13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 664 | $18,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 788 | $18,000 | thousands by filing date | |
| INKT | 603693102 | Stock | 3,934 | $18,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 610 | $18,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 1,869 | $18,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 1,840 | $18,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 1,802 | $18,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 20,467 | $18,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 4,629 | $18,000 | thousands by filing date | |
| GESHER I ACQUISITION CORP | G38537117 | UNIT 04/16/2028 | 1,845 | $18,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y203 | UNIT 09/01/2026 | 1,790 | $18,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 1,891 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 660 | $18,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 1,843 | $18,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 6,833 | $18,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 1,773 | $18,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J202 | UNIT 10/21/2026 | 1,774 | $18,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 1,832 | $18,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556122 | UNIT 10/28/2026 | 1,676 | $18,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 1,774 | $18,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J115 | UNIT 10/07/2026 | 1,773 | $18,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 1,863 | $18,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,816 | $18,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 1,193 | $18,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 7,704 | $18,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 1,802 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 195 | $18,000 | thousands by filing date | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 5,810 | $18,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 1,298 | $18,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 539 | $18,000 | thousands by filing date | |
| TIVIC HEALTH SYSTEMS INC | 888705100 | CMN | 4,515 | $18,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 3,805 | $18,000 | thousands by filing date | |
| INNOVATOR DOUBLE STACKER ETF - OCTOBER | 45782C185 | ETF | 553 | $18,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 3,959 | $18,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 12,393 | $18,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 1,798 | $18,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 4,358 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 466 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 183 | $18,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 1,818 | $18,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 1,812 | $18,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 9,091 | $18,000 | thousands by filing date | |
| GOBI ACQUISITION CORP | G4022Y104 | CLASS A ORD SHS | 1,889 | $18,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 1,778 | $18,000 | thousands by filing date | |
| FINANCIAL STRATEGIES ACQUISI | 31772T206 | UNIT 03/31/2028 | 1,699 | $18,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,898 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 309 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 573 | $17,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 2,425 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 563 | $17,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 2,136 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 248 | $17,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 3,000 | $17,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 931 | $17,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 4,079 | $17,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 8,113 | $17,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,970 | $17,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 4,618 | $17,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 458 | $17,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,507 | $17,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L527 | ONEASCENT LARGE | 677 | $17,000 | thousands by filing date | |
| NIXXY INC COM NEW | 75630B303 | Stock | 6,592 | $17,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 3,248 | $17,000 | thousands by filing date | |
| PACER FDS TR | 69374H576 | SWAN SOS FLX JAN | 700 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 659 | $17,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,286 | $17,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 4,134 | $17,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,769 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 664 | $17,000 | thousands by filing date | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 659 | $17,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 3,987 | $17,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 1,168 | $17,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,109 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 753 | $17,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 11,033 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 737 | $17,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 212 | $17,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 4,099 | $17,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 1,644 | $17,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 5,000 | $17,000 | thousands by filing date | put |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 14,379 | $17,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 18,000 | $17,000 | thousands by filing date | principal |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 2,583 | $17,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 424 | $17,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 2,822 | $17,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 312 | $17,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 791 | $17,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D100 | COM | 1,794 | $17,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 3,142 | $17,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,758 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 356 | $17,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,122 | $17,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 1,639 | $17,000 | thousands by filing date | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 9,457 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1,713 | $17,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 1,732 | $17,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 4,166 | $17,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 1,688 | $17,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 29,469 | $17,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 1,749 | $17,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 1,703 | $17,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 1,743 | $17,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 297 | $17,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M113 | UNIT 04/29/2026 | 1,781 | $17,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 15,734 | $17,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H206 | UNIT 03/16/2028 | 1,700 | $17,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQST | G1889L118 | UNIT 01/01/2026 | 1,658 | $17,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 1,719 | $17,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 1,631 | $17,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y206 | UNIT 03/01/2028 | 1,668 | $17,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 1,733 | $17,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,728 | $17,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 489 | $17,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,000 | $17,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 1,852 | $17,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 463 | $17,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 7,561 | $17,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 22,061 | $17,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 16,892 | $17,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 1,710 | $17,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 1,741 | $17,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 15,000 | $17,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 16,466 | $17,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 1,655 | $17,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 6,316 | $17,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 1,747 | $17,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 2,761 | $17,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 1,684 | $17,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R122 | UNIT 06/10/2026 | 1,659 | $17,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613109 | SHS CL A | 1,696 | $17,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 1,694 | $17,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 1,635 | $17,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H351 | INSPIRE FAITH LR | 580 | $17,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 651 | $17,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 1,606 | $17,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 77,317 | $17,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 1,677 | $17,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 1,634 | $17,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 309 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 300 | $16,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 455 | $16,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 3,638 | $16,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,611 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 902 | $16,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,431 | $16,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 755 | $16,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,212 | $16,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 1,215 | $16,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,000 | $16,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,428 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $16,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,547 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 315 | $16,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 4,204 | $16,000 | thousands by filing date | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 5,606 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 500 | $16,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 455 | $16,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 162 | $16,000 | thousands by filing date | |
| NORTHERN LTS FD TR II | 66538F231 | ONE GLOBAL ETF | 646 | $16,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 927 | $16,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 4,264 | $16,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 472 | $16,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 447 | $16,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 263 | $16,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 393 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 1,910 | $16,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 1,026 | $16,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 483 | $16,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,007 | $16,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 7,584 | $16,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 1,632 | $16,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 1,612 | $16,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 2,204 | $16,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $16,000 | thousands by filing date | principal |
| POTBELLY CORP | 73754Y100 | COM | 2,867 | $16,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 19,000 | $16,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 16,000 | $16,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,643 | $16,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 5,623 | $16,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 3,019 | $16,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 1,594 | $16,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 39,657 | $16,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 5,213 | $16,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 2,895 | $16,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,456 | $16,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 1,603 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 4,290 | $16,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 4,502 | $16,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 1,644 | $16,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 7,881 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 634 | $16,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 5,366 | $16,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 1,573 | $16,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 1,615 | $16,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 1,564 | $16,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 1,608 | $16,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 1,644 | $16,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 1,627 | $16,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 7,434 | $16,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041114 | UNIT 99/99/9999 | 1,628 | $16,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A124 | UNIT 99/99/9999 | 1,633 | $16,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 1,662 | $16,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 6,450 | $16,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 3,522 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 698 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 492 | $16,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 2,820 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 1,426 | $16,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G698 | 2X DAILY ALTERN | 5,321 | $16,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 1,600 | $16,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 8,654 | $16,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 2,009 | $16,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 13,680 | $16,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 52,652 | $16,000 | thousands by filing date | |
| FOUNDER SPAC | G3661E114 | *W EXP 04/19/202 | 20,278 | $16,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 15,000 | $16,000 | thousands by filing date | principal |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 20,104 | $16,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 1,632 | $16,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 1,617 | $16,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 511 | $16,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION CORP UNIT | 254028202 | Stock | 1,616 | $16,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 1,536 | $16,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 7,161 | $16,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 1,497 | $16,000 | thousands by filing date | |
| II-VI INC | 902104306 | 6% CONV PFD A | 56 | $16,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 1,378 | $16,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L649 | DE SPAC ETF | 820 | $16,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 1,656 | $16,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 100 | $15,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 200 | $15,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 610 | $15,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 307 | $15,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,400 | $15,000 | thousands by filing date | put |
| GOLDMINING INC | 38149E101 | COM | 12,129 | $15,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 713 | $15,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 994 | $15,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 825 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 434 | $15,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 14,000 | $15,000 | thousands by filing date | principal |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 1,001 | $15,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H108 | COM | 4,741 | $15,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,929 | $15,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 15,447 | $15,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 998 | $15,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 5,311 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 332 | $15,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 859 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 944 | $15,000 | thousands by filing date | |
| TROOPS INC | G9094C104 | SHS | 2,954 | $15,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 3,730 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 287 | $15,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 600 | $15,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 3,820 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 400 | $15,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E798 | QRAFT AI ENHCD | 317 | $15,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 1,263 | $15,000 | thousands by filing date | |
| ISHARES TR | 46436E692 | ESG AWARE 30/70 | 530 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A305 | S&P 500 COLLAR | 557 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 706 | $15,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,321 | $15,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,041 | $15,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 7,276 | $15,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 7,878 | $15,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072331 | SELE HIGH YI ETF | 299 | $15,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 2,476 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 659 | $15,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 2,420 | $15,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 14,000 | $15,000 | thousands by filing date | principal |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 1,589 | $15,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,046 | $15,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 12,132 | $15,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 1,539 | $15,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,788 | $15,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 14,000 | $15,000 | thousands by filing date | principal |
| LIVEVOX HOLDING INC | 53838L100 | COM | 2,855 | $15,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 6,322 | $15,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 1,772 | $15,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 61 | $15,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 5,996 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 650 | $15,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 35,181 | $15,000 | thousands by filing date | |
| NULL | 25381D206 | NULL | 3,287 | $15,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 1,475 | $15,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 1,466 | $15,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 1,391 | $15,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 22,246 | $15,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C127 | UNIT 10/31/2028 | 1,508 | $15,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 50,923 | $15,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M207 | UNIT 10/29/2026 | 1,535 | $15,000 | thousands by filing date | |
| APX ACQUISITION CORP I | G0440J117 | UNIT 12/07/2026 | 1,500 | $15,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 1,515 | $15,000 | thousands by filing date | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 1,545 | $15,000 | thousands by filing date | |
| ENERGEM CORP | G30449113 | UNIT 11/15/2026 | 1,437 | $15,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L104 | SHS CL A | 1,569 | $15,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 1,473 | $15,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H204 | UNIT 11/17/2026 | 1,508 | $15,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 1,513 | $15,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 1,452 | $15,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L109 | COM | 1,500 | $15,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L208 | UNIT 05/01/2026 | 1,521 | $15,000 | thousands by filing date | |
| JETAI INC COM | G6855L109 | Stock | 1,569 | $15,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 6,706 | $15,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 633 | $15,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 1,542 | $15,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 1,569 | $15,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 31,327 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 723 | $15,000 | thousands by filing date | |
| LIXIANG ED HLDG CO LTD | 53934A115 | SPON ADS | 1,512 | $15,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 8,355 | $15,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 7,838 | $15,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 1,406 | $15,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 1,537 | $15,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 1,481 | $15,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 1,520 | $15,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 1,484 | $15,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425209 | UNIT 06/29/2026 | 1,483 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G559 | DAILY 5G COMMUNI | 479 | $15,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 1,370 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 400 | $15,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 1,500 | $15,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 200 | $14,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,789 | $14,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 542 | $14,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 1,618 | $14,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 413 | $14,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,092 | $14,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 520 | $14,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 2,853 | $14,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,475 | $14,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,769 | $14,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,413 | $14,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,113 | $14,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 3,495 | $14,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 3,230 | $14,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 3,573 | $14,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,733 | $14,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P813 | CMN | 520 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 578 | $14,000 | thousands by filing date | |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 2,969 | $14,000 | thousands by filing date | |
| BT BRANDS INC | 0557MQ206 | COM NEW | 4,595 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 411 | $14,000 | thousands by filing date | |
| INTELLIGENT PROTECTION MANAG | 69764K106 | COM | 4,936 | $14,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 2,976 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 433 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G573 | S&P MIDCAP 400 | 542 | $14,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 1,305 | $14,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 3,672 | $14,000 | thousands by filing date | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 2,566 | $14,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,752 | $14,000 | thousands by filing date | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 1,915 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 863 | $14,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 6,069 | $14,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 5,761 | $14,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 15,000 | $14,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 15,000 | $14,000 | thousands by filing date | principal |
| MOUNTAIN CREST ACQSITN CORP | 62404B206 | TRUS | 1,366 | $14,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 1,785 | $14,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 2,455 | $14,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 6,972 | $14,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 2,589 | $14,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 12,299 | $14,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 6,312 | $14,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 21,291 | $14,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 757 | $14,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 917 | $14,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 2,240 | $14,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 7,944 | $14,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP SER A PFD | 09625U208 | PREFERRED | 1,747 | $14,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 3,345 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 279 | $14,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 903 | $14,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 4,157 | $14,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 1,452 | $14,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 12,772 | $14,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 13,000 | $14,000 | thousands by filing date | principal |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 14,400 | $14,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 8,059 | $14,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F102 | SHS CL A | 1,479 | $14,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 1,357 | $14,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 1,385 | $14,000 | thousands by filing date | |
| ASSURE HLDGS CORP | 04625J204 | COM | 2,520 | $14,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 1,350 | $14,000 | thousands by filing date | |
| SWIFTMERGE ACQUISITION CORP | G63836129 | UNIT 12/13/2026 | 1,400 | $14,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q125 | UNIT 11/30/2028 | 1,339 | $14,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E204 | UNIT 99/99/9999 | 1,297 | $14,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V103 | COM | 1,468 | $14,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 1,337 | $14,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 1,452 | $14,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E208 | UNIT 11/02/2026 | 1,333 | $14,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 1,458 | $14,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 1,433 | $14,000 | thousands by filing date | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R205 | UNIT 12/17/2026 | 1,384 | $14,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 1,372 | $14,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C122 | UNIT 10/14/2026 | 1,374 | $14,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 12,863 | $14,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 1,400 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 499 | $14,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 19,170 | $14,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 1,189 | $14,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 13,215 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 469 | $14,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 13,394 | $14,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 1,424 | $14,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681106 | CMN | 1,415 | $14,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 1,406 | $14,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 9,942 | $14,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 1,413 | $14,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 16,983 | $14,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 12,205 | $14,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 1,458 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 8,024 | $14,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 1,313 | $14,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 29,355 | $14,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 1,401 | $14,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 10,041 | $14,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR CO SUB UNIT | 039562301 | Stock | 1,403 | $14,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 1,335 | $14,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 1,416 | $14,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651204 | UNIT 05/13/2026 | 1,411 | $14,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 1,394 | $14,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 1,424 | $14,000 | thousands by filing date | |
| AGRICO ACQUISITION CORP | G41089122 | UNIT 99/99/9999 | 1,431 | $14,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 33,501 | $14,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 1,226 | $14,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 662 | $13,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,598 | $13,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 253 | $13,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,001 | $13,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 389 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 298 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 409 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 316 | $13,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 484 | $13,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 776 | $13,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 1,477 | $13,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 120 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 346 | $13,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 12,708 | $13,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,634 | $13,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 1,214 | $13,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 562 | $13,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 15,000 | $13,000 | thousands by filing date | principal |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5,584 | $13,000 | thousands by filing date | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 5,694 | $13,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 4,000 | $13,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 9,642 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 417 | $13,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 440 | $13,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,388 | $13,000 | thousands by filing date | |
| NEXGEL INC | 65344E107 | COM | 5,034 | $13,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,439 | $13,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 5,452 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 450 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 347 | $13,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 2,863 | $13,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 3,058 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 252 | $13,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 1,851 | $13,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 3,994 | $13,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,195 | $13,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 1,363 | $13,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 1,868 | $13,000 | thousands by filing date | |
| HUMANKIND BENEFIT CORPORATIO | 444869101 | HUMANKIND US STK | 445 | $13,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 5,895 | $13,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 12,000 | $13,000 | thousands by filing date | principal |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 1,336 | $13,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 5,601 | $13,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 1,646 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P472 | FUND | 277 | $13,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 2,667 | $13,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T102 | COM | 1,300 | $13,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 5,723 | $13,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 36,775 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 457 | $13,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 1,845 | $13,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 11,236 | $13,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 1,338 | $13,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 9,115 | $13,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 5,657 | $13,000 | thousands by filing date | |
| BLUEJAY DIAGNOSTICS INC | 095633103 | COM | 5,014 | $13,000 | thousands by filing date | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 4,716 | $13,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 1,301 | $13,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 1,304 | $13,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 5,695 | $13,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L208 | UNIT 01/12/2026 | 1,314 | $13,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 1,305 | $13,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 8,084 | $13,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 6,945 | $13,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP II | 20607U207 | UNIT 99/99/9999 | 1,256 | $13,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B126 | UNIT 99/99/9999 | 1,324 | $13,000 | thousands by filing date | |
| INVESTCORP EUROPE ACQUISITIO | G4923T121 | UNIT 12/15/2026 | 1,253 | $13,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 1,299 | $13,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 1,310 | $13,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP III | 20607V205 | UNIT 99/99/9999 | 1,290 | $13,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A204 | UNIT 10/31/2028 | 1,300 | $13,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 1,330 | $13,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 1,247 | $13,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 1,272 | $13,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 1,292 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |