13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMERALD HOLDING INC | 29103W104 | COM | 11,256 | $45,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,154 | $45,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 21,710 | $45,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 2,647 | $45,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1,846 | $45,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 1,705 | $45,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 476 | $45,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 5,044 | $45,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 4,516 | $45,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 4,570 | $45,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 1,000 | $45,000 | thousands by filing date | put |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 9,701 | $45,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,008 | $45,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 3,568 | $45,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 5,281 | $45,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 792 | $45,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 18,665 | $45,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 1,547 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 1,765 | $45,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 1,593 | $45,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 122,112 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 1,799 | $45,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 1,110 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 342 | $45,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 1,657 | $44,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 1,356 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 1,363 | $44,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 2,409 | $44,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 2,481 | $44,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,614 | $44,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 1,773 | $44,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 970 | $44,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 1,745 | $44,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 1,562 | $44,000 | thousands by filing date | |
| MICROSECTORS OIL & GAS EXP. & PROD. 3X LEVERAGED ETN | 063679583 | ETF | 2,108 | $44,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,195 | $44,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 1,859 | $44,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 2,786 | $44,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 59,837 | $44,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,848 | $44,000 | thousands by filing date | |
| AXS FOMO ETF | 19423L664 | ETF | 1,925 | $44,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 2,485 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,545 | $43,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 1,732 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,493 | $43,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,082 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 797 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1,756 | $43,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 1,738 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 1,650 | $43,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 31,889 | $43,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 5,052 | $43,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 63,790 | $43,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 4,447 | $43,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 1,257 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 1,100 | $43,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,255 | $43,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 31,262 | $43,000 | thousands by filing date | |
| ARTISAN ACQUISITION CORP CLASS A ORD SHS | G0509L102 | Stock | 4,318 | $43,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 3,283 | $42,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 2,519 | $42,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 1,286 | $42,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 787 | $42,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 3,371 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 1,077 | $42,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 782 | $42,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 571 | $42,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 1,198 | $42,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 7,701 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y634 | CMN | 1,049 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,326 | $42,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A131 | CLERSHS PITON IN | 424 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 2,138 | $42,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 3,923 | $42,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 34,721 | $42,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 21,395 | $42,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 173,831 | $42,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,484 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 3,627 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 1,947 | $42,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 82,313 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 526 | $42,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 6,612 | $42,000 | thousands by filing date | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 2,355 | $42,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 4,307 | $42,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 167,329 | $42,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 4,149 | $42,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 1,327 | $41,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 8,697 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 959 | $41,000 | thousands by filing date | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 878 | $41,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,000 | $41,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 3,057 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 506 | $41,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,992 | $41,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 9,781 | $41,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 4,123 | $41,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 3,225 | $41,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 69,715 | $41,000 | thousands by filing date | |
| LISTED FD TR | 53656F797 | TRUESHARES STRUC | 1,499 | $41,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 4,154 | $41,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 186,321 | $41,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 3,722 | $41,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,387 | $41,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E665 | CORBETT ROAD TAC | 1,437 | $41,000 | thousands by filing date | |
| AXS SHORT DE-SPAC DAILY ETF | 19423L631 | ETF | 1,345 | $41,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 200 | $40,000 | thousands by filing date | put |
| ARTERIS INC | 04302A104 | COM | 1,899 | $40,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,700 | $40,000 | thousands by filing date | call |
| RXSIGHT INC | 78349D107 | COM | 3,606 | $40,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,826 | $40,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 710 | $40,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,000 | $40,000 | thousands by filing date | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 2,592 | $40,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 780 | $40,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 1,377 | $40,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 1,877 | $40,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 988 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 729 | $40,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 3,212 | $40,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,811 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 1,265 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,409 | $40,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 1,056 | $40,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 16,465 | $40,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 5,782 | $40,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 2,609 | $40,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,363 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 3,460 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P456 | FUND | 645 | $40,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 40,247 | $40,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 71,752 | $40,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 4,262 | $40,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R102 | CLASS A COM | 4,106 | $40,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C124 | UNIT 12/13/2026 | 3,871 | $40,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E632 | CMN | 1,599 | $40,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 10,939 | $40,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 3,996 | $40,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q102 | COM | 4,065 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 2,425 | $39,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 2,481 | $39,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 900 | $39,000 | thousands by filing date | put |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 1,112 | $39,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 35,384 | $39,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 1,433 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 782 | $39,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 1,531 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 1,867 | $39,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 2,043 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 2,184 | $39,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 56 | $39,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,409 | $39,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 1,319 | $39,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,712 | $39,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 8,282 | $39,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 775 | $39,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 46,308 | $39,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,659 | $39,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 5,579 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 1,343 | $39,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 2,308 | $39,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 11,385 | $39,000 | thousands by filing date | |
| KAIROUS ACQUISITION CORP LTD | G52131102 | UNIT 09/15/2026 | 3,831 | $39,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 5,594 | $39,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 1,887 | $39,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 4,053 | $39,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 171,480 | $39,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,907 | $38,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,904 | $38,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 3,703 | $38,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,000 | $38,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,975 | $38,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,514 | $38,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 6,780 | $38,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 4,740 | $38,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 75,877 | $38,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 3,695 | $38,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 1,618 | $38,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 1,326 | $38,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 17,083 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 745 | $38,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORPORATION | 66718N202 | COM | 3,745 | $38,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 2,614 | $37,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 12,632 | $37,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 1,648 | $37,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 6,470 | $37,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 23,306 | $37,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 468 | $37,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 635 | $37,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 21,453 | $37,000 | thousands by filing date | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 1,047 | $37,000 | thousands by filing date | |
| LISTED FD TR | 53656F474 | OPAL DIVD INCM E | 1,268 | $37,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 3,868 | $37,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 3,740 | $37,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 804 | $37,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 61,988 | $37,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 3,704 | $37,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 500 | $36,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,000 | $36,000 | thousands by filing date | put |
| CION INVT CORP | 17259U204 | COM | 2,716 | $36,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 967 | $36,000 | thousands by filing date | |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 1,516 | $36,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 1,053 | $36,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 2,655 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,128 | $36,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 1,411 | $36,000 | thousands by filing date | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 1,009 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 625 | $36,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 17,797 | $36,000 | thousands by filing date | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 1,109 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 1,537 | $36,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 43,000 | $36,000 | thousands by filing date | principal |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 1,457 | $36,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,342 | $36,000 | thousands by filing date | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 1,243 | $36,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 94,431 | $36,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 60,569 | $36,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,221 | $36,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L888 | MERLYN AI BEST | 1,342 | $36,000 | thousands by filing date | |
| EMLES TR | 291361707 | CMN | 1,204 | $36,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 1,487 | $36,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 200 | $35,000 | thousands by filing date | put |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 5,406 | $35,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 1,124 | $35,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 1,553 | $35,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 1,007 | $35,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,120 | $35,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,732 | $35,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3,963 | $35,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 1,700 | $35,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 3,612 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,075 | $35,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 36,666 | $35,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,126 | $35,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 5,714 | $35,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 2,513 | $35,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 6,765 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 1,582 | $35,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 3,624 | $35,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 27,306 | $35,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 3,445 | $35,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 3,596 | $35,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 74,912 | $35,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 3,509 | $35,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 34,000 | $35,000 | thousands by filing date | principal |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 1,045 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189Y303 | BITCOIN STRATEGY | 744 | $35,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 3,598 | $35,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 3,243 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 689 | $35,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 59,999 | $35,000 | thousands by filing date | |
| WSHARES ENHANCED GOLD ETF | 972005102 | UNITS FRACTIONAL | 1,955 | $35,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 2,000 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 500 | $34,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 67,708 | $34,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,090 | $34,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 702 | $34,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 7,777 | $34,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 4,447 | $34,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1,781 | $34,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 53,480 | $34,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 4,943 | $34,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 1,015 | $34,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 1,915 | $34,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 343 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 503 | $34,000 | thousands by filing date | |
| STRATEGY SHS | 86280R878 | GOLD ENHANCED ET | 1,384 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 908 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 625 | $34,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 20,588 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 1,505 | $34,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 1,164 | $34,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,489 | $34,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 4,179 | $34,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 2,235 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 436 | $34,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,200 | $34,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 11,444 | $34,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 1,312 | $34,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P109 | COM CL A | 3,523 | $34,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 2,292 | $34,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E200 | UNIT 12/31/2026 | 3,348 | $34,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP II | 651450207 | UNIT 10/21/2026 | 3,400 | $34,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 3,226 | $34,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 3,083 | $34,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 51,958 | $34,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 4,106 | $34,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 910 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 3,134 | $34,000 | thousands by filing date | |
| LISTED FD TR | 53656F615 | CABOT GROWTH ETF | 1,954 | $34,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,388 | $33,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 21,221 | $33,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,076 | $33,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 8,424 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 1,026 | $33,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1,266 | $33,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 713 | $33,000 | thousands by filing date | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 1,009 | $33,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 1,061 | $33,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 1,228 | $33,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,549 | $33,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A603 | CMN | 1,341 | $33,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 6,333 | $33,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,068 | $33,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 6,499 | $33,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 3,315 | $33,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 6,302 | $33,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 34,146 | $33,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,287 | $33,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 547 | $33,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,000 | $33,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 4,518 | $33,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505640 | RANGE INDIA FINA | 948 | $33,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 3,538 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 1,568 | $33,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 81,267 | $33,000 | thousands by filing date | |
| ASIAN GROWTH CUBS ETF | 30151E640 | ETF | 1,270 | $33,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 568 | $33,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 598 | $33,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 15,006 | $32,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,300 | $32,000 | thousands by filing date | put |
| IMMUNOME INC | 45257U108 | COM | 2,491 | $32,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 4,211 | $32,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 2,100 | $32,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,349 | $32,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 7,066 | $32,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 987 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 1,271 | $32,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 1,300 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,050 | $32,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 777 | $32,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 7,222 | $32,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,393 | $32,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 32,000 | $32,000 | thousands by filing date | principal |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 3,282 | $32,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 7,242 | $32,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,264 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,044 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,343 | $32,000 | thousands by filing date | |
| LISTED FD TR | 53656F763 | TRUESHARES STRCD | 1,087 | $32,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 2,280 | $32,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 3,256 | $32,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 631 | $32,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108797 | mc | 1,238 | $32,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 9,891 | $32,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 814 | $32,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 25,000 | $32,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 1,518 | $32,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 861 | $32,000 | thousands by filing date | |
| EMLES TR | 291361863 | ALPHA OPPORTNTES | 1,451 | $32,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 2,764 | $31,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,577 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 1,205 | $31,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 5,207 | $31,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 800 | $31,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 1,284 | $31,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 2,894 | $31,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 2,963 | $31,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,744 | $31,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 7,533 | $31,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,429 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 815 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,124 | $31,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 1,741 | $31,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,148 | $31,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,998 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 946 | $31,000 | thousands by filing date | |
| MICROSECTORS GOLD MINERS 3X LEVERAGED ETN | 063679658 | ETF | 2,757 | $31,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,257 | $31,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 7,732 | $31,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 6,532 | $31,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 3,919 | $31,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 6,680 | $31,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 2,827 | $31,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 3,081 | $31,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 727 | $31,000 | thousands by filing date | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 635 | $31,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N304 | STRATIFIED SMCP | 618 | $31,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 11,316 | $31,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 3,196 | $31,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 3,161 | $31,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 3,139 | $31,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 3,019 | $31,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 3,113 | $31,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 3,090 | $31,000 | thousands by filing date | |
| KIORA PHARMACEUTICALS INC | 49721T101 | COMMON STOCK | 20,473 | $31,000 | thousands by filing date | |
| JUPITER WELLNESS ACQUISITION | 48208E207 | UNIT 12/06/2026 | 3,072 | $31,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122114 | *W EXP 07/30/202 | 8,736 | $31,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 400 | $30,000 | thousands by filing date | put |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 5,631 | $30,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 2,794 | $30,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,498 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 767 | $30,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 4,271 | $30,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 1,001 | $30,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,312 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,000 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,175 | $30,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 8,134 | $30,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D204 | COM NEW | 4,827 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347G580 | ULTSHT MIDCAP400 | 1,945 | $30,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 16,804 | $30,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 21,054 | $30,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,321 | $30,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 6,171 | $30,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,249 | $30,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L755 | VIRIDI CLEANER | 1,043 | $30,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C204 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 15,130 | $30,000 | thousands by filing date | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 1,010 | $30,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 17,794 | $30,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 7,479 | $30,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 16,650 | $30,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 811 | $30,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 3,068 | $30,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 2,926 | $30,000 | thousands by filing date | |
| FOUNDER SPAC | G3661E106 | CLASS A ORD SHS | 2,984 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $29,000 | thousands by filing date | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 930 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 1,145 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,225 | $29,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 7,275 | $29,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 1,029 | $29,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 1,334 | $29,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 1,275 | $29,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 925 | $29,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E281 | DAIL MS MEXI ETF | 301 | $29,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 3,000 | $29,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767645 | VALU LINE DY ETF | 1,201 | $29,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 2,021 | $29,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 9,703 | $29,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,365 | $29,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 4,351 | $29,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,541 | $29,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 4,547 | $29,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 2,922 | $29,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 52,479 | $29,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 15,719 | $29,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 983 | $29,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L125 | UNIT 99/99/9999 | 2,942 | $29,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 3,000 | $29,000 | thousands by filing date | |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 1,122 | $29,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 2,419 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 1,095 | $29,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 7,283 | $29,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 2,878 | $29,000 | thousands by filing date | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 3,352 | $28,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 6,118 | $28,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 2,584 | $28,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 4,930 | $28,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 1,094 | $28,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 4,381 | $28,000 | thousands by filing date | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 1,049 | $28,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,550 | $28,000 | thousands by filing date | |
| BNY MELLON ULTRA SHORT INCOME ETF | 09661T859 | UIT EXCHANGE TRADED | 569 | $28,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,601 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 1,135 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 3,340 | $28,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,282 | $28,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 2,301 | $28,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 5,946 | $28,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 940 | $28,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 6,078 | $28,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 23,288 | $28,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 11,275 | $28,000 | thousands by filing date | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 4,932 | $28,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 827 | $28,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 10,137 | $28,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 2,924 | $28,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 2,808 | $28,000 | thousands by filing date | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 2,933 | $28,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 19,806 | $28,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 2,198 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 772 | $28,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 2,830 | $28,000 | thousands by filing date | |
| OXBRIDGE ACQUISITION CORP | G6855L125 | UNIT 07/30/2026 | 2,717 | $28,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 30,186 | $28,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 347 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 757 | $28,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 69,621 | $28,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 500 | $27,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 400 | $27,000 | thousands by filing date | put |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 3,775 | $27,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 1,299 | $27,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 1,429 | $27,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 525 | $27,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,448 | $27,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 1,005 | $27,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 905 | $27,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 7,145 | $27,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 816 | $27,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 985 | $27,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 4,098 | $27,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 4,041 | $27,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 860 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 360 | $27,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 586 | $27,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,821 | $27,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 569 | $27,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 1,128 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |