollars as filed | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 25,692 | $101,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 21,000 | $101,000 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,389 | $100,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 10,822 | $100,000 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 400 | $98,032 | dollars as filed | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,287 | $98,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 82,100 | $98,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,675 | $97,000 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 13,407 | $96,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 24,799 | $95,000 | dollars as filed | |
| SHARPS TECHNOLOGY INC | 82003F101 | COM | 120,800 | $95,000 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 49,487 | $95,000 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,000 | $94,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10,187 | $94,000 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 19,012 | $94,000 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 10,308 | $94,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 15,603 | $92,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,159 | $90,872 | dollars as filed | put |
| DAVE INC | 23834J201 | CLASS A COM NEW | 16,935 | $90,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 65,259 | $90,000 | dollars as filed | |
| NEPHROS INC | 640671400 | COM | 56,710 | $89,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 74,081 | $89,000 | dollars as filed | |
| LIQTECH INTL INC | 53632A300 | COM | 27,556 | $88,000 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 31,000 | $88,000 | dollars as filed | |
| ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF | 00768Y354 | ETF | 78,700 | $88,000 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 300 | $87,182 | dollars as filed | put |
| CAMECO CORP COM | 13321L108 | Stock | 550 | $87,155 | dollars as filed | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,777 | $87,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 46,343 | $87,000 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 209 | $86,056 | dollars as filed | put |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 10,197 | $86,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 272 | $85,843 | dollars as filed | put |
| BEYOND AIR INC | 08862L103 | COM | 20,023 | $85,000 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 153 | $84,904 | dollars as filed | put |
| PRECIGEN INC | 74017N105 | COM | 76,860 | $84,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 20,448 | $84,000 | dollars as filed | |
| NOGIN INC | 65528N204 | COM NEW | 64,690 | $84,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 30,036 | $83,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 42,340 | $83,000 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 142 | $82,930 | dollars as filed | put |
| ICL GROUP LTD SHS | M53213100 | Stock | 14,972 | $82,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 11,028 | $81,000 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 24 | $80,120 | dollars as filed | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 12,263 | $80,000 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 12,653 | $79,000 | dollars as filed | |
| CULP INC | 230215105 | CMN | 15,938 | $79,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 16,171 | $78,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 18,384 | $77,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 150 | $75,537 | dollars as filed | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,110 | $75,000 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,687 | $75,000 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 32,500 | $74,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 150 | $73,125 | dollars as filed | put |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 14,370 | $73,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 16,503 | $73,000 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 25,000 | $72,000 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,063 | $72,000 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 30,000 | $72,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 24,100 | $72,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 24,917 | $71,000 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 23,907 | $71,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 13,272 | $70,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 22,312 | $70,000 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 80 | $69,600 | dollars as filed | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,592 | $69,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,304 | $69,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 100 | $68,067 | dollars as filed | put |
| INSPIREMD INC | 45779A846 | COM | 26,762 | $67,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 11,300 | $67,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 13,052 | $66,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 60,000 | $66,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 70,350 | $65,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 581 | $63,434 | dollars as filed | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 200 | $62,082 | dollars as filed | put |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 73,470 | $61,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 14,767 | $60,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 60,000 | $60,000 | dollars as filed | principal |
| FERROGLOBE PLC | G33856108 | SHS | 12,175 | $59,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 14,867 | $58,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,302 | $58,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 14,530 | $58,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 19,000 | $57,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 16,032 | $56,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,199 | $55,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 11,733 | $54,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 12,500 | $54,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 20,747 | $54,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 55 | $53,190 | dollars as filed | put |
| EDGIO INC | 53261M104 | COM | 78,105 | $53,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,412 | $53,000 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,689 | $51,000 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 20,202 | $51,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 14,986 | $50,000 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,604 | $50,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 12,560 | $50,000 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 67,183 | $49,000 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 26,561 | $48,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 34,116 | $48,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5 | $47,200 | dollars as filed | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 21,905 | $47,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 15,004 | $47,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $47,000 | dollars as filed | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $46,112 | dollars as filed | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,029 | $46,000 | dollars as filed | |
| American Express Company | 025816109 | COM | 290 | $45,069 | dollars as filed | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,196 | $45,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 15,673 | $45,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,272 | $44,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 14,838 | $43,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 13,531 | $43,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,500 | $42,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 12,718 | $42,000 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 220 | $41,350 | dollars as filed | put |
| NEW GOLD INC CDA | 644535106 | COM | 39,230 | $41,000 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 48,409 | $40,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 40,000 | $40,000 | dollars as filed | principal |
| BIOATLA INC | 09077B104 | COM | 13,000 | $39,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 13,488 | $39,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,019 | $39,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,500 | $39,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 3,500 | $38,500 | dollars as filed | put |
| NIKE,Inc. Class B | 654106103 | COM | 300 | $38,452 | dollars as filed | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 101 | $38,380 | dollars as filed | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,554 | $38,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 20,084 | $38,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 10,240 | $37,000 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 10,042 | $37,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 12,535 | $37,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 30,235 | $37,000 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 13,687 | $36,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,682 | $35,000 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 16,112 | $35,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,098 | $35,000 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 12 | $34,200 | dollars as filed | put |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 19,204 | $34,000 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,421 | $34,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 14,163 | $34,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,174 | $33,000 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $33,000 | dollars as filed | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 34,425 | $33,000 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $32,000 | dollars as filed | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 23,593 | $32,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 24,200 | $32,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 202 | $31,376 | dollars as filed | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 39,450 | $31,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 17,794 | $30,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 13,400 | $30,000 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 39,323 | $30,000 | dollars as filed | |
| INKT | 603693102 | Stock | 16,975 | $30,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 10,000 | $29,000 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 14,619 | $29,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 22,000 | $29,000 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 23,049 | $28,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 24,196 | $28,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 25,200 | $28,000 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 26,023 | $28,000 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 55,075 | $28,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 27,919 | $27,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 30,686 | $27,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 21,432 | $27,000 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 14,025 | $27,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 34,320 | $27,000 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 4 | $25,240 | dollars as filed | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 20,100 | $25,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 20,259 | $25,000 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 200 | $24,709 | dollars as filed | put |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 14,150 | $24,000 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 24,811 | $24,000 | dollars as filed | |
| AEYE INC | 008183105 | COM | 133,198 | $24,000 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 43,700 | $24,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 11,030 | $23,000 | dollars as filed | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 47,600 | $23,000 | dollars as filed | |
| DATCHAT INC | 23816M107 | COM | 42,500 | $23,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 242 | $22,913 | dollars as filed | put |
| Eli Lilly and Company | 532457108 | COM | 5 | $22,871 | dollars as filed | put |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,333 | $22,000 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $22,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 14,500 | $22,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 15,010 | $22,000 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 10,864 | $22,000 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 225 | $21,798 | dollars as filed | put |
| Starbucks Corporation | 855244109 | COM | 202 | $21,012 | dollars as filed | put |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 22,000 | $21,000 | dollars as filed | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 200 | $20,824 | dollars as filed | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 515 | $20,625 | dollars as filed | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4 | $18,040 | dollars as filed | put |
| BXP INC COM | 101121101 | REIT | 200 | $18,000 | dollars as filed | put |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 20,945 | $18,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 19,000 | $18,000 | dollars as filed | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 43,307 | $17,000 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 16,735 | $17,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 17,666 | $17,000 | dollars as filed | principal |
| EMCORE CORP | 290846203 | COM | 22,000 | $17,000 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 75 | $16,800 | dollars as filed | put |
| CRONOS GROUP INC | 22717L101 | COM | 374 | $16,296 | dollars as filed | put |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 21,000 | $16,000 | dollars as filed | principal |
| WAYFAIR INC | 94419L101 | CL A | 15 | $15,723 | dollars as filed | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5 | $15,700 | dollars as filed | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 200 | $15,509 | dollars as filed | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 82 | $15,306 | dollars as filed | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 11 | $15,180 | dollars as filed | put |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 20,000 | $15,000 | dollars as filed | principal |
| IN8BIO INC | 45674E109 | COM | 10,000 | $15,000 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 28,230 | $15,000 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 10,907 | $15,000 | dollars as filed | |
| Deere & Company | 244199105 | COM | 100 | $14,254 | dollars as filed | put |
| MODERNA INC | 60770K107 | COM | 8 | $14,135 | dollars as filed | put |
| LIFEMD INC | 53216B104 | COM | 70 | $14,119 | dollars as filed | put |
| CANOPY GROWTH CORP | 138035100 | COM | 61,709 | $14,000 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $14,000 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 15,000 | $14,000 | dollars as filed | principal |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 10,000 | $14,000 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 17,630 | $14,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 11,000 | $13,000 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 17,000 | $13,000 | dollars as filed | principal |
| FUEL TECH INC | 359523107 | COM | 10,000 | $13,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 13,000 | $13,000 | dollars as filed | principal |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 10,859 | $13,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 108 | $12,744 | dollars as filed | put |
| NUBURU INC | 67021W103 | COM | 18,207 | $12,000 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 12,078 | $12,000 | dollars as filed | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 20,000 | $12,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 47 | $11,972 | dollars as filed | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10 | $11,350 | dollars as filed | put |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 1,960 | $11,247 | dollars as filed | put |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 10,000 | $11,000 | dollars as filed | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 19,243 | $11,000 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 37,410 | $11,000 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 13,000 | $11,000 | dollars as filed | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 11,000 | $11,000 | dollars as filed | principal |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 24 | $10,800 | dollars as filed | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10 | $10,497 | dollars as filed | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 100 | $10,250 | dollars as filed | put |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 14,000 | $10,000 | dollars as filed | principal |
| ENTERA BIO LTD | M40527109 | SHS | 11,830 | $10,000 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 10,000 | $10,000 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 10,000 | $10,000 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 11,000 | $10,000 | dollars as filed | principal |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,700 | $10,000 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 250 | $9,500 | dollars as filed | put |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 12,000 | $9,000 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 11,000 | $9,000 | dollars as filed | principal |
| BIONANO GENOMICS INC | 09075F107 | COM | 14,449 | $9,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 180 | $8,640 | dollars as filed | put |
| MATTERPORT INC | 577096100 | COM CL A | 200 | $8,600 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 334 | $8,370 | dollars as filed | put |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 10,000 | $8,000 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $8,000 | dollars as filed | principal |
| IBIO INC COM | 451033609 | Stock | 12,000 | $8,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 80 | $7,600 | dollars as filed | put |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 120 | $7,401 | dollars as filed | put |
| MasterCard, Inc | 57636Q104 | COM | 1 | $7,350 | dollars as filed | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,590 | $7,000 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,500 | $7,000 | dollars as filed | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 137,734 | $7,000 | dollars as filed | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 35,728 | $7,000 | dollars as filed | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 16,000 | $7,000 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 20 | $6,944 | dollars as filed | put |
| UIPATH INC | 90364P105 | CL A | 200 | $6,400 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 205 | $6,328 | dollars as filed | put |
| DIREXION SHS ETF TR | 25460G880 | FUND | 170 | $6,317 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 176 | $6,292 | dollars as filed | put |
| SmileDirectClub Inc | 83192H106 | COM | 11,066 | $6,000 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 11,647 | $6,000 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 10,000 | $6,000 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1 | $5,531 | dollars as filed | put |
| Uber Technologies | 90353T100 | COM | 10 | $5,326 | dollars as filed | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 202 | $5,022 | dollars as filed | put |
| CANOO INC | 13803R102 | COM CL A | 10,883 | $5,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 10,300 | $5,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 13,701 | $5,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 12,999 | $5,000 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P208 | Common Stock | 50,869 | $5,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 12 | $4,810 | dollars as filed | put |
| C3 AI INC | 12468P104 | CL A | 8 | $4,750 | dollars as filed | put |
| WEWORK INC | 96209A104 | COM | 17,132 | $4,000 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 17,779 | $4,000 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 5 | $3,900 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 16 | $3,452 | dollars as filed | put |
| WYNN RESORTS LTD | 983134107 | COM | 7 | $3,408 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 90 | $3,000 | dollars as filed | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 150 | $3,000 | dollars as filed | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,260 | $3,000 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 20 | $2,900 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $2,900 | dollars as filed | put |
| DOCUSIGN INC COM | 256163106 | Stock | 200 | $2,709 | dollars as filed | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5 | $2,650 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 5 | $2,550 | dollars as filed | put |
| COSTAMARE INC | Y1771G102 | SHS | 315 | $2,440 | dollars as filed | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2 | $2,400 | dollars as filed | put |
| CHAMPION HOMES INC | 830830105 | COM | 3 | $2,391 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30 | $2,340 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 50 | $2,200 | dollars as filed | put |
| DOW HLDGS INC COM | 260557103 | Stock | 71 | $2,130 | dollars as filed | put |
| GLOBALSTAR INC | 378973408 | COM | 70 | $2,130 | dollars as filed | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 50 | $2,125 | dollars as filed | put |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 5 | $1,900 | dollars as filed | put |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2 | $1,815 | dollars as filed | put |
| QUIDELORTHO CORP COM | 219798105 | Stock | 5 | $1,725 | dollars as filed | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5 | $1,550 | dollars as filed | put |
| Danaher Corporation | 235851102 | COM | 2 | $1,500 | dollars as filed | put |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 44 | $1,430 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 1 | $1,359 | dollars as filed | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5 | $1,265 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 10 | $1,260 | dollars as filed | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1 | $1,247 | dollars as filed | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2 | $1,240 | dollars as filed | put |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 20 | $1,140 | dollars as filed | put |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 75 | $1,125 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1 | $1,099 | dollars as filed | put |
| Gilead Sciences,Inc. | 375558103 | COM | 3 | $1,095 | dollars as filed | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 60 | $1,078 | dollars as filed | put |
| WESTERN UN CO COM | 959802109 | Stock | 50 | $1,050 | dollars as filed | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6 | $996 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 27 | $992 | dollars as filed | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 50 | $875 | dollars as filed | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4 | $820 | dollars as filed | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10 | $815 | dollars as filed | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4 | $812 | dollars as filed | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1 | $810 | dollars as filed | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 70 | $786 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 7 | $782 | dollars as filed | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5 | $705 | dollars as filed | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 20 | $700 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G102 | COM | 1 | $670 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $625 | dollars as filed | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2 | $624 | dollars as filed | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3 | $615 | dollars as filed | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 143 | $572 | dollars as filed | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11 | $561 | dollars as filed | put |
| VICI PPTYS INC COM | 925652109 | REIT | 3 | $555 | dollars as filed | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2 | $550 | dollars as filed | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2 | $530 | dollars as filed | put |
| Amgen Inc. | 031162100 | COM | 2 | $512 | dollars as filed | put |
| SHELL PLC SPON ADS | 780259305 | ADR | 19 | $512 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1 | $427 | dollars as filed | put |
| Lowes Companies,Inc. | 548661107 | COM | 7 | $406 | dollars as filed | put |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 20 | $400 | dollars as filed | put |
| TRIPADVISOR INC | 896945201 | COM | 3 | $398 | dollars as filed | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7 | $366 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 2 | $360 | dollars as filed | put |
| Airbnb, Inc. Class A | 009066101 | COM | 1 | $358 | dollars as filed | put |
| V F CORP COM | 918204108 | Stock | 3 | $330 | dollars as filed | put |
| AUTONATION INC COM | 05329W102 | Stock | 1 | $308 | dollars as filed | put |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $255 | dollars as filed | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1 | $255 | dollars as filed | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 50 | $250 | dollars as filed | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 11 | $220 | dollars as filed | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5 | $215 | dollars as filed | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 32 | $176 | dollars as filed | put |
| S&P Global,Inc. | 78409V104 | COM | 6 | $174 | dollars as filed | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 3 | $165 | dollars as filed | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 10 | $165 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 3 | $149 | dollars as filed | put |
| CARMAX INC COM | 143130102 | Stock | 4 | $140 | dollars as filed | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5 | $85 | dollars as filed | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1 | $73 | dollars as filed | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 19 | $67 | dollars as filed | put |
| VIATRIS INC COM | 92556V106 | Stock | 2,401 | $48 | dollars as filed | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11 | $45 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 12 | $41 | dollars as filed | put |
| LENNAR CORP CL A | 526057104 | Stock | 2 | $33 | dollars as filed | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1 | $11 | dollars as filed | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2 | $6 | dollars as filed | put |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 1 | $6 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003359 | this filing | 2023-08-14 | acceptance time not in the bulk data set |