13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BANK PLC | 06747T382 | PACER IPATH GOLD | 400 | $9,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 13,628 | $9,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 9,000 | $9,000 | thousands by filing date | principal |
| INFOBIRD CO LTD | G47724102 | SHS | 8,529 | $9,000 | thousands by filing date | |
| UNCOMMON INVESTMENT FUNDS TR | 90431R209 | PORTFOLIO DESIGN | 319 | $9,000 | thousands by filing date | |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 14,701 | $9,000 | thousands by filing date | |
| ARTISAN ACQUISITION CORP | G0509L110 | UNIT 03/26/2026 | 913 | $9,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 939 | $9,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L656 | FAT TAIL RISK | 377 | $9,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 209 | $8,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,959 | $8,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 163 | $8,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,042 | $8,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,313 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 288 | $8,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 231 | $8,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 767 | $8,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 329 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 193 | $8,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,132 | $8,000 | thousands by filing date | |
| PROSHARES TR ETF ON-DEMAND | 74347G523 | ETF | 246 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 158 | $8,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 552 | $8,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 3,622 | $8,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 226 | $8,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 4,307 | $8,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 520 | $8,000 | thousands by filing date | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 2,465 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 260 | $8,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 3,759 | $8,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 6,343 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 309 | $8,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 957 | $8,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 429 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 174 | $8,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 3,855 | $8,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 610 | $8,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 2,275 | $8,000 | thousands by filing date | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 6,590 | $8,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 378 | $8,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 11,552 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 349 | $8,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 309 | $8,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 138 | $8,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 5,319 | $8,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,218 | $8,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 11,306 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 535 | $8,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 756 | $8,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,455 | $8,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 4,358 | $8,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 9,000 | $8,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 8,000 | $8,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 8,000 | $8,000 | thousands by filing date | principal |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 5,258 | $8,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 7,559 | $8,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 1,734 | $8,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 7,000 | $8,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 7,000 | $8,000 | thousands by filing date | principal |
| BELONG ACQUISITION CORP | 08069M102 | COM | 798 | $8,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 8,000 | $8,000 | thousands by filing date | principal |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 782 | $8,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A100 | COM | 796 | $8,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 868 | $8,000 | thousands by filing date | |
| TDCX INC | 87190U100 | ADR | 411 | $8,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 469 | $8,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 802 | $8,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 7,830 | $8,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,235 | $8,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 801 | $8,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 5,051 | $8,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,671 | $8,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 4,217 | $8,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 36,447 | $8,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 10,140 | $8,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 14,532 | $8,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 3,583 | $8,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 8,015 | $8,000 | thousands by filing date | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 10,295 | $8,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,600 | $8,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 3,764 | $8,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 4,280 | $8,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 4,026 | $8,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 758 | $8,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 785 | $8,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 17,123 | $8,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 809 | $8,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U208 | UNIT 11/01/2026 | 845 | $8,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 5,525 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 497 | $8,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874105 | UNIT 09/21/2026 | 800 | $8,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 2,129 | $8,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290129 | UNIT 03/31/2028 | 854 | $8,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A126 | UNIT 07/20/2026 | 808 | $8,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 864 | $8,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P137 | UNIT 02/25/2026 | 813 | $8,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M205 | UNIT 99/99/9999 | 803 | $8,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 16,708 | $8,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 749 | $8,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC VI | 233247113 | *W EXP 99/99/999 | 6,235 | $8,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 790 | $8,000 | thousands by filing date | |
| DP CAP ACQUISITION CORP I | G2R05B118 | UNIT 11/08/2026 | 800 | $8,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 4,840 | $8,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 821 | $8,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 375 | $8,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 26,679 | $8,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 23,953 | $8,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 3,106 | $8,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 4,280 | $8,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 825 | $8,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 5,641 | $8,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 8,231 | $8,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 6,058 | $8,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00775Y736 | ADVOCATE RISING | 344 | $8,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 4,015 | $8,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 15,146 | $8,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 5,362 | $8,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 742 | $8,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 741 | $8,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 7,340 | $8,000 | thousands by filing date | |
| WALDENCAST PLC CLASS A ORD SHS | G9460C100 | Stock | 833 | $8,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 803 | $8,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 796 | $8,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332116 | *W EXP 12/17/202 | 16,520 | $8,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 833 | $8,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 14,428 | $8,000 | thousands by filing date | |
| SANABY HEALTH ACQUISITION CO | 79956P201 | UNIT 07/30/2028 | 756 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 210 | $8,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 780 | $8,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 12,260 | $8,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,968 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 137 | $7,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 8,685 | $7,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 261 | $7,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 174 | $7,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 134 | $7,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 535 | $7,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 299 | $7,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 265 | $7,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,031 | $7,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 8,000 | $7,000 | thousands by filing date | principal |
| INVENTIVA SA | 46124U107 | ADS | 539 | $7,000 | thousands by filing date | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 250 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 233 | $7,000 | thousands by filing date | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 4,762 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430164 | CMN | 146 | $7,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 692 | $7,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 593 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 164 | $7,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 202 | $7,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 8,000 | $7,000 | thousands by filing date | principal |
| DAXOR CORP | 239467103 | COM | 647 | $7,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 386 | $7,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 219 | $7,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 4,942 | $7,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,288 | $7,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 148 | $7,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 258 | $7,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 1,188 | $7,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 8,000 | $7,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 7,000 | $7,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 8,000 | $7,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 7,000 | $7,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $7,000 | thousands by filing date | principal |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 1,214 | $7,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| PARTS ID INC | 702141102 | COM | 2,885 | $7,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 2,578 | $7,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 295 | $7,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 6,924 | $7,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 3,419 | $7,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 5,818 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 385 | $7,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 3,574 | $7,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 1,972 | $7,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 1,969 | $7,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 6,755 | $7,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 700 | $7,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 31,601 | $7,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L106 | CLASS A ORD SHS | 671 | $7,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 5,580 | $7,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 3,915 | $7,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 705 | $7,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 7,000 | $7,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L205 | UNIT 09/14/2026 | 698 | $7,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 7,000 | $7,000 | thousands by filing date | principal |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 1,627 | $7,000 | thousands by filing date | |
| GLOBALINK INVT INC | 37892F208 | UNIT 12/06/2026 | 689 | $7,000 | thousands by filing date | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 692 | $7,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 746 | $7,000 | thousands by filing date | |
| CLEAN ENERGY SPL SITUATIONS | 85205U206 | UNIT 12/01/2027 | 700 | $7,000 | thousands by filing date | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768128 | UNIT 99/99/9999 | 681 | $7,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W128 | UNIT 10/12/2026 | 702 | $7,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 671 | $7,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 6,250 | $7,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 12,549 | $7,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L111 | UNIT 03/02/2026 | 692 | $7,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 654 | $7,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B127 | UNIT 99/99/9999 | 650 | $7,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 1,440 | $7,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 10,853 | $7,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1,670 | $7,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 2,811 | $7,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 2,461 | $7,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 1,020 | $7,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,382 | $7,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 7,500 | $7,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 2,220 | $7,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 4,474 | $7,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 372 | $7,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 2,231 | $7,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 4,543 | $7,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 4,889 | $7,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 712 | $7,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 671 | $7,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 755 | $7,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 10,218 | $7,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1,236 | $7,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E731 | CABANA TARGET 5 | 260 | $7,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 2,049 | $7,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 203 | $7,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 7,498 | $7,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z125 | UNIT 11/22/2026 | 690 | $7,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 6,209 | $7,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 6,173 | $7,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 1,849 | $7,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 3,346 | $7,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190205 | UNIT 99/99/9999 | 568 | $7,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 669 | $7,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 13,881 | $7,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 15,547 | $7,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I UNIT EX 022526 | 822821203 | Stock | 673 | $7,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 717 | $7,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 705 | $7,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 616 | $7,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 93,466 | $7,000 | thousands by filing date | |
| EMLES TR | 291361889 | LUXURY GOODS ETF | 217 | $7,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425100 | CLASS A COM | 676 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 193 | $7,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 8,147 | $7,000 | thousands by filing date | |
| TRADEUP GLOBAL CORPORATION | G89877107 | CLASS A ORD SHS | 673 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 249 | $7,000 | thousands by filing date | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 400 | $6,000 | thousands by filing date | |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 192 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 268 | $6,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 8,299 | $6,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 193 | $6,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 378 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 203 | $6,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 599 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 342 | $6,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,639 | $6,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 423 | $6,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,583 | $6,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 3,306 | $6,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 7,000 | $6,000 | thousands by filing date | principal |
| NORTHERN LTS FD TR IV | 66538H252 | MONARCH BLUE ELI | 196 | $6,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 496 | $6,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 285 | $6,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 292 | $6,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2,328 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 216 | $6,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 1,000 | $6,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 351 | $6,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 125 | $6,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 742 | $6,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P797 | CMN | 225 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051135 | CMN | 71 | $6,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 857 | $6,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 10,608 | $6,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 5,337 | $6,000 | thousands by filing date | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 573 | $6,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1,566 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 153 | $6,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 1,763 | $6,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 2,063 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 147 | $6,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 2,980 | $6,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 2,406 | $6,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 1,888 | $6,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 465 | $6,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 227 | $6,000 | thousands by filing date | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 4,998 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H493 | SWAN SOS MODRTE | 300 | $6,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 1,964 | $6,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 2,735 | $6,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 222 | $6,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISITION | G01109118 | COMMON STOCK-FO | 576 | $6,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 569 | $6,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 2,432 | $6,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 484 | $6,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,682 | $6,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,876 | $6,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 7,000 | $6,000 | thousands by filing date | principal |
| GENFIT S A | 372279109 | ADS | 1,129 | $6,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 3,483 | $6,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 5,061 | $6,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 1,041 | $6,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 625 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 102 | $6,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 568 | $6,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 8,377 | $6,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 2,707 | $6,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 7,932 | $6,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 46,187 | $6,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,135 | $6,000 | thousands by filing date | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 11,500 | $6,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q152 | *W EXP 09/24/202 | 7,731 | $6,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 1,821 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 209 | $6,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 6,433 | $6,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 7,555 | $6,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 8,852 | $6,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 42,503 | $6,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 766 | $6,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126103 | COM CL A | 572 | $6,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 5,591 | $6,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 556 | $6,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 611 | $6,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 629 | $6,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 7,663 | $6,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 1,165 | $6,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 577 | $6,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 566 | $6,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 585 | $6,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 13,530 | $6,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 20,085 | $6,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 630 | $6,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C207 | UNIT 11/08/2026 | 601 | $6,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A119 | *W EXP 99/99/999 | 4,334 | $6,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 604 | $6,000 | thousands by filing date | |
| HAWKS ACQUISITION CORP | 42032P108 | CL A | 600 | $6,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 600 | $6,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 1,424 | $6,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 3,577 | $6,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 5,000 | $6,000 | thousands by filing date | principal |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 3,950 | $6,000 | thousands by filing date | |
| AGF INVTS TR | 00110G606 | GLOBAL INFRASTR | 202 | $6,000 | thousands by filing date | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 2,992 | $6,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 624 | $6,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 9,649 | $6,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 651 | $6,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 627 | $6,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 619 | $6,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 6,972 | $6,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 596 | $6,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 600 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A875 | BLOCKCHAIN &BIT | 313 | $6,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 113 | $6,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 7,259 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 245 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505574 | FOUNT METAVERSE | 255 | $6,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 3,409 | $6,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K138 | *W EXP 08/13/202 | 491 | $6,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J101 | UNIT | 572 | $6,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 4,817 | $6,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 10,830 | $6,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 12,659 | $6,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 571 | $6,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 50 | $6,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 600 | $6,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 590 | $6,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 538 | $6,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 624 | $6,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 141 | $5,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,639 | $5,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 554 | $5,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 412 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 110 | $5,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 3,332 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 144 | $5,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 131 | $5,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,898 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 200 | $5,000 | thousands by filing date | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 503 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 163 | $5,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 360 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 104 | $5,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 895 | $5,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 590 | $5,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 598 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 200 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 136 | $5,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 880 | $5,000 | thousands by filing date | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 5,823 | $5,000 | thousands by filing date | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 176 | $5,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 128 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 30 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 156 | $5,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 500 | $5,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 461 | $5,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 355 | $5,000 | thousands by filing date | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 2,888 | $5,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 3,315 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 113 | $5,000 | thousands by filing date | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 539 | $5,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 5,146 | $5,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072695 | CORE MUNI FXD IN | 91 | $5,000 | thousands by filing date | |
| MOVING IMAGE TECHNOLOGIES IN | 62464R109 | COMMON STOCK | 2,403 | $5,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 177 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505616 | ETC 6 QUALITY G | 188 | $5,000 | thousands by filing date | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 171 | $5,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 932 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 179 | $5,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K202 | GROWT INNOV ETF | 200 | $5,000 | thousands by filing date | |
| SCHMID GROUP N.V. EURO SHS CL A | G69768102 | Stock | 500 | $5,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 5,000 | $5,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 4,000 | $5,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| PENNS WOODS BANCORP INC | 708430103 | COM | 236 | $5,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W107 | COM | 500 | $5,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690107 | COM | 500 | $5,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 5,205 | $5,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E104 | COM | 523 | $5,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 2,227 | $5,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 5,816 | $5,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 1,321 | $5,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 174 | $5,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 7,198 | $5,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 2,548 | $5,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 10,000 | $5,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 2,293 | $5,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 6,550 | $5,000 | thousands by filing date | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W108 | COM | 1,558 | $5,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 2,576 | $5,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 2,336 | $5,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 960 | $5,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723113 | *W EXP 12/03/202 | 8,542 | $5,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 912 | $5,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 8,902 | $5,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L112 | SHS | 4,975 | $5,000 | thousands by filing date | |
| JATT ACQUISITION CORP | G50752115 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 4,811 | $5,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 458 | $5,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 2,996 | $5,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 494 | $5,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 536 | $5,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 488 | $5,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 5,174 | $5,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,388 | $5,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 9,684 | $5,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V200 | UNIT 99/99/9999 | 506 | $5,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 2,891 | $5,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 12,816 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 5,100 | $5,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 463 | $5,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 8,316 | $5,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 531 | $5,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 401 | $5,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 2,882 | $5,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 2,140 | $5,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 1,010 | $5,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 30,921 | $5,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 2,287 | $5,000 | thousands by filing date | |
| NXT-ID INC | 67091J404 | COM NEW | 1,709 | $5,000 | thousands by filing date | |
| SWITCHBACK II CORP | 09077j115 | WT | 4,768 | $5,000 | thousands by filing date | |
| DIGITAL WORLD ACQUISITION CO | 25400Q204 | un | 75 | $5,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E657 | ETC GAVEKAL ASIA | 55 | $5,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 11,152 | $5,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 529 | $5,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 3,153 | $5,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 518 | $5,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 487 | $5,000 | thousands by filing date | |
| DIGITAL HEALTH ACQUISITION C | 253893200 | UNIT 11/02/2026 | 500 | $5,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 3,396 | $5,000 | thousands by filing date | |
| LISTED FD TR | 53656F235 | B A D ETF | 325 | $5,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 4,556 | $5,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 13,368 | $5,000 | thousands by filing date | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 11,022 | $5,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 7,124 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 200 | $5,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 6,659 | $5,000 | thousands by filing date | |
| SANBW US 30 Jul 28 C11.5 | 79956P110 | *W EXP 07/30/202 | 10,500 | $5,000 | thousands by filing date | |
| SPINDLETOP HEALTH ACQUISITIO | 84854Q202 | UNIT 11/04/2026 | 500 | $5,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 4,615 | $5,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 7,775 | $5,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| PALISADE BIO INC | 696389105 | COM | 3,834 | $5,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 551 | $5,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP. | 18453L206 | COM | 476 | $5,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 2,924 | $5,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 4,214 | $5,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 464 | $5,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 10,835 | $5,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 3,110 | $5,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 6,840 | $5,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 5,000 | $5,000 | thousands by filing date | principal |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 492 | $5,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 477 | $5,000 | thousands by filing date | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 84 | $4,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 56 | $4,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 509 | $4,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 687 | $4,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 100 | $4,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 97 | $4,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 593 | $4,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 270 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |