13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 78 | $4,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 300 | $4,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 149 | $4,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 187 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 60 | $4,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 296 | $4,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 455 | $4,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 58 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 206 | $4,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 811 | $4,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 128 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G581 | 500 QVM MULTI | 132 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 188 | $4,000 | thousands by filing date | |
| MCELHENNY SHEFFIELD MANAGED RISK ETF | 26922B774 | ETF | 168 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 64 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $4,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 155 | $4,000 | thousands by filing date | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 1,143 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 39 | $4,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 111 | $4,000 | thousands by filing date | |
| NYXOAH S A | B6S7WD106 | SHS | 161 | $4,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 1,988 | $4,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 1,712 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 269 | $4,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 181 | $4,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 374 | $4,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 1,921 | $4,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 7,900 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B840 | HOYA CAPT HI DIV | 276 | $4,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637118 | *W EXP 07/16/202 | 4,505 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 138 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 229 | $4,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 1,498 | $4,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240116 | *W EXP 11/10/202 | 4,491 | $4,000 | thousands by filing date | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 3,468 | $4,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 781 | $4,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 677 | $4,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 1,027 | $4,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,305 | $4,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 576 | $4,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 975 | $4,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 1,230 | $4,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,906 | $4,000 | thousands by filing date | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 580 | $4,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 6,528 | $4,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 2,067 | $4,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 1,991 | $4,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 500 | $4,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 513 | $4,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 5,000 | $4,000 | thousands by filing date | principal |
| EPIZYME INC | 29428V104 | COM | 1,500 | $4,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 180 | $4,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,996 | $4,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 6,364 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 1,497 | $4,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 437 | $4,000 | thousands by filing date | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 132 | $4,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 1,563 | $4,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 421 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 155 | $4,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 40,163 | $4,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 3,984 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W788 | FUTURE CONSUMER | 117 | $4,000 | thousands by filing date | |
| MAC COPPER LIMITED ORD SHS | G60405100 | Stock | 383 | $4,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 23,968 | $4,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 2,255 | $4,000 | thousands by filing date | |
| OMNIQ CORP | 68217M107 | COM | 677 | $4,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 2,171 | $4,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E105 | CLASS A COM | 376 | $4,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,846 | $4,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 2,908 | $4,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 1,885 | $4,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 396 | $4,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 2,804 | $4,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 418 | $4,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 12,371 | $4,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169107 | CLASS A COM | 397 | $4,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773107 | CL A SHS | 450 | $4,000 | thousands by filing date | |
| PHP VENTURES ACQUISITION COR | 69291C205 | UNIT 01/01/2023 | 407 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 366 | $4,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381201 | UNIT 07/27/2026 | 440 | $4,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 3,760 | $4,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 3,457 | $4,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 386 | $4,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A207 | UNIT 99/99/9999 | 397 | $4,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L129 | UNIT 07/16/2026 | 402 | $4,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 368 | $4,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 416 | $4,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 415 | $4,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 358 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 128 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 164 | $4,000 | thousands by filing date | |
| ESPORTS ENTERTAI 10 PFDCONV SER A DUE 11 16 26 | 29667K405 | CONVERTABLE PREFERED | 432 | $4,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 3,798 | $4,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 1,009 | $4,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 10,303 | $4,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 3,471 | $4,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 3,878 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 453 | $4,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 8,265 | $4,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C105 | SHS CL A | 385 | $4,000 | thousands by filing date | |
| KIDPIK CORP | 49382L108 | COM | 670 | $4,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 380 | $4,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579106 | CMN | 432 | $4,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 400 | $4,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 6,820 | $4,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 9,065 | $4,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 391 | $4,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 67 | $4,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 376 | $4,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 4,000 | $4,000 | thousands by filing date | |
| ASYMMETRIC SMART S&P 500 ETF | 04651A101 | ETF | 143 | $4,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 1,025 | $4,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 170 | $4,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 8,716 | $4,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 4,979 | $4,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 4,337 | $4,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 6,824 | $4,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 380 | $4,000 | thousands by filing date | |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 79 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D700 | IPATH SLVR ETN A | 127 | $4,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 4,848 | $4,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 1,313 | $4,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 9,039 | $4,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 600 | $4,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 6,499 | $4,000 | thousands by filing date | |
| WTS/DIGITAL BRANDS GROUP, INC. 11.5000EXP12/31/2028 | 25401N119 | COM | 7,082 | $4,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 8,394 | $4,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 1,080 | $4,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 530 | $4,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R111 | UNIT 09/24/2026 | 413 | $4,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 412 | $4,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 410 | $4,000 | thousands by filing date | |
| NEW AGE ALPHA TR | 64157X104 | mc | 139 | $4,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 1,105 | $4,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553116 | *W EXP 99/99/999 | 3,006 | $4,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 21,447 | $4,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 420 | $4,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 12,575 | $4,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 6,049 | $4,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 4,612 | $4,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 3,287 | $4,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 48 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 100 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 29 | $3,000 | thousands by filing date | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 100 | $3,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $3,000 | thousands by filing date | call |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 2,662 | $3,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 57 | $3,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 250 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 325 | $3,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 63 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 35 | $3,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 99 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 64 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 50 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 90 | $3,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L615 | MINDFUL CNSRVTV | 128 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 114 | $3,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L771 | SPAR INT VAL ETF | 100 | $3,000 | thousands by filing date | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 1,025 | $3,000 | thousands by filing date | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 4,372 | $3,000 | thousands by filing date | |
