13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 490 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 1,007 | $27,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 2,553 | $27,000 | thousands by filing date | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 1,392 | $27,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 11,509 | $27,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 2,953 | $27,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 2,810 | $27,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 9,210 | $27,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,826 | $27,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 1,975 | $27,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 4,369 | $27,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 2,655 | $27,000 | thousands by filing date | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 800 | $27,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 685 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 1,552 | $27,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 13,366 | $27,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 2,767 | $27,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 699 | $27,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J108 | COM CL A | 2,641 | $27,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 1,086 | $27,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 72,260 | $27,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 2,744 | $27,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 850 | $27,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 2,735 | $27,000 | thousands by filing date | |
| PERASO INC | 71360T101 | COM | 6,547 | $27,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 22,333 | $27,000 | thousands by filing date | |
| LISTED FD TR | 53656F458 | ROUNDHILL PRO | 2,076 | $27,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,061 | $26,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 579 | $26,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 200 | $26,000 | thousands by filing date | put |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 2,824 | $26,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,620 | $26,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 998 | $26,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 2,496 | $26,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 990 | $26,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 950 | $26,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,329 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,440 | $26,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 973 | $26,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 1,709 | $26,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 1,482 | $26,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 36,697 | $26,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 480 | $26,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 13,301 | $26,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 1,231 | $26,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 1,247 | $26,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 11,218 | $26,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 5,021 | $26,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,332 | $26,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 50,563 | $26,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 2,710 | $26,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 2,703 | $26,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 2,658 | $26,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 2,666 | $26,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 3,050 | $26,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 20,613 | $26,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 2,595 | $26,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 10,626 | $26,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 2,660 | $26,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 2,632 | $26,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 3,003 | $26,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 2,608 | $26,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 2,690 | $26,000 | thousands by filing date | |
| HEALTHCARE AI ACQUISITION CO | G4373K125 | UNIT 12/07/2026 | 2,613 | $26,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 97,378 | $26,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06367V204 | MICROSECTORS FAN | 673 | $26,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 5,674 | $26,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 15,729 | $26,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 2,662 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 934 | $26,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 739 | $26,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 7,660 | $26,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 795 | $26,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 2,703 | $26,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 442 | $26,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 2,540 | $26,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 1,298 | $25,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 801 | $25,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 3,575 | $25,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 969 | $25,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 35,746 | $25,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 44,720 | $25,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 586 | $25,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 932 | $25,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 473 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 681 | $25,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 392 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 664 | $25,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,714 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L597 | ESG & CLM DEVELP | 500 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 416 | $25,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 2,303 | $25,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 2,555 | $25,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 18,540 | $25,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 8,537 | $25,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 4,902 | $25,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 2,587 | $25,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 496 | $25,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 770 | $25,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 65,006 | $25,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,026 | $25,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 2,554 | $25,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 2,528 | $25,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 2,590 | $25,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550113 | UNIT 99/99/9999 | 2,519 | $25,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F207 | UNIT 09/30/2026 | 2,459 | $25,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 11,515 | $25,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 3,212 | $25,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 14,859 | $25,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 2,303 | $25,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 2,330 | $25,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 5,102 | $25,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,010 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y251 | CHINA BIOTECHINV | 1,749 | $25,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 27,230 | $25,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A128 | UNIT 04/30/2028 | 2,478 | $25,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 2,755 | $25,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 4,467 | $24,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $24,000 | thousands by filing date | put |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 927 | $24,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 619 | $24,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 2,953 | $24,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 3,749 | $24,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 807 | $24,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 675 | $24,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 467 | $24,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,423 | $24,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 1,862 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 674 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 903 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 450 | $24,000 | thousands by filing date | |
| BLACKROCK ETF TRUST II | 092528207 | ISHAR INTER ETF | 923 | $24,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 33,797 | $24,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,588 | $24,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 3,626 | $24,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 813 | $24,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 5,721 | $24,000 | thousands by filing date | |
| GENENTA SCIENCE S P A | 36870W100 | SPONSORED ADS | 2,163 | $24,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 2,379 | $24,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 11,701 | $24,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 19,917 | $24,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 5,349 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 2,252 | $24,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 24,003 | $24,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 48,818 | $24,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 38,580 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 918 | $24,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 13,126 | $24,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 5,184 | $24,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 2,496 | $24,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 2,323 | $24,000 | thousands by filing date | |
| CIAN PLC | 83418T108 | ADS | 1,936 | $24,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 2,490 | $24,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 11,725 | $24,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 4,173 | $24,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 2,417 | $24,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 2,404 | $24,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 18,640 | $24,000 | thousands by filing date | |
| MINERVA SURGICAL INC | 60343F106 | COM | 4,724 | $24,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R108 | CLASS A COM | 2,406 | $24,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 9,284 | $24,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 1,077 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 763 | $24,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 21,625 | $24,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 470 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 2,808 | $24,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q103 | COM | 46,826 | $24,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,906 | $23,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 2,865 | $23,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 718 | $23,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 899 | $23,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,153 | $23,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 7,228 | $23,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 3,710 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 803 | $23,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 24,000 | $23,000 | thousands by filing date | principal |
| WATSCO INC | 942622101 | CL B CONV | 74 | $23,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,138 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 224 | $23,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,938 | $23,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 461 | $23,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 46,445 | $23,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 5,499 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 524 | $23,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 446 | $23,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,371 | $23,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 24,000 | $23,000 | thousands by filing date | principal |
| SIERRA METALS INC | 82639W106 | COM | 16,998 | $23,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 2,662 | $23,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 2,057 | $23,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 2,355 | $23,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 2,311 | $23,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 3,200 | $23,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 9,833 | $23,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 2,401 | $23,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 2,326 | $23,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 2,374 | $23,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 2,269 | $23,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 4,141 | $23,000 | thousands by filing date | |
| TPB ACQUISITION CORP I | G8990L101 | COM CL A | 2,341 | $23,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202103 | CLASS A ORD | 2,417 | $23,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 1,007 | $23,000 | thousands by filing date | |
| APEIRON CAPITAL INVEST CORP | 03752A200 | UNIT 99/99/9999 | 2,307 | $23,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 261 | $23,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 2,200 | $23,000 | thousands by filing date | |
| FOCUS IMPACT ACQUISITION COR | 34417L208 | UNIT 10/28/2026 | 2,295 | $23,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 2,317 | $23,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 2,300 | $23,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 2,303 | $23,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M201 | UNIT 03/23/2026 | 2,285 | $23,000 | thousands by filing date | |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 1,247 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 841 | $23,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 5,832 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,051 | $23,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 35,271 | $23,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 2,162 | $23,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $22,000 | thousands by filing date | put |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 2,571 | $22,000 | thousands by filing date | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 1,000 | $22,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 2,048 | $22,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 639 | $22,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,364 | $22,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 979 | $22,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 9,270 | $22,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 632 | $22,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,541 | $22,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 848 | $22,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 3,281 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 1,269 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 429 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 414 | $22,000 | thousands by filing date | |
| CI&T INC | G21307106 | CMN | 1,857 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 200 | $22,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 4,512 | $22,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 3,066 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 500 | $22,000 | thousands by filing date | |
| TIDAL TRUST I | 886364835 | GOTHAM ENHNCD | 861 | $22,000 | thousands by filing date | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 2,137 | $22,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,136 | $22,000 | thousands by filing date | |
| Leuthold Core ETF | 527289789 | ETF | 700 | $22,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 9,182 | $22,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 4,259 | $22,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 14,067 | $22,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 2,191 | $22,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,085 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 2,818 | $22,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 10,342 | $22,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 6,177 | $22,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 62,000 | $22,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 2,307 | $22,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 425 | $22,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 2,223 | $22,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 16,263 | $22,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 2,258 | $22,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 2,208 | $22,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 2,216 | $22,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 2,151 | $22,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 6,191 | $22,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 2,194 | $22,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 32,053 | $22,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 2,559 | $22,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 913 | $22,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U200 | CL A NEW | 19,134 | $22,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 31,868 | $22,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 2,209 | $22,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 738 | $22,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 2,101 | $22,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP UNIT EX 072926 | 769395203 | Stock | 2,267 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 655 | $22,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 2,050 | $21,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 2,026 | $21,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 2,554 | $21,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,824 | $21,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 4,411 | $21,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,963 | $21,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,534 | $21,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 4,246 | $21,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 4,308 | $21,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 6,128 | $21,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,321 | $21,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 3,044 | $21,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 4,492 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 649 | $21,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 687 | $21,000 | thousands by filing date | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 1,174 | $21,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 2,950 | $21,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,274 | $21,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,416 | $21,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 10,257 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G457 | BIG DAT REF ETF | 540 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 816 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 774 | $21,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1,668 | $21,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 3,880 | $21,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 3,246 | $21,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 4,427 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 3,024 | $21,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 1,536 | $21,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 16,062 | $21,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 2,400 | $21,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 2,167 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P431 | FUND | 183 | $21,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,589 | $21,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1,418 | $21,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,986 | $21,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 17,483 | $21,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 23,491 | $21,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 2,159 | $21,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 2,154 | $21,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 2,176 | $21,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 1,098 | $21,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 2,017 | $21,000 | thousands by filing date | |
| SEMPER PARATUS ACQUISITION C | G8028L123 | UNIT 11/04/2026 | 2,076 | $21,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B115 | UNIT 04/30/2026 | 2,031 | $21,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 7,436 | $21,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 22,451 | $21,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 2,103 | $21,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 2,196 | $21,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 2,140 | $21,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 957 | $21,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 737 | $21,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 1,206 | $21,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 53,636 | $21,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 2,144 | $21,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482116 | UNIT 99/99/9999 | 2,046 | $21,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 2,064 | $21,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 2,045 | $21,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 3,029 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 725 | $20,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 918 | $20,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 906 | $20,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 1,309 | $20,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 1,956 | $20,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 562 | $20,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 65,016 | $20,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 749 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 786 | $20,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,554 | $20,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,381 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 666 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 292 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 381 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 773 | $20,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,488 | $20,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 646 | $20,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 8,018 | $20,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,752 | $20,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 5,704 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,278 | $20,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,439 | $20,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 91,739 | $20,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 7,597 | $20,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 6,642 | $20,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 14,632 | $20,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 6,495 | $20,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874121 | COM | 2,037 | $20,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 4,707 | $20,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 2,552 | $20,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 2,068 | $20,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 2,401 | $20,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 6,668 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,362 | $20,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 478 | $20,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,272 | $20,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 2,083 | $20,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 2,082 | $20,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 1,944 | $20,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R202 | UNIT 99/99/9999 | 1,947 | $20,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q209 | UNIT 08/26/2026 | 1,956 | $20,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 2,051 | $20,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 538 | $20,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 6,743 | $20,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 3,374 | $20,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 12,158 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 197 | $20,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 10,425 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 931 | $20,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287105 | CMN | 2,080 | $20,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 2,091 | $20,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 2,057 | $20,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 1,575 | $20,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 20,033 | $20,000 | thousands by filing date | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 820 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y210 | CHINA INOVATION | 1,100 | $20,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L854 | UPHOLDINGS COMPN | 747 | $20,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 4,196 | $20,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 2,049 | $20,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 232 | $19,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 413 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 371 | $19,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,000 | $19,000 | thousands by filing date | call |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 742 | $19,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 3,790 | $19,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,601 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 399 | $19,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,348 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 520 | $19,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 445 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 717 | $19,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 738 | $19,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 2,837 | $19,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 3,277 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 655 | $19,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 15,609 | $19,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,850 | $19,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767769 | MSCI EMG EX CH | 620 | $19,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,100 | $19,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,630 | $19,000 | thousands by filing date | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 1,937 | $19,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 4,987 | $19,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 487 | $19,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 8,459 | $19,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,017 | $19,000 | thousands by filing date | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 2,815 | $19,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,048 | $19,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 16,175 | $19,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 1,961 | $19,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 6,439 | $19,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 1,907 | $19,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,212 | $19,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 5,802 | $19,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 3,534 | $19,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 539 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A800 | WIND ENERGY ETF | 805 | $19,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 2,215 | $19,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 1,952 | $19,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 1,910 | $19,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 8,870 | $19,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 53,682 | $19,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 1,901 | $19,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 1,944 | $19,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 758 | $19,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 1,956 | $19,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765123 | UNIT 09/01/2026 | 1,907 | $19,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V202 | UNIT 08/13/2026 | 1,890 | $19,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T208 | UNIT 08/15/2028 | 1,883 | $19,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D110 | UNIT 99/99/9999 | 1,894 | $19,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 1,885 | $19,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 1,909 | $19,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 1,926 | $19,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 1,841 | $19,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,080 | $19,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 1,919 | $19,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 1,950 | $19,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 2,000 | $19,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 1,903 | $19,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 677 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 685 | $19,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 1,888 | $19,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 1,903 | $19,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 28,200 | $19,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 45,888 | $19,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,930 | $19,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 5,324 | $19,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 1,605 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347G812 | ULTSHT CONS SERV | 2,130 | $19,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 300 | $18,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 857 | $18,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 3,247 | $18,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 22,386 | $18,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 2,964 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 561 | $18,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 352 | $18,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,445 | $18,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 2,085 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 577 | $18,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,323 | $18,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 796 | $18,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 6,653 | $18,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 1,859 | $18,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 917 | $18,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 13,577 | $18,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 4,012 | $18,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 669 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 407 | $18,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 1,954 | $18,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 685 | $18,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 690 | $18,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 3,613 | $18,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 715 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 836 | $18,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 5,621 | $18,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 57,219 | $18,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 8,563 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 886 | $18,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 16,000 | $18,000 | thousands by filing date | principal |
| SAFETY SHOT INC | 48208F105 | COM NEW | 19,806 | $18,000 | thousands by filing date | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 2,118 | $18,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 5,830 | $18,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 4,070 | $18,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 19,000 | $18,000 | thousands by filing date | principal |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 6,531 | $18,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 20,077 | $18,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 29,472 | $18,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 1,821 | $18,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 1,905 | $18,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 1,793 | $18,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 5,530 | $18,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 5,534 | $18,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,180 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |