13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-09, with 3,246 holding rows worth $62,386,005,000.
- Accession
- 0001085146-22-001871
- Filer
- CIK 1141802
- Filed
- 2022-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 3,246 entries on the cover page, a total value of $62,386,005,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,386,005,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerFULLER & THALER ASSET MANAGEMENT, INC.028-04007
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQCM LLC028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALERES INC | 129500104 | COM | 585 | $11,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 184 | $11,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 569 | $11,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 75 | $11,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 10 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 216 | $11,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 973 | $11,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 311 | $11,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 263 | $11,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 183 | $11,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 316 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 430 | $11,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 788 | $11,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,201 | $11,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 515 | $11,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 12,000 | $11,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $11,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 825 | $10,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 153 | $10,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,909 | $10,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 952 | $10,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,081 | $10,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 124 | $10,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 75 | $10,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 162 | $10,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 88 | $10,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,000 | $10,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,450 | $10,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 272 | $10,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 580 | $10,000 | thousands by filing date | |
| NCINO INC | 63947X101 | COM | 229 | $10,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 114 | $10,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 442 | $10,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 254 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 172 | $10,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 300 | $10,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 393 | $10,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 215 | $10,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 308 | $10,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 353 | $10,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 226 | $10,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 352 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 196 | $10,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 100 | $10,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 308 | $10,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 105 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 482 | $10,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 260 | $10,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 126 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 700 | $10,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 643 | $10,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 209 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 9,000 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $10,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,500 | $10,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 6,000 | $10,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 6,000 | $10,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 78 | $9,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 101 | $9,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $9,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 173 | $9,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 343 | $9,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 170 | $9,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 338 | $9,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 384 | $9,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 185 | $9,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,000 | $9,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 261 | $9,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 58 | $9,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,100 | $9,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 1,250 | $9,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 90 | $9,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 300 | $9,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 11,000 | $9,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $9,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $9,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 631 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 400 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 9,000 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,000 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 6,000 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 9,000 | $9,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $9,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 68 | $8,000 | thousands by filing date | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 377 | $8,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 205 | $8,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 75 | $8,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 235 | $8,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 908 | $8,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 424 | $8,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 647 | $8,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 182 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 577 | $8,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,300 | $8,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 110 | $8,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 138 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 161 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 110 | $8,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 108 | $8,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 351 | $8,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 88 | $8,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 97 | $8,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 100 | $8,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 300 | $8,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 215 | $8,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 410 | $8,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 212 | $8,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 220 | $8,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 998 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,207 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 125 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 373 | $8,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 203 | $8,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $8,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 243 | $8,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 5,000 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,000 | $8,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 4,000 | $8,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 250 | $8,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 679 | $8,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $8,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $7,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 74 | $7,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 96 | $7,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 27 | $7,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 80 | $7,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 484 | $7,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,867 | $7,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 93 | $7,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 182 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,780 | $7,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 63 | $7,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 287 | $7,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 257 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $7,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $7,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 58 | $7,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 206 | $7,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 380 | $7,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 80 | $7,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 563 | $7,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 190 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 145 | $7,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 319 | $7,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 201 | $7,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,009 | $7,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 103 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 335 | $7,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 301 | $7,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 7,000 | $7,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 193 | $7,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 110 | $7,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,000 | $7,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 700 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 6,000 | $7,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000 | $7,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 7,000 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 6,000 | $7,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 81 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 258 | $6,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 767 | $6,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 95 | $6,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 125 | $6,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 150 | $6,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 33 | $6,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 447 | $6,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 58 | $6,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 592 | $6,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 31 | $6,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 49 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,135 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 165 | $6,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,008 | $6,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 211 | $6,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 700 | $6,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 36 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 85 | $6,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 1,000 | $6,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 75 | $6,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 116 | $6,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 396 | $6,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 51 | $6,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,019 | $6,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 124 | $6,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 43 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 132 | $6,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 132 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 175 | $6,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 947 | $6,000 | thousands by filing date | |
| PORTILLOS INC | 73642K106 | COM CL A | 250 | $6,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 80 | $6,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 167 | $6,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 261 | $6,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 233 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 141 | $6,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 484 | $6,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 501 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 89 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 255 | $6,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 104 | $6,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 113 | $6,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 200 | $6,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 491 | $6,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 700 | $6,000 | thousands by filing date | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 214 | $6,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 6,000 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $6,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $6,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 90 | $6,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 300 | $6,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 1,500 | $6,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 6,000 | $6,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 438 | $6,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 6,000 | $6,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 6,000 | $6,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,000 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 150 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $6,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 978 | $6,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 350 | $5,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $5,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 10 | $5,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 131 | $5,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 200 | $5,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 7 | $5,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 225 | $5,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 190 | $5,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 112 | $5,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 59 | $5,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 136 | $5,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 100 | $5,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 112 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $5,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 53 | $5,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 78 | $5,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 32 | $5,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 242 | $5,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 702 | $5,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 194 | $5,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,000 | $5,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 71 | $5,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 400 | $5,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288 | $5,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 305 | $5,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 91 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 29 | $5,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 333 | $5,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 140 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 408 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 864 | $5,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 2,000 | $5,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 100 | $5,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 312 | $5,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 100 | $5,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 716 | $5,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 225 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 202 | $5,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 172 | $5,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 71 | $5,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,440 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 257 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 109 | $5,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 123 | $5,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 1,039 | $5,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 360 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 452 | $5,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 148 | $5,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 142 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 435 | $4,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 71 | $4,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 43 | $4,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 115 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 167 | $4,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 50 | $4,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 51 | $4,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 56 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 54 | $4,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 138 | $4,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 47 | $4,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 171 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 70 | $4,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 468 | $4,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 211 | $4,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC | 33768G107 | COM | 64 | $4,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 150 | $4,000 | thousands by filing date | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 300 | $4,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78 | $4,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $4,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 212 | $4,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 81 | $4,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 149 | $4,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 63 | $4,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 26 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 114 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 100 | $4,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 54 | $4,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 85 | $4,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 49 | $4,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 300 | $4,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 184 | $4,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 256 | $4,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 303 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 490 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 35 | $4,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 38 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 160 | $4,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 22 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 81 | $4,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 200 | $4,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 116 | $4,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 72 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 33 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 216 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 105 | $4,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,367 | $4,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 35 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 122 | $4,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 80 | $4,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 990 | $4,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $4,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 5,501 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $3,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 64 | $3,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 76 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 303 | $3,000 | thousands by filing date | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 166 | $3,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 334 | $3,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 10 | $3,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35 | $3,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 98 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $3,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 98 | $3,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 81 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $3,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 81 | $3,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 17 | $3,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 232 | $3,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 65 | $3,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 227 | $3,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 200 | $3,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 151 | $3,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 45 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 87 | $3,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 45 | $3,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 626 | $3,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 216 | $3,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $3,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 100 | $3,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 94 | $3,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 139 | $3,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 431 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 87 | $3,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 257 | $3,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 50 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 229 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 503 | $3,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 124 | $3,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 42 | $3,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 35 | $3,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 80 | $3,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 5,250 | $3,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 76 | $3,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $3,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 40 | $3,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 122 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 60 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,002 | $3,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $3,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $3,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000 | $3,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 550 | $3,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 600 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,000 | $3,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 4,000 | $3,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 200 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 115 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 7 | $2,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 91 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 80 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 65 | $2,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 25 | $2,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 96 | $2,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 100 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 27 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 250 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 13 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 89 | $2,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 400 | $2,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 200 | $2,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 22 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 409 | $2,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 32 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 230 | $2,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 173 | $2,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 25 | $2,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 57 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 550 | $2,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 115 | $2,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 94 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 202 | $2,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $2,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 120 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 75 | $2,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 148 | $2,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 155 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 59 | $2,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 44 | $2,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 113 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 100 | $2,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 44 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 233 | $2,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 123 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 23 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $2,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 31 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 32 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 51 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 35 | $2,000 | thousands by filing date | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 144 | $2,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 300 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $2,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000 | $2,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 250 | $2,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 2,000 | $2,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 604 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $2,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $2,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 4,140 | $2,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,667 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 9 | $1,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 60 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 120 | $1,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 12 | $1,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $1,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 19 | $1,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 424 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 9 | $1,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 11 | $1,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 17 | $1,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 69 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $1,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 15 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 6 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 15 | $1,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 7 | $1,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 7 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 580 | $1,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 51 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 50 | $1,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 104 | $1,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 159 | $1,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 31 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 15 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 40 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 179 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 18 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 25 | $1,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 57 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 16 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 50 | $1,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 82 | $1,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2 | $1,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 50 | $1,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 1,000 | $1,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 63 | $1,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-001871 | this filing | 2022-05-09 | acceptance time not in the bulk data set |