13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 3,341 holding rows worth $71,642,036,408.
- Accession
- 0001085146-23-002347
- Filer
- CIK 1141802
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 3,341 entries on the cover page, a total value of $71,642,036,408 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,642,036,408 with VALUE read as dollars as filed, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerJENSEN INVESTMENT MANAGEMENT INC028-03495
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerFULLER & THALER ASSET MANAGEMENT, INC.028-04007
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerPRINCIPAL REAL ESTATE INVESTORS LLC028-10400
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerZiegler Capital Management, LLC028-10982
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBoston Partners028-12484
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerMFS Institutional Advisors, Inc.028-13173
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerAlley Co LLC028-15235
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerNeuberger Berman Investment Advisers LLC028-17085
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 692 | $42,136 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 257 | $41,786 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 40,000 | $41,740 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 429 | $41,732 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 800 | $41,664 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 4,193 | $41,636 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 508 | $41,443 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,627 | $41,392 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,141 | $41,324 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 1,054 | $41,138 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,579 | $41,022 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,083 | $40,818 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 710 | $40,782 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 4,028 | $40,602 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 957 | $40,204 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,448 | $40,147 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 5,044 | $40,049 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 2,780 | $39,976 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 1,201 | $39,946 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 1,007 | $39,928 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,497 | $39,889 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,436 | $39,878 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,162 | $39,850 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 1,000 | $39,840 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,200 | $39,576 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 3,611 | $39,540 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 145 | $39,437 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 461 | $39,190 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 678 | $39,147 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 40,000 | $39,042 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 3,255 | $39,028 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,069 | $38,976 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 2,617 | $38,967 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 9,299 | $38,963 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,829 | $38,885 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,228 | $38,832 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 2,500 | $38,625 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 3,906 | $38,549 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 18,000 | $38,430 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,275 | $38,412 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 850 | $38,242 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 627 | $38,241 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 967 | $38,162 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 500 | $38,085 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 595 | $37,913 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 205 | $37,831 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 796 | $37,818 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,546 | $37,800 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 14,940 | $37,798 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 912 | $37,401 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 1,396 | $37,363 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 1,072 | $37,263 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,663 | $36,968 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 871 | $36,844 | dollars as filed | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 43,983 | $36,713 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 815 | $36,405 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4,418 | $36,316 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 747 | $36,229 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 746 | $36,091 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 616 | $35,765 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 495 | $35,729 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,977 | $35,664 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 1,513 | $35,586 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 656 | $35,208 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 4,629 | $35,042 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 800 | $34,888 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,273 | $34,820 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $34,785 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 641 | $34,691 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 297 | $34,674 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 7,128 | $34,642 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 731 | $34,635 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 285 | $34,590 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,565 | $34,555 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 1,054 | $34,486 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,922 | $34,318 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,923 | $34,258 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 615 | $34,163 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 40,612 | $33,980 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,000 | $33,820 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,693 | $33,742 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 986 | $33,574 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,075 | $33,508 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 739 | $33,491 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,443 | $33,373 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 429 | $33,304 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 2,295 | $33,163 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,234 | $33,071 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 7,247 | $33,047 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 8,948 | $33,017 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 880 | $32,982 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 142 | $32,914 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 32,000 | $32,831 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1,043 | $32,573 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 980 | $32,565 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,740 | $32,468 | dollars as filed | |
| KIMBALL INTL INC | 494274103 | CL B | 2,616 | $32,438 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 266 | $32,404 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,644 | $32,387 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 140 | $32,385 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,629 | $32,345 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 875 | $32,086 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 5,000 | $32,050 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 1,690 | $31,958 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 1,268 | $31,827 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 729 | $31,770 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 302 | $31,662 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 440 | $31,645 | dollars as filed | |
| GODADDY INC CL A | 380237107 | Stock | 405 | $31,477 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,685 | $31,392 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,520 | $31,355 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 808 | $31,324 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,000 | $31,230 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 616 | $31,188 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,133 | $31,056 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 648 | $31,000 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 2,398 | $30,935 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,250 | $30,900 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 14,000 | $30,834 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 865 | $30,682 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 4,080 | $30,395 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 3,000 | $30,120 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 2,620 | $30,051 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 31,000 | $29,838 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,996 | $29,743 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 559 | $29,560 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 853 | $29,446 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 828 | $29,423 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 2,438 | $29,403 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 1,990 | $29,372 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 2,436 | $29,329 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 14,000 | $29,322 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 2,097 | $29,274 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,697 | $29,235 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 124 | $28,859 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 144 | $28,849 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 361 | $28,750 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,101 | $28,648 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 661 | $28,522 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 2,677 | $28,483 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 340 | $28,302 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 35,000 | $28,193 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 910 | $28,160 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,197 | $28,058 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 700 | $28,035 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 891 | $28,022 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,117 | $27,947 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 1,159 | $27,891 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,500 | $27,885 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 3,000 | $27,780 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 4,300 | $27,778 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,990 | $27,544 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,199 | $27,475 | dollars as filed | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 27,000 | $27,441 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,225 | $27,434 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,500 | $27,400 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,409 | $27,102 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 625 | $26,969 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 4,000 | $26,960 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 376 | $26,917 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 7,822 | $26,751 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 489 | $26,491 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 569 | $26,373 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 886 | $26,367 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 1,600 | $26,352 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 600 | $26,334 | dollars as filed | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 1,500 | $26,312 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 300 | $26,277 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 2,276 | $26,265 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 700 | $26,250 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 975 | $26,208 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,321 | $26,134 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $26,076 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 12,000 | $26,058 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 287 | $25,899 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 1,254 | $25,883 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,427 | $25,823 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,206 | $25,810 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 822 | $25,786 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 2,500 | $25,750 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 1,277 | $25,732 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1,663 | $25,616 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 232 | $25,436 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 477 | $25,376 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 780 | $25,304 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 200 | $25,296 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,365 | $25,092 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 26,000 | $25,064 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 249 | $24,955 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 4,223 | $24,916 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,885 | $24,903 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $24,900 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 1,214 | $24,899 | dollars as filed | |
| WAFD INC | 938824109 | COM | 822 | $24,758 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 801 | $24,598 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,977 | $24,557 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 105 | $24,478 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $24,313 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 200 | $24,310 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 255 | $24,268 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 475 | $24,197 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 580 | $24,134 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,371 | $24,102 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 744 | $24,083 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,050 | $23,985 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 992 | $23,947 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,700 | $23,787 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $23,637 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 606 | $23,361 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 463 | $23,179 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1,500 | $22,845 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 2,000 | $22,820 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 625 | $22,758 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,064 | $22,663 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,070 | $22,604 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 2,212 | $22,496 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,595 | $22,447 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 1,005 | $22,412 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,732 | $22,325 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 636 | $22,279 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,203 | $22,233 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 4,555 | $22,183 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 498 | $22,102 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 321 | $21,910 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,261 | $21,796 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 198 | $21,784 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,900 | $21,762 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,000 | $21,650 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,052 | $21,517 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 970 | $21,505 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,000 | $21,470 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 15,000 | $21,454 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,236 | $21,331 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 177 | $21,252 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 806 | $21,244 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,253 | $21,156 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 2,326 | $21,143 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $20,960 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 17,000 | $20,885 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,000 | $20,880 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 100 | $20,852 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 362 | $20,833 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 189 | $20,765 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,801 | $20,755 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 844 | $20,658 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,173 | $20,551 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 21,000 | $20,475 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 21,000 | $20,474 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 424 | $20,148 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,155 | $19,949 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 95 | $19,868 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 2,090 | $19,853 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 20,000 | $19,852 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,513 | $19,806 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 95 | $19,773 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 331 | $19,705 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 400 | $19,688 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 229 | $19,638 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 805 | $19,602 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 1,010 | $19,493 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 22,000 | $19,371 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $19,350 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 3,000 | $19,320 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,124 | $19,299 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 2,923 | $19,292 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 14 | $19,284 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 12,675 | $19,266 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 680 | $19,169 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $18,951 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,357 | $18,903 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 674 | $18,865 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 641 | $18,864 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 475 | $18,804 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $18,760 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 828 | $18,729 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 734 | $18,635 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 403 | $18,629 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 902 | $18,545 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,150 | $18,515 | dollars as filed | |
| NEXTPLAY TECHNOLOGIES INC | 65344G201 | COM NEW | 18,246 | $18,428 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 312 | $18,421 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 20,000 | $18,414 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 16,000 | $18,370 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 125 | $18,344 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 1,184 | $18,340 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $18,332 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 551 | $18,288 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 1,819 | $18,263 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 327 | $18,243 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 441 | $18,152 | dollars as filed | |
| RH | 74967XAA1 | BOND | 14,000 | $18,137 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,549 | $18,123 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 700 | $18,025 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 572 | $17,978 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 12,000 | $17,969 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 188 | $17,962 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1,000 | $17,960 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 16,000 | $17,960 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 158 | $17,949 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 202 | $17,934 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 5,034 | $17,871 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 937 | $17,831 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 3,854 | $17,767 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 16,000 | $17,763 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 278 | $17,680 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 127 | $17,668 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,458 | $17,520 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,666 | $17,509 | dollars as filed | |
| FIRSTCASH HOLDINGS INC | 33768G107 | COM | 183 | $17,453 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 112 | $17,343 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 607 | $17,254 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,000 | $17,180 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 99 | $17,052 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 503 | $17,037 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 218 | $17,015 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,841 | $17,014 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 81 | $17,010 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 24,278 | $16,928 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 600 | $16,896 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 340 | $16,876 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 382 | $16,850 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 100 | $16,832 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 804 | $16,823 | dollars as filed | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 236 | $16,813 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 15,000 | $16,785 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,797 | $16,766 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 249 | $16,720 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 447 | $16,709 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 304 | $16,649 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $16,550 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 189 | $16,536 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,086 | $16,510 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 923 | $16,392 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 660 | $16,229 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 154 | $16,190 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 928 | $16,156 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 498 | $16,135 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 300 | $16,119 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 16,000 | $16,110 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,004 | $16,032 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 3,185 | $16,021 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 98 | $15,952 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,398 | $15,903 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 3,216 | $15,791 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,000 | $15,600 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 283 | $15,585 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 700 | $15,505 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 241 | $15,490 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 164 | $15,463 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,403 | $15,447 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 109 | $15,340 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 3,000 | $15,210 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 812 | $15,188 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 501 | $15,183 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,018 | $15,179 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 516 | $15,083 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 600 | $15,036 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 511 | $14,957 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 178 | $14,941 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 200 | $14,904 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 236 | $14,900 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1,330 | $14,790 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 419 | $14,753 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 209 | $14,751 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 800 | $14,720 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 292 | $14,679 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 15,000 | $14,589 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 424 | $14,560 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,558 | $14,536 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 152 | $14,516 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 185 | $14,452 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 79 | $14,435 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 10,000 | $14,400 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 8,167 | $14,374 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 243 | $14,354 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 210 | $14,351 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 12,000 | $14,314 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 13,000 | $14,294 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 228 | $14,280 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,339 | $14,247 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 445 | $14,244 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,100 | $14,157 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 901 | $14,119 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 459 | $14,082 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 369 | $13,900 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2,000 | $13,880 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 309 | $13,874 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,800 | $13,860 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 97 | $13,828 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 895 | $13,792 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 750 | $13,725 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 238 | $13,700 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 207 | $13,697 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,237 | $13,651 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,014 | $13,628 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 473 | $13,608 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 491 | $13,606 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 477 | $13,556 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 944 | $13,537 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,034 | $13,516 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,123 | $13,442 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 10,000 | $13,415 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 76 | $13,396 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 5,000 | $13,293 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,093 | $13,225 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,132 | $13,176 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 300 | $13,173 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2,170 | $13,150 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 800 | $13,144 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 490 | $13,089 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 800 | $13,088 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 575 | $12,898 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 263 | $12,858 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,011 | $12,850 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 5,915 | $12,836 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 701 | $12,815 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 97 | $12,806 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 431 | $12,801 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 500 | $12,730 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 522 | $12,716 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,128 | $12,712 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 13,000 | $12,594 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 122 | $12,530 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,067 | $12,516 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 151 | $12,483 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 166 | $12,422 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 14,000 | $12,411 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 1,250 | $12,400 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,000 | $12,400 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 393 | $12,382 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 12,000 | $12,375 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 196 | $12,275 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 8,000 | $12,266 | dollars as filed | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $12,252 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 1,000 | $12,240 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 161 | $12,234 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 14,000 | $12,110 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,900 | $12,103 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 13,000 | $12,096 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 810 | $12,093 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 11,000 | $12,053 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 710 | $12,006 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 355 | $11,982 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 342 | $11,956 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 517 | $11,943 | dollars as filed | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 138 | $11,937 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 12,000 | $11,880 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 12,000 | $11,880 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 500 | $11,850 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 973 | $11,832 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 345 | $11,793 | dollars as filed | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 209 | $11,765 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 146 | $11,749 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,667 | $11,735 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,533 | $11,727 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 123 | $11,708 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,132 | $11,637 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 5,867 | $11,617 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,125 | $11,598 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 5,334 | $11,575 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 116 | $11,564 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 550 | $11,561 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 387 | $11,556 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 601 | $11,527 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 280 | $11,497 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,880 | $11,487 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 408 | $11,473 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $11,456 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 845 | $11,399 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 260 | $11,383 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 12,000 | $11,370 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 188 | $11,363 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 148 | $11,343 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 428 | $11,330 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 126 | $11,324 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 443 | $11,323 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $11,315 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,000 | $11,308 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 449 | $11,256 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,667 | $11,219 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,001 | $11,101 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 174 | $10,981 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 1,582 | $10,963 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 320 | $10,906 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 508 | $10,897 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125826 | ASIA INNOV ACTIV | 441 | $10,893 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 554 | $10,881 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,000 | $10,840 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,065 | $10,810 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 239 | $10,803 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,180 | $10,794 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 229 | $10,765 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 501 | $10,671 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 179 | $10,670 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 119 | $10,601 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,334 | $10,548 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 158 | $10,534 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,090 | $10,388 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 78 | $10,367 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 331 | $10,364 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002347 | this filing | 2023-05-15 | acceptance time not in the bulk data set |