| Valneva SE ADR | 92025Y103 | COM | 57 | $3,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 85 | $3,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1,828 | $3,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 334 | $3,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 766 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 107 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 101 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 70 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 500 | $3,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 1,430 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 614 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 151 | $3,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 104 | $3,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 3,198 | $3,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 6,960 | $3,000 | thousands by filing date | |
| NEXGEL INC | 65344E115 | *W EXP 12/27/202 | 4,300 | $3,000 | thousands by filing date | |
| MYSEUMAI INC | 23816M115 | *W EXP 08/17/202 | 1,785 | $3,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 265 | $3,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 73 | $3,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 91 | $3,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 823 | $3,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 1,220 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,157 | $3,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 1,518 | $3,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 1,959 | $3,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 5,115 | $3,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 14,261 | $3,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 143 | $3,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 9,894 | $3,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 331 | $3,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 15,890 | $3,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,772 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $3,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 989 | $3,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 453 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 128 | $3,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 7,345 | $3,000 | thousands by filing date | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 300 | $3,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 6,043 | $3,000 | thousands by filing date | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 2,602 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 150 | $3,000 | thousands by filing date | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 6,250 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 115 | $3,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 11,531 | $3,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 2,739 | $3,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 653 | $3,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 3,970 | $3,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 1,751 | $3,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 1,759 | $3,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 4,361 | $3,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 3,653 | $3,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 2,795 | $3,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204204 | UNIT 10/28/2026 | 250 | $3,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 340 | $3,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W129 | UNIT 07/15/2026 | 307 | $3,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 4,999 | $3,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 27,372 | $3,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 3,509 | $3,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 259 | $3,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 6,971 | $3,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 301 | $3,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 5,064 | $3,000 | thousands by filing date | |
| BONE BIOLOGICS CORP | 098070113 | *W EXP 10/13/202 | 4,601 | $3,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 256 | $3,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 2,152 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 150 | $3,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 446 | $3,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 1,474 | $3,000 | thousands by filing date | |
| GLUCOTRACK INC COM NEW | 45824Q507 | Stock | 684 | $3,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 2,156 | $3,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 1,415 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 146 | $3,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 7,288 | $3,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 1,490 | $3,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 2,111 | $3,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C707 | FUTURE CLIMATE | 100 | $3,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 1,135 | $3,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 2,304 | $3,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 328 | $3,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040104 | CMN | 277 | $3,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 282 | $3,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP | G0447J102 | CMN | 307 | $3,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 5,264 | $3,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 306 | $3,000 | thousands by filing date | |
| LERER HIPPEAU ACQUISITION CO | 526749106 | CMN | 354 | $3,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 6,136 | $3,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 113 | $3,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 478 | $3,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 24,417 | $3,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 3,574 | $3,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 3,814 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G672 | BREAKWAVE SEA | 104 | $3,000 | thousands by filing date | |
| MARPAI INC | 571354109 | CL A COM | 636 | $3,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 4,530 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 90 | $3,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP UNIT | G0447J110 | Stock | 299 | $3,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462117 | *W EXP 06/30/202 | 8,598 | $3,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108839 | PURE JR GLD MINE | 125 | $3,000 | thousands by filing date | |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 14,974 | $3,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 5,416 | $3,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 4,037 | $3,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 266 | $3,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 297 | $3,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 5,000 | $3,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 7,406 | $3,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 292 | $3,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N806 | VOLT POP CULTURE | 256 | $3,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 27 | $2,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 74 | $2,000 | thousands by filing date | call |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 50 | $2,000 | thousands by filing date | call |
| MEXCO ENERGY CORP | 592770101 | COM | 183 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $2,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 45 | $2,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 736 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 302 | $2,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072398 | MULTISECTOR | 38 | $2,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 43 | $2,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 252 | $2,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 458 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 249 | $2,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 292 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 41 | $2,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 280 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 63 | $2,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 55 | $2,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 50 | $2,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 4,140 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 47 | $2,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 159 | $2,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P804 | ST STR LOOMI ETF | 62 | $2,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 2,973 | $2,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 2,222 | $2,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 769 | $2,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 3,970 | $2,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 727 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 84 | $2,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 694 | $2,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 668 | $2,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 200 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 81 | $2,000 | thousands by filing date | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 58 | $2,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D113 | *W EXP 99/99/999 | 7,335 | $2,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 66 | $2,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 75 | $2,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 56 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 47 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 122 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 63 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 81 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A206 | S&P 500 RISK | 84 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y396 | HOTEL ETF | 94 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G481 | S&P KENSHO SMRT | 49 | $2,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 297 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 218 | $2,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 225 | $2,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 139 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 100 | $2,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 1,349 | $2,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 603 | $2,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 7,526 | $2,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 665 | $2,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 1,599 | $2,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 320 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 4,067 | $2,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 3,307 | $2,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V104 | COM | 200 | $2,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 186 | $2,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 19 | $2,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 150 | $2,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 34 | $2,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 533 | $2,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 821 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 136 | $2,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 374 | $2,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 95 | $2,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 1,559 | $2,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 56 | $2,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 847 | $2,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 4,856 | $2,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 14,111 | $2,000 | thousands by filing date | |
| TOKEN CAT LTD SPONSORED ADR | 89856T203 | ADR | 669 | $2,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 1,717 | $2,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 200 | $2,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 2,059 | $2,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 2,982 | $2,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 176 | $2,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 1,962 | $2,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 1,472 | $2,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 2,900 | $2,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L114 | UNIT 03/09/2026 | 200 | $2,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 4,120 | $2,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 4,015 | $2,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 2,531 | $2,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 4,199 | $2,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T103 | COM CL A | 223 | $2,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 1,570 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A770 | SELECT GROWT ETF | 127 | $2,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F102 | CLASS A ORD SHS | 169 | $2,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 2,458 | $2,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 1,118 | $2,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 2,674 | $2,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 8,626 | $2,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 1,135 | $2,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 3,570 | $2,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 2,433 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 186 | $2,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 157 | $2,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 4,550 | $2,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 216 | $2,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109126 | *W EXP 99/99/999 | 3,055 | $2,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N106 | CLASS A ORD SHS | 206 | $2,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F208 | UNIT 10/14/2026 | 149 | $2,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 199 | $2,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345201 | UNIT 10/21/2026 | 181 | $2,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 2,015 | $2,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 255 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 9,047 | $2,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L623 | MOHR GROWTH ETF | 99 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 78 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T509 | TRAJAN WEALTH | 240 | $2,000 | thousands by filing date | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 1,265 | $2,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 982 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 178 | $2,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 51 | $2,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 10,000 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 3,573 | $2,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 213 | $2,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 3,998 | $2,000 | thousands by filing date | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 533 | $2,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 1,476 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,634 | $2,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,771 | $2,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 4,900 | $2,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 3,354 | $2,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 163 | $2,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 730 | $2,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 49 | $2,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 1,554 | $2,000 | thousands by filing date | |
| XORTX Therapeutics Inc | 98420Q207 | COM | 1,112 | $2,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 73 | $2,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 448 | $2,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 891 | $2,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 352 | $2,000 | thousands by filing date | |
| LISTED FD TR | 53656F359 | ROUNDHILL IO DIG | 115 | $2,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F115 | *W EXP 04/13/202 | 10,097 | $2,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 1,119 | $2,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V114 | *W EXP 12/01/202 | 3,860 | $2,000 | thousands by filing date | |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 16,410 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 65 | $2,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 51 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 109 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 150 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 2,531 | $2,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 738 | $2,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 249 | $2,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 142 | $2,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821112 | *W EXP 02/25/202 | 3,780 | $2,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISITION | G82472104 | UNIT 99/99/9999 | 163 | $2,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 3,044 | $2,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 194 | $2,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT | 75724T111 | *W EXP 12/15/202 | 1,847 | $2,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 2,231 | $2,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 2,503 | $2,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 4,156 | $2,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 1,804 | $2,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,227 | $2,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031118 | *W EXP 10/21/202 | 2,360 | $2,000 | thousands by filing date | |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 12,808 | $2,000 | thousands by filing date | |
| NEW AGE ALPHA TR | 64157X203 | AVDR US LRGCP ES | 70 | $2,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 3,890 | $2,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L204 | UNIT 11/01/2027 | 217 | $2,000 | thousands by filing date | |
| RBB FD INC | 74933W742 | DRIVEWEALTH POWR | 97 | $2,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 2,441 | $2,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 20,620 | $2,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 59 | $1,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 250 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 33 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 7 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 20 | $1,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 35 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 41 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 40 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 100 | $1,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 10 | $1,000 | thousands by filing date | put |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 130 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 208 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 14 | $1,000 | thousands by filing date | put |
| EVGO INC | 30052F100 | CL A COM | 100 | $1,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 140 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 24 | $1,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 1,267 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 25 | $1,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 50 | $1,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 716 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 32 | $1,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 29 | $1,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 83 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 37 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 73 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 15 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 81 | $1,000 | thousands by filing date | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 17 | $1,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 24 | $1,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,234 | $1,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 14 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 39 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 37 | $1,000 | thousands by filing date | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 60 | $1,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 52 | $1,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 245 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 13 | $1,000 | thousands by filing date | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 256 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H543 | CMN | 27 | $1,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 97 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 31 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 57 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G557 | ALERIAN GLXY CRY | 34 | $1,000 | thousands by filing date | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 304 | $1,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 261 | $1,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 300 | $1,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 900 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E849 | VEST GOLD STRTGY | 55 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 18 | $1,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 776 | $1,000 | thousands by filing date | |
| SIGNA Sports United NV | N80029114 | Warrant | 1,567 | $1,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 2,313 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 340 | $1,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 22 | $1,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L748 | DEFINED DURTN 10 | 48 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |