13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 3,098 holding rows worth $54,696,387,000.
- Accession
- 0001085146-21-003313
- Filer
- CIK 1141802
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 3,098 entries on the cover page, a total value of $54,696,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,696,387,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQCM LLC028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,050 | $9,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 451 | $9,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 552 | $9,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 200 | $9,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,102 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 171 | $9,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $9,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 7,000 | $9,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $9,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $9,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 408 | $9,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 360 | $9,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000 | $9,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 6,000 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 9,000 | $9,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 6,000 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,000 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 9,000 | $9,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $9,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 125 | $8,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 825 | $8,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 342 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $8,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 89 | $8,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 71 | $8,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 174 | $8,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 494 | $8,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 205 | $8,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 27 | $8,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 130 | $8,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 143 | $8,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 62 | $8,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 184 | $8,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,167 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 291 | $8,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 257 | $8,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 68 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $8,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 307 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 745 | $8,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,523 | $8,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 140 | $8,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 1,000 | $8,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 68 | $8,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 87 | $8,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 140 | $8,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 220 | $8,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 715 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $8,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 6,000 | $8,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 367 | $8,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,489 | $8,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 150 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,000 | $8,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 600 | $8,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 452 | $8,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 300 | $8,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 219 | $8,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $7,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 499 | $7,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 56 | $7,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 169 | $7,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 225 | $7,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 32 | $7,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 76 | $7,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 463 | $7,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,019 | $7,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 127 | $7,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $7,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,076 | $7,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 63 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 282 | $7,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 107 | $7,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 300 | $7,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 105 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,100 | $7,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 463 | $7,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 158 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 238 | $7,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 380 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 67 | $7,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,000 | $7,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 154 | $7,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 494 | $7,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 6,000 | $7,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 7,319 | $7,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 6,000 | $7,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 7,000 | $7,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $7,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,000 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 343 | $7,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 524 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 6,000 | $7,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 81 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 50 | $6,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 10 | $6,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 540 | $6,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 125 | $6,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 41 | $6,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 80 | $6,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 81 | $6,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 250 | $6,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 50 | $6,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 50 | $6,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 104 | $6,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 250 | $6,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 114 | $6,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 238 | $6,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 140 | $6,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 70 | $6,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 284 | $6,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 25 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 307 | $6,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 156 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 82 | $6,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 77 | $6,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 173 | $6,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,099 | $6,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 150 | $6,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 442 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 408 | $6,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 125 | $6,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 170 | $6,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 182 | $6,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,009 | $6,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 165 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 700 | $6,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 252 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 210 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $6,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,000 | $6,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 294 | $6,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,150 | $6,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 366 | $6,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,191 | $6,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 182 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $6,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 200 | $6,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $6,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 115 | $5,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 140 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 204 | $5,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 350 | $5,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $5,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 55 | $5,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 24 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 93 | $5,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 45 | $5,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 200 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $5,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 231 | $5,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 50 | $5,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 64 | $5,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 56 | $5,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 526 | $5,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 49 | $5,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 52 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $5,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 185 | $5,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 106 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $5,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 84 | $5,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 690 | $5,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 35 | $5,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288 | $5,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 200 | $5,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 80 | $5,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 85 | $5,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 66 | $5,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 80 | $5,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 74 | $5,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 314 | $5,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 501 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 764 | $5,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 238 | $5,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 242 | $5,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 122 | $5,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 473 | $5,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,000 | $5,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 103 | $5,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 46 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 49 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 257 | $5,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 239 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 400 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 76 | $5,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 365 | $5,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 198 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,000 | $5,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 500 | $5,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $5,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 400 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 550 | $5,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 250 | $5,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 666 | $5,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,200 | $5,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 4,385 | $5,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 173 | $4,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 437 | $4,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 90 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 110 | $4,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 296 | $4,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 495 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 167 | $4,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 37 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 302 | $4,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 79 | $4,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 10 | $4,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 98 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $4,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 55 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 996 | $4,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 34 | $4,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 630 | $4,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 150 | $4,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 94 | $4,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 100 | $4,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 15 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 78 | $4,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 73 | $4,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 626 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 490 | $4,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 29 | $4,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 195 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 150 | $4,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 113 | $4,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 400 | $4,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 503 | $4,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 693 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 216 | $4,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 5,250 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $4,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 75 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 172 | $4,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 166 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $4,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 153 | $4,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 80 | $4,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,022 | $4,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 141 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 77 | $4,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 560 | $4,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $4,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 250 | $4,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 550 | $4,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $4,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,000 | $4,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 4,140 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 5 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 34 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 160 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 107 | $3,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 13 | $3,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 100 | $3,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 122 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 43 | $3,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 36 | $3,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 700 | $3,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 25 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 66 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 115 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $3,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 37 | $3,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 20 | $3,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 52 | $3,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 39 | $3,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 19 | $3,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 69 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 200 | $3,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 100 | $3,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $3,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 134 | $3,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 30 | $3,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 244 | $3,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 197 | $3,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 253 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $3,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 1,000 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 17 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 124 | $3,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 80 | $3,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 107 | $3,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 104 | $3,000 | thousands by filing date | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 285 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 103 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 69 | $3,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 167 | $3,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 65 | $3,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 590 | $3,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $3,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 66 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 120 | $3,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000 | $3,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000 | $3,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 206 | $3,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 500 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,500 | $3,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $3,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 93 | $3,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,667 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 204 | $2,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 374 | $2,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 64 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $2,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 25 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 7 | $2,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 33 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 88 | $2,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 45 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 536 | $2,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 53 | $2,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 28 | $2,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 150 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 298 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 34 | $2,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 16 | $2,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 48 | $2,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 23 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 500 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 140 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 275 | $2,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14 | $2,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 82 | $2,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 40 | $2,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 64 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 131 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 40 | $2,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 36 | $2,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 150 | $2,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 51 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 202 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16 | $2,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 95 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 100 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 230 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 313 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 23 | $2,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 83 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 32 | $2,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 100 | $2,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 32 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 45 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $2,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $2,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 720 | $2,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 100 | $2,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 91 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 580 | $2,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 166 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 406 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 2,500 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 135 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 500 | $2,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 500 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 11 | $1,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 30 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8 | $1,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 300 | $1,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 5 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 28 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 24 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 9 | $1,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 11 | $1,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11 | $1,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6 | $1,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1 | $1,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 25 | $1,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 10 | $1,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 23 | $1,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3 | $1,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 16 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 580 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 104 | $1,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 31 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 13 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 179 | $1,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 48 | $1,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 36 | $1,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 25 | $1,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 20 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 229 | $1,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2 | $1,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 32 | $1,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 27 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 12 | $1,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 30 | $1,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 35 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 68 | $1,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 23 | $1,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $1,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 100 | $1,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 58 | $1,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 16 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 25 | $1,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 11 | $1,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 20 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 12 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 34 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 52 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 157 | $1,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 26 | $1,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 12 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 35 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 70 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 8 | $1,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 25 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 200 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 168 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 33 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 101 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 107 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 33 | $1,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 17 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 305 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20 | $1,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 875 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 625 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 197 | $1,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 200 | $1,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 48 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000 | $1,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 73 | $1,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,000 | $1,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 750 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 550 | $1,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 1,000 | $1,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 300 | $1,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 633 | $1,000 | thousands by filing date | |
| ENOVIX CORPORATION | 293594115 | *W EXP 11/30/202 | 80 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELLO GROUP INC ADS | 423403104 | ADR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALYS INC COM | 74758T303 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARGURUS INC COM CL A | 141788109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPBOX INC CL A | 26210C104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIAN GROUP INC COM | 750236101 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003313 | this filing | 2021-11-15 | acceptance time not in the bulk data set |