13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 40 | $1,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 1,000 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 52 | $1,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 389 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 43 | $1,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 313 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 15 | $1,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 176 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A404 | NASDAQ 100 TAI | 34 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 204 | $1,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 169 | $1,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 725 | $1,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V202 | UNIT 06/17/2026 | 72 | $1,000 | thousands by filing date | |
| TRUESHARES STRUCTURED OUTCOME (JUNE) ETF | 53656F771 | ETF | 25 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 30 | $1,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 627 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 2,057 | $1,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 5,577 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 550 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 197 | $1,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,165 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 300 | $1,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 46 | $1,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q197 | RAYLIANT QUANTAM | 24 | $1,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 260 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 68 | $1,000 | thousands by filing date | |
| PURETECH HEALTH PLC | 746237106 | ADS | 20 | $1,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF | 46435U127 | ETF | 22 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1,129 | $1,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 592 | $1,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644121 | RIGHT 07/31/2026 | 1,702 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y707 | FUND | 23 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 100 | $1,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 100 | $1,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 100 | $1,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 1,801 | $1,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 29 | $1,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 79 | $1,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST HIGH SCH ED GROUP CO L | 320505100 | ADR | 647 | $1,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 2,274 | $1,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 1,816 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P530 | FUND | 30 | $1,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 2,447 | $1,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 239 | $1,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874113 | WARR | 1,100 | $1,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 1,256 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 107 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 130 | $1,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 122 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 221 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 158 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 1,065 | $1,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 418 | $1,000 | thousands by filing date | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 784 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189Y105 | MORNINGSTAR ESG | 33 | $1,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 2,635 | $1,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 1,265 | $1,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 39 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 16,909 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656F755 | TRUESHARES STRUC | 44 | $1,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 1,000 | $1,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 1,100 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 94 | $1,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 1,707 | $1,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 1,694 | $1,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537118 | *W EXP 07/16/202 | 700 | $1,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 1,136 | $1,000 | thousands by filing date | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536109 | SHS CL A | 99 | $1,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 2,890 | $1,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 1,648 | $1,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 2,010 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,232 | $1,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 2,396 | $1,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 868 | $1,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 1,750 | $1,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 997 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 25 | $1,000 | thousands by filing date | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K111 | *W EXP 10/08/202 | 1,425 | $1,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 109 | $1,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 1,960 | $1,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 1,502 | $1,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 1,316 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 35 | $1,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 1,300 | $1,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 140 | $1,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA N V | N30577113 | *W EXP 12/17/202 | 485 | $1,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 1,669 | $1,000 | thousands by filing date | |
| VOLT ETF TRUST | 92873G105 | CRYPTO INDY REVO | 42 | $1,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 100 | $1,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 60 | $1,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 750 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A812 | US LARGE CAP CRE | 34 | $1,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 103 | $1,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 1,594 | $1,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L114 | *W EXP 09/14/202 | 1,599 | $1,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K146 | *W EXP 11/01/202 | 93 | $1,000 | thousands by filing date | |
| ALLARITY THERAPEUTICS INC | 016744104 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M110 | *W EXP 02/04/2022 | 1,332 | $1,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQ CORP I | G05157105 | CL A COM | 100 | $1,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 1,075 | $1,000 | thousands by filing date | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 1,593 | $1,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 795 | $1,000 | thousands by filing date | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 1,175 | $1,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 1,067 | $1,000 | thousands by filing date | |
| BIOMX INC | 09090D202 | UNIT 10/16/2024 | 245 | $1,000 | thousands by filing date | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 774 | $1,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948114 | *W EXP 07/12/202 | 1,483 | $1,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 96 | $1,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 1,500 | $1,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 92 | $1,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 2,465 | $1,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 80 | $1,000 | thousands by filing date | |
| CUENTAS INC | 229794110 | *W EXP 02/04/202 | 3,355 | $1,000 | thousands by filing date | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 2,298 | $1,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 879 | $1,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 1,374 | $1,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q200 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 6,976 | $1,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 1,303 | $1,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 1,356 | $1,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 1,000 | $1,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 81 | $1,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 1,893 | $1,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L209 | UNIT 03/08/2024 | 260 | $1,000 | thousands by filing date | |
| ORION BIOTECH OPPORTUNTES CO | G6780C125 | UNIT 04/15/2025 | 127 | $1,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K207 | UNIT 06/29/2026 | 74 | $1,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465112 | *W EXP 04/12/202 | 700 | $1,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529118 | UNIT 99/99/9999 | 117 | $1,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 96 | $1,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 709 | $1,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 3,155 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 37 | $1,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 658 | $1,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 282 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 193 | $1,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 37 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| TIDAL ETF TR | 886364736 | SOFI WEEKLY DIVI | 26 | $1,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 1,159 | $1,000 | thousands by filing date | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 53 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q175 | ACTIVEBUILDE INT | 14 | $1,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 1,314 | $1,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 3,000 | $1,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 1,904 | $1,000 | thousands by filing date | |
| EMLES TR | 291361608 | CMN | 51 | $1,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 83 | $1,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 1,425 | $1,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 2,303 | $1,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 113 | $1,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 940 | $1,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 2,845 | $1,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 2,080 | $1,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 322 | $1,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 831 | $1,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 1,857 | $1,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 100 | $1,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 2,397 | $1,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 218 | $1,000 | thousands by filing date | |
| ZHANGMEN EDUCATION INC. | 98955H200 | SPONSORED ADS | 144 | $1,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 3,182 | $1,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 159 | $1,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 281 | $1,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 1,427 | $1,000 | thousands by filing date | |
| Kubient Inc | 50116V115 | KUBIENT INC-CW25 | 1,260 | $1,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 363 | $1,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 365 | $1,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 3,739 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 75 | $1,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K120 | *W EXP 08/13/202 | 25 | $1,000 | thousands by filing date | |
| DIREXION DAILY MM BULL 2X | 25460G468 | FUND | 43 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 8,000 | $1,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J114 | *W EXP 05/30/202 | 3,408 | $1,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 1,595 | $1,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 902 | $1,000 | thousands by filing date | |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 1,133 | $1,000 | thousands by filing date | |
| ARGUS CAPITAL CORP | 04026L204 | UNIT 08/31/2028 | 66 | $1,000 | thousands by filing date | |
| AVISTA PUBLIC ACQUIS-CLASS A | G07247102 | CLASS A ORD SHS | 131 | $1,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 1,101 | $1,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 100 | $1,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 100 | $1,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 1,220 | $1,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521103 | ORDINARY SHARES | 137 | $1,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 2,500 | $1,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 1,348 | $1,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 1,021 | $1,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651113 | RIGHT 05/13/2026 | 2,990 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G680 | 2X DAILY INVERSE | 80 | $1,000 | thousands by filing date | |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 3,675 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108813 | CLEANER LIVING | 47 | $1,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D109 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521129 | UNIT 06/04/2026 | 90 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G722 | PRIME 2X DLY INV | 100 | $1,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 2,567 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 48 | $1,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425126 | RIGHT 06/29/2026 | 3,300 | $1,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K117 | *W EXP 03/22/202 | 1,320 | $1,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J202 | UNIT 03/01/2028 | 90 | $1,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 2,609 | $1,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 1,042 | $1,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 1,059 | $1,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 807 | $1,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 6,601 | $1,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 31,294 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRENLTDF | Q4982L109 | STOK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAHL & GAYNOR SMALL/MID CAP INCOME GROWTH ETF | 26922B832 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP | 35137L204 | CL B COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEXTDECADE CORP | 65342K105 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEMD INC | 53216B104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q701 | ULTRA SHRT TRM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLITECH GROUP INC | 03211Q200 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F813 | ACTV FCTR MDCP | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMOTHY PLAN | 887432334 | INTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUBURN NATL BANCORP | 050473107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y616 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y368 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM ETF TR | 69344A701 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USIO INC | 917313108 | CMN | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADS TEC ENERGY PLC | G0085J109 | *W EXP 99/99/999 | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 1,304 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IX ACQUISITION CORP | g5000d111 | WT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767843 | INDX FD | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST MOODYS ANLTCS | 92189h862 | INDX FD | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H854 | MOODYS ANLYT BBB | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A853 | HIGH YIELD SYSTE | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R639 | INDXX GBL MED | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WinVest Acquisition Corp | 97655B117 | Warrant | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYO-CELL INTL INC | 228895108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF OPPORTUNITIES TRUST | 26923N504 | FORMI FORTR ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45783Y871 | GRWT ACLRTD PLUS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y487 | DORSY FSM US | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BT BRANDS INC | 0557MQ115 | *W EXP 11/12/202 | 328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VYNE THERAP. | 92941V209 | COM | 243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL TRUST I | 886364744 | mc | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 293 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 634 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IF BANCORP INC | 44951J105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSPAC INC | G8136V112 | WARR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 111 INC | 68247Q102 | ADR | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P480 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVO ACQUISITION CORP | 30052G116 | WARR | 518 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 721 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37960A701 | SOLAR ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDJM LTD | G59290109 | SHS | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 2,181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 601 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMIRADX LTD | G5709L109 | SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUNIPER II CORP | 48203N111 | *W EXP 99/99/999 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRIVE ACQUISITION CORPORATI | G7158C119 | *W EXP 10/31/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GESHER I ACQUISITION CORP | G38537109 | CLASS A ORD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APREA THERAPEUTICS INC | 03836J102 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSD ACQUISITION CORP | G5709C109 | CLASS A ORD SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISRUPTIVE ACQUISITION CORP | G2770Y102 | CLASS A ORD SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 287 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN GENESIS ACQU CORP I | 66516W115 | *W EXP 12/31/202 | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L307 | COM | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPRO CAPITAL ACQUISITN COR | 57778T106 | CLASS A COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOUNTAIN CREST ACQSTN CORP I | 62402U115 | RIGHT 05/14/2026 | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R110 | *W EXP 06/03/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326300 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORAZON CAPITAL V838 MONOCER | G24237128 | *W EXP 03/24/202 | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 612 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBLONG INC | 674434105 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F128 | *W EXP 03/06/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCI ACQUISITION CORP II | 00166R118 | *W EXP 08/06/202 | 318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA ARCHITECT ETF TR | 02072L763 | GENERATION Z ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 767 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 530 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDAGH GROUP S A | L0223L101 | COM | 11,663 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B297 | NYLI CLEANER TRA | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 1,111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEARN CW INVESTMENT COR | G54157121 | UNIT 99/99/9999 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 521 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G203 | UNIT 99/99/9999 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029202 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTEMIS STRATEGIC INVT CORP | 04303A111 | *W EXP 09/30/202 | 999 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 2,035 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE INTL ACQUSITIN CO | G4809M117 | UNIT 10/26/2026 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C116 | *W EXP 05/31/202 | 415 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVERLEY CAPITAL ACQUIS CORP | G06536117 | *W EXP 07/15/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALOR LATITUDE ACQUISITN COR | G9460N122 | *W EXP 04/02/202 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 717 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION BIOTECH OPPORTUNTES CO | G6780C109 | CLASS A ORD SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 1,503 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIMMER ENERGY TRANSITION ACQ | 989570114 | *W EXP 06/16/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LITMAN GREGORY FDS TR | 53700T835 | IMGP DBI HEDGE S | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS HENDERSON SUST IMP C/B | 47103U761 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B758 | NATIONWIDE DOW J | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETRON HLDGS LTD | 37186H100 | ADS | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 299 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATIM CLOUD ACQUISITION CO | 86309R107 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLENFARNE MERGER CORP | 378579114 | WTS | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDH ACQUISITION CORP | 55283P106 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAZIER LIFESCIENCES ACQU CO | G3710A113 | WTS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L589 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 1,286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM | 063679591 | NT LKD 41 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 338 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW ACQUISITION CORP | 769395104 | CLASS A COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRECORA RES | 894648104 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUOIN PHARMACEUTICALS LTD SPONSORED ADS | 74907L102 | ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FD TR | 53656F342 | ROUNDHILL MEME | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 1,413 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FD TR | 53656F326 | ALPHA LARGE CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 1,033 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q880 | TRANSPARENCY ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Figure Acquisition Corp I | 302438114 | Warrant | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AHPAW US 06 Apr 26 C11.5 | G07247128 | *W EXP 04/06/202 | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINTECH ACQUISITION CORP VI | 31811H114 | *W EXP 03/31/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINTECH ACQUISITION CORP VI CLASS A | 31811H106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 582 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRENETICS GLOBAL LTD WT EXP 051827 | G0509L128 | Stock | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGINTERNATIONAL1 INC | 37518W114 | *W EXP 04/19/202 | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 329 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 487 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 8I ACQUISITION 2 CORP | G2956R129 | RIGHT 09/24/2026 | 1,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALFI INC | 00161P117 | *W EXP 04/29/202 | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PATH ACQUISITION CORP | G4028H113 | RIGHT 01/31/2028 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RBB FD INC | 74933W734 | DRIVEWEALTH STE | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 7,227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTS/SPECIAL OPPORTUNITIES FUND, INC. EXP12/31/2099 | 84741T138 | COM | 3,458 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,099 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 2,198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |