13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASCADIA ACQUISITION CORP | 14739D209 | UNIT 09/30/2028 | 1,331 | $13,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 1,273 | $13,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N114 | UNIT 04/02/2026 | 1,308 | $13,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D104 | SHS | 1,300 | $13,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 1,277 | $13,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 1,314 | $13,000 | thousands by filing date | |
| BIONOMICS LIMITED | 09063M205 | ADS | 1,030 | $13,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 3,203 | $13,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 23,368 | $13,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 10,982 | $13,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 4,094 | $13,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 1,240 | $13,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 5,254 | $13,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 1,280 | $13,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q101 | CMN | 1,320 | $13,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 1,310 | $13,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 3,580 | $13,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 4,576 | $13,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 10,908 | $13,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 7,222 | $13,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 923 | $13,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y730 | PRIN US SML CAP | 497 | $13,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 1,351 | $13,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L599 | REVERE SECTOR | 502 | $13,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L800 | SCHRODERS ESG US | 490 | $13,000 | thousands by filing date | |
| GREEN VISOR FINANCIAL TECHNO | G4166K118 | COM | 1,315 | $13,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 1,256 | $13,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CORP UNIT EXP 083127 | 11374E203 | Stock | 1,261 | $13,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 1,298 | $13,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 1,262 | $13,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 1,311 | $13,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 8,226 | $13,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 7,355 | $13,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 1,318 | $13,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 13,966 | $13,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 1,282 | $13,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 5,200 | $13,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 4,820 | $13,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 508 | $12,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 38,558 | $12,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 1,328 | $12,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 12,000 | $12,000 | thousands by filing date | principal |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 422 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 10,000 | $12,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 642 | $12,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,121 | $12,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 8,076 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 366 | $12,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 616 | $12,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 552 | $12,000 | thousands by filing date | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 206 | $12,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 328 | $12,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 4,090 | $12,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 788 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 732 | $12,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 626 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 455 | $12,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 35,203 | $12,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 403 | $12,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 3,281 | $12,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,059 | $12,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 1,878 | $12,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 8,744 | $12,000 | thousands by filing date | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 10,306 | $12,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L870 | GADSDN DYN MLT | 389 | $12,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 427 | $12,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 3,267 | $12,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 1,402 | $12,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 13,000 | $12,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,452 | $12,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,160 | $12,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 367 | $12,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 18,096 | $12,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 7,581 | $12,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 11,000 | $12,000 | thousands by filing date | principal |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 1,019 | $12,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 4,600 | $12,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 12,000 | $12,000 | thousands by filing date | principal |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 1,224 | $12,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 10,109 | $12,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A108 | COM | 1,254 | $12,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 7,217 | $12,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 7,396 | $12,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,795 | $12,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,294 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,028 | $12,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 430 | $12,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 11,501 | $12,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 3,068 | $12,000 | thousands by filing date | |
| KUKE MUSIC HLDG LTD SPONSORED ADS | 501229108 | ADR | 2,856 | $12,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 26,582 | $12,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 14,149 | $12,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,356 | $12,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 9,318 | $12,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R102 | CLASS A ORD SHS | 1,222 | $12,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 1,147 | $12,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 1,182 | $12,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 1,240 | $12,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 1,235 | $12,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J105 | COM CLASS A | 1,191 | $12,000 | thousands by filing date | |
| IDW MEDIA | 44951N106 | COM | 6,110 | $12,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP IV | G7330C128 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E112 | UNIT 05/27/2026 | 1,241 | $12,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 1,183 | $12,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP | 97655B208 | UNIT 08/09/2026 | 1,143 | $12,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 1,238 | $12,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 1,216 | $12,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 21,899 | $12,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L113 | UNIT 99/99/9999 | 1,122 | $12,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 1,179 | $12,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X204 | UNIT 09/18/2026 | 1,167 | $12,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 1,191 | $12,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 1,185 | $12,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q100 | CLASS A COM | 1,224 | $12,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 1,202 | $12,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 9,286 | $12,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 1,247 | $12,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 2,250 | $12,000 | thousands by filing date | |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 120 | $12,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 1,209 | $12,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 8,852 | $12,000 | thousands by filing date | |
| BON NATURAL LIFE LIMITED | G14492105 | COMMON | 2,774 | $12,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 12,000 | $12,000 | thousands by filing date | principal |
| BIO-PATH HLDGS INC | 09057N300 | COM | 3,248 | $12,000 | thousands by filing date | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 6,865 | $12,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 30,211 | $12,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 1,192 | $12,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 1,270 | $12,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462208 | CMN | 6,984 | $12,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 10,878 | $12,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 448 | $12,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 494 | $12,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 1,203 | $12,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 18,446 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 1,174 | $12,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 1,214 | $12,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,226 | $12,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 1,126 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 2,344 | $12,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 1,160 | $12,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 1,242 | $12,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 5,813 | $12,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 2,238 | $12,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P203 | UNIT 11/22/2026 | 1,186 | $12,000 | thousands by filing date | |
| GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10 | G4028H105 | ORDINARY SHARES | 1,190 | $12,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 8,045 | $12,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 1,223 | $12,000 | thousands by filing date | |
| TRADEUP GLOBAL CORPORATION | G89877123 | UNIT 99/99/9999 | 1,282 | $12,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 1,217 | $12,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 18,613 | $12,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 1,225 | $12,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 1,161 | $12,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 1,190 | $12,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 1,186 | $12,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,219 | $11,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,634 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 189 | $11,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 2,927 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 149 | $11,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 196 | $11,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 690 | $11,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,676 | $11,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 388 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F565 | INNOVATION LEAD | 500 | $11,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 244 | $11,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 3,748 | $11,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,481 | $11,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 364 | $11,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 1,233 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 441 | $11,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 10,000 | $11,000 | thousands by filing date | principal |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 2,673 | $11,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 4,298 | $11,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 3,990 | $11,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 4,725 | $11,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,000 | $11,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 420 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 804 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 200 | $11,000 | thousands by filing date | |
| FINGERMOTION INC | 31788K108 | COM | 1,521 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 449 | $11,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,253 | $11,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,036 | $11,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 653 | $11,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 19,160 | $11,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 198 | $11,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,531 | $11,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 14,347 | $11,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 18,400 | $11,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 18,798 | $11,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 7,301 | $11,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $11,000 | thousands by filing date | principal |
| FOCUS UNVL INC | 34417J104 | COM | 1,282 | $11,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 1,105 | $11,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 10,000 | $11,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,333 | $11,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 842 | $11,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 5,409 | $11,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 19,211 | $11,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 965 | $11,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 16,398 | $11,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 13,507 | $11,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 3,993 | $11,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 1,097 | $11,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 3,068 | $11,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 1,079 | $11,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 9,248 | $11,000 | thousands by filing date | |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 5,273 | $11,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K129 | UNIT 09/23/2026 | 1,070 | $11,000 | thousands by filing date | |
| ROTH CH ACQUISITION CO | G88935104 | UNIT 10/20/2026 | 1,139 | $11,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 1,060 | $11,000 | thousands by filing date | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J120 | UNIT 11/04/2026 | 1,035 | $11,000 | thousands by filing date | |
| AMERICAN ACQUISITION OPPT IN | 02369M201 | UNIT 05/28/2026 | 1,107 | $11,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 1,120 | $11,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 1,089 | $11,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 1,146 | $11,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 12,700 | $11,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 1,113 | $11,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D112 | UNIT 03/02/2026 | 1,112 | $11,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 1,023 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 441 | $11,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 3,099 | $11,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 1,776 | $11,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 5,813 | $11,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 13,000 | $11,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,168 | $11,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 4,502 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 365 | $11,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 2,172 | $11,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 2,751 | $11,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 6,860 | $11,000 | thousands by filing date | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 7,474 | $11,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 1,124 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 592 | $11,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 1,130 | $11,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 1,062 | $11,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 1,119 | $11,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 1,088 | $11,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 4,932 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U877 | TCW ESG PREMIER | 501 | $11,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 1,097 | $11,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 208 | $11,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 1,072 | $11,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 1,047 | $11,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 34,642 | $11,000 | thousands by filing date | |
| SENTAGE HOLDINGS INC | G8062B106 | ORD SHS | 8,835 | $11,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 10,000 | $11,000 | thousands by filing date | principal |
| NAVITAS SEMICONDUCTOR CORP | 63942X114 | *W EXP 10/19/202 | 1,692 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B881 | DEFIANCE NEXT | 487 | $11,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 18,825 | $11,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 1,077 | $11,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 1,091 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347G853 | ULSHRT TECH NEW | 1,703 | $11,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 130 | $10,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 300 | $10,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 3,979 | $10,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ELUTIA INC | 05479K106 | CL A COM | 1,571 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 482 | $10,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 1,888 | $10,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,500 | $10,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,554 | $10,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 790 | $10,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,656 | $10,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,817 | $10,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 5,367 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 379 | $10,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 399 | $10,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 687 | $10,000 | thousands by filing date | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 717 | $10,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 2,216 | $10,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 1,566 | $10,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,262 | $10,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L888 | CMN | 500 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 239 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 364 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 287 | $10,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 3,819 | $10,000 | thousands by filing date | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 432 | $10,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,244 | $10,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 3,360 | $10,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 1,290 | $10,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 1,728 | $10,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 1,749 | $10,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D118 | *W EXP 10/27/202 | 2,750 | $10,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,048 | $10,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,204 | $10,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 355 | $10,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 1,488 | $10,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 18,232 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 399 | $10,000 | thousands by filing date | |
| PB BANKSHARES INC | 69318V103 | COM | 703 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G532 | ESG NASDAQ NEXT | 410 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 8,000 | $10,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 8,367 | $10,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 2,121 | $10,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K101 | COM | 1,075 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 209 | $10,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 4,017 | $10,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 7,830 | $10,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 1,635 | $10,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 1,010 | $10,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 1,048 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 133 | $10,000 | thousands by filing date | |
| BITVENTURES LTD | 44951X104 | SPON ADS | 1,806 | $10,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 2,601 | $10,000 | thousands by filing date | |
| AMAZE HOLDINGS INC | 35804X101 | COM | 1,981 | $10,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 3,040 | $10,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 9,000 | $10,000 | thousands by filing date | principal |
| NULL | 301505749 | NULL | 312 | $10,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109100 | SHS CL A | 1,043 | $10,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 3,624 | $10,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 1,021 | $10,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 305 | $10,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 12,788 | $10,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 1,038 | $10,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U206 | UNIT 99/99/9999 | 1,037 | $10,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 4,485 | $10,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 1,000 | $10,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 16,666 | $10,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,750 | $10,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L115 | UNIT 11/30/2028 | 948 | $10,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 13,599 | $10,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 10,000 | $10,000 | thousands by filing date | principal |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 12,353 | $10,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 970 | $10,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 952 | $10,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K108 | COM | 998 | $10,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 987 | $10,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 1,019 | $10,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 1,012 | $10,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 1,015 | $10,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 1,050 | $10,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 1,000 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 312 | $10,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 3,442 | $10,000 | thousands by filing date | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 3,453 | $10,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 3,067 | $10,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 21,900 | $10,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 3,282 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 481 | $10,000 | thousands by filing date | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 6,158 | $10,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 1,050 | $10,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 6,974 | $10,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 532 | $10,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 398 | $10,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 17,765 | $10,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 1,042 | $10,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 1,003 | $10,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 999 | $10,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,004 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 375 | $10,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 14,473 | $10,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 945 | $10,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 17,617 | $10,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 979 | $10,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 7,390 | $10,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V207 | UNIT 11/30/2028 | 1,003 | $10,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 1,017 | $10,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 1,029 | $10,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 965 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 97 | $10,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 967 | $10,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC UNIT EX 051926 | 37518W205 | Stock | 977 | $10,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 1,015 | $10,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028103 | COM CL A | 991 | $10,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 965 | $10,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561208 | UNIT 07/29/2026 | 1,000 | $10,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 8,927 | $10,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 899 | $10,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 1,015 | $10,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 777 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G664 | ETFMG RE ETF | 470 | $10,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 891 | $10,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 7,935 | $10,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46141T125 | CANNABIS GWT ETF | 719 | $10,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 1,562 | $10,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T206 | UNIT 08/03/2025 | 939 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 427 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 408 | $9,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,519 | $9,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 2,878 | $9,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 196 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 230 | $9,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 484 | $9,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,861 | $9,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,125 | $9,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 425 | $9,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 700 | $9,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 3,752 | $9,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 718 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 106 | $9,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 4,745 | $9,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 635 | $9,000 | thousands by filing date | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 296 | $9,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 2,845 | $9,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 227 | $9,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,500 | $9,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 390 | $9,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 3,661 | $9,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,176 | $9,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 982 | $9,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1,844 | $9,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 4,266 | $9,000 | thousands by filing date | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 577 | $9,000 | thousands by filing date | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 22,511 | $9,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 295 | $9,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 2,688 | $9,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 5,431 | $9,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 2,212 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P470 | EXPON DATA ETF | 327 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 362 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 300 | $9,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 17,332 | $9,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 841 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 230 | $9,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N306 | FORMIDABLE ETF | 350 | $9,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,632 | $9,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 3,242 | $9,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 623 | $9,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 2,931 | $9,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 4,680 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 256 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 348 | $9,000 | thousands by filing date | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 1,572 | $9,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 20,167 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 405 | $9,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 892 | $9,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 13,892 | $9,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 9,905 | $9,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 4,601 | $9,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 855 | $9,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 971 | $9,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 429 | $9,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 554 | $9,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 921 | $9,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 954 | $9,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 963 | $9,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,034 | $9,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 6,429 | $9,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,144 | $9,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 7,663 | $9,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 14,700 | $9,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 18,104 | $9,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 9,371 | $9,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 4,677 | $9,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 4,889 | $9,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 6,341 | $9,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 928 | $9,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 1,961 | $9,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 868 | $9,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 926 | $9,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 952 | $9,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 16,808 | $9,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A796 | FOCUSED DISCOVRY | 649 | $9,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F203 | UNIT 10/31/2028 | 899 | $9,000 | thousands by filing date | |
| CANNA GLOBAL ACQUISITION COR | 13767K200 | UNIT 11/30/2026 | 868 | $9,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 950 | $9,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867206 | UNIT 07/21/2026 | 906 | $9,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X200 | UNIT 09/30/2026 | 939 | $9,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E128 | UNIT 03/26/2026 | 867 | $9,000 | thousands by filing date | |
| INTEGRATED RAIL AND RES ACQ | 45827R205 | UNIT 99/99/9999 | 894 | $9,000 | thousands by filing date | |
| PHOENIX BIOTECH ACQUISITION | 71902K204 | UNIT 99/99/9999 | 937 | $9,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J207 | UNIT 09/01/2027 | 889 | $9,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C111 | UNIT 10/20/2026 | 847 | $9,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 926 | $9,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 896 | $9,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 902 | $9,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 868 | $9,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 851 | $9,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 898 | $9,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 933 | $9,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 826 | $9,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,655 | $9,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 9,000 | $9,000 | thousands by filing date | principal |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 5,994 | $9,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 243 | $9,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 16,580 | $9,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 11,152 | $9,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 163 | $9,000 | thousands by filing date | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 9,587 | $9,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A101 | CMN | 900 | $9,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 884 | $9,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 879 | $9,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 951 | $9,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 278 | $9,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506203 | UNIT 99/99/9999 | 883 | $9,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 786 | $9,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 16,622 | $9,000 | thousands by filing date | |
| LISTED FD TR | 53656F243 | GRIZZLE GROWTH E | 348 | $9,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 7,507 | $9,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 1,412 | $9,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 899 | $9,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 857 | $9,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 908 | $9,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 5,359 | $9,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 5,830 | $9,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 841 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |