13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,790 | $80,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,000 | $80,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 20,000 | $80,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 3,773 | $80,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 8,080 | $80,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 1,287 | $79,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 3,245 | $79,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 4,485 | $79,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 2,982 | $79,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 27,194 | $79,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 14,080 | $79,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 60,000 | $79,000 | thousands by filing date | call |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,705 | $79,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 1,512 | $78,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 2,546 | $78,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,666 | $78,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,819 | $78,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 9,179 | $78,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 4,983 | $78,000 | thousands by filing date | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 12,837 | $78,000 | thousands by filing date | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 12,078 | $78,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 2,293 | $77,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 2,633 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2,492 | $77,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 1,591 | $77,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 5,473 | $77,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 2,314 | $77,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,422 | $77,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 1,646 | $77,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 2,675 | $77,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 6,034 | $77,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 9,697 | $77,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 7,862 | $77,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 2,376 | $77,000 | thousands by filing date | |
| ROTH CH ACQUISITION V CO | 77867R209 | UNIT 12/10/2026 | 7,587 | $77,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 24,800 | $77,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,000 | $76,000 | thousands by filing date | call |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 5,575 | $76,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,606 | $76,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 15,064 | $76,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 3,800 | $76,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 12,588 | $76,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 5,915 | $76,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 2,900 | $76,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 93,647 | $76,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 7,702 | $76,000 | thousands by filing date | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 1,486 | $75,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 8,667 | $75,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 11,800 | $75,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 4,751 | $75,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 2,811 | $75,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,372 | $75,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,696 | $75,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,715 | $75,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 4,100 | $75,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 7,507 | $75,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 4,000 | $75,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 400 | $74,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 2,230 | $74,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,500 | $74,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 4,664 | $74,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 6,945 | $74,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,108 | $74,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,194 | $74,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 15,487 | $74,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 14,232 | $74,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 34,268 | $74,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 16,280 | $74,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 23,181 | $73,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 1,446 | $73,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 4,277 | $73,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 3,685 | $73,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 9,713 | $73,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 7,144 | $73,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 2,254 | $73,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 2,995 | $73,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 5,783 | $73,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,605 | $73,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 9,612 | $73,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 43,129 | $73,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 17,168 | $73,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 17,662 | $73,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 2,938 | $73,000 | thousands by filing date | |
| FIRST LT ACQUISITION GROUP I | 320703101 | CL A | 7,415 | $73,000 | thousands by filing date | |
| SIREN ETF TR | 829658103 | LG BLND IDX ETF | 2,167 | $73,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 5,679 | $72,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 2,179 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,500 | $72,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 3,807 | $72,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 4,712 | $72,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 3,197 | $72,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 5,668 | $72,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,747 | $72,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 4,451 | $72,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 12,064 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,038 | $72,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 45,736 | $72,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 1,973 | $72,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 41,508 | $72,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 2,687 | $72,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 14,059 | $72,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 25,398 | $72,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 6,705 | $72,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 718 | $72,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,064 | $71,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 2,243 | $71,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 15,950 | $71,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 3,790 | $71,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 8,057 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 977 | $71,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 1,781 | $71,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M208 | COM NEW | 7,031 | $71,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 9,988 | $71,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 1,261 | $71,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 7,047 | $71,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 18,020 | $71,000 | thousands by filing date | |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 679 | $71,000 | thousands by filing date | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 1,741 | $70,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 4,200 | $70,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 200 | $70,000 | thousands by filing date | put |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 2,396 | $70,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 812 | $70,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,239 | $70,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 1,338 | $70,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 3,084 | $70,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,016 | $70,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 1,830 | $70,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 2,341 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,667 | $70,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 6,766 | $70,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 4,996 | $70,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,813 | $70,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 2,993 | $70,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 43,540 | $70,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 13,596 | $70,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 1,613 | $70,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 900 | $69,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 5,422 | $69,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 2,531 | $69,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 2,055 | $69,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 1,376 | $69,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 6,207 | $69,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 20,135 | $69,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 12,114 | $69,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,579 | $68,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 15,985 | $68,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 5,987 | $68,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 1,964 | $68,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 42,039 | $68,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 2,676 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 3,184 | $68,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 2,722 | $68,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 38,778 | $68,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 13,086 | $68,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 16,530 | $68,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 38,477 | $68,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1,918 | $67,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,143 | $67,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 3,260 | $67,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,781 | $67,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 3,840 | $67,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 2,764 | $67,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 1,875 | $67,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 8,856 | $67,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505673 | ETC 6 SMALL CAP | 1,283 | $67,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 8,258 | $67,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 5,377 | $67,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 9,795 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 3,528 | $67,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E772 | QRAFT AI-ENHNCD | 2,090 | $67,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 7,854 | $66,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 1,803 | $66,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,704 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 2,035 | $66,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 1,397 | $66,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 7,192 | $66,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,598 | $66,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 9,548 | $66,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 5,445 | $66,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,392 | $66,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 2,443 | $66,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 3,208 | $65,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,785 | $65,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 9,367 | $65,000 | thousands by filing date | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 3,407 | $65,000 | thousands by filing date | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 2,641 | $65,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 2,517 | $65,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 6,169 | $65,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 3,074 | $65,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 59,793 | $65,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,200 | $65,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,015 | $65,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 117,231 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 12,058 | $65,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 728 | $64,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 1,321 | $64,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 1,802 | $64,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,155 | $64,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 8,149 | $64,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 9,427 | $64,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 22,711 | $64,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 3,977 | $64,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 13,333 | $64,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 18,847 | $64,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 200 | $63,000 | thousands by filing date | put |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 591 | $63,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 2,457 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,303 | $63,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,539 | $63,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 6,981 | $63,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 6,651 | $63,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 4,701 | $63,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,543 | $63,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 6,531 | $63,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 76,692 | $63,000 | thousands by filing date | |
| SNOW LAKE RES LTD | 83336J208 | COM | 11,002 | $63,000 | thousands by filing date | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 1,522 | $63,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 3,290 | $62,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 5,000 | $62,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 19,277 | $62,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 3,753 | $62,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,457 | $62,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 579 | $62,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 1,530 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 1,380 | $62,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 1,288 | $62,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,225 | $62,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 1,301 | $62,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 9,636 | $62,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 27,550 | $62,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 14,855 | $62,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 5,260 | $62,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 1,743 | $62,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,941 | $61,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,572 | $61,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 16,675 | $61,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 1,971 | $61,000 | thousands by filing date | |
| ENOVIX CORPORATION | 293594115 | *W EXP 11/30/202 | 3,878 | $61,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 17,374 | $60,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 401 | $60,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,906 | $60,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 1,889 | $60,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 1,955 | $60,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 58,137 | $60,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 20,859 | $60,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 2,172 | $60,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,381 | $59,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 6,574 | $59,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 2,202 | $59,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 2,606 | $59,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 3,132 | $59,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,847 | $59,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 9,664 | $59,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 9,095 | $59,000 | thousands by filing date | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 2,181 | $59,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 5,738 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 3,120 | $59,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 7,856 | $59,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 18,889 | $59,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 3,596 | $59,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 7,786 | $58,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 3,433 | $58,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 3,102 | $58,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 1,668 | $58,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 4,521 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 3,000 | $58,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 14,615 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 1,820 | $58,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 29,315 | $58,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 6,512 | $58,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 18,449 | $58,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 14,407 | $58,000 | thousands by filing date | |
| STRAN & CO INC | 83407J103 | COM | 5,900 | $58,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 3,179 | $57,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 1,495 | $57,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 8,831 | $57,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 1,864 | $57,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,594 | $57,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 952 | $57,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 1,921 | $57,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 10,497 | $57,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 1,647 | $57,000 | thousands by filing date | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 2,003 | $57,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 1,741 | $57,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 4,362 | $57,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 3,101 | $57,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 703 | $57,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 4,686 | $57,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,325 | $57,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 1,148 | $57,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y446 | Q PORTFOLIO BLEN | 2,130 | $57,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 500 | $56,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 1,777 | $56,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,586 | $56,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 1,903 | $56,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 1,575 | $56,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 1,100 | $56,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 1,051 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 2,620 | $56,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,050 | $56,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 2,209 | $56,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 23,756 | $56,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,183 | $56,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 18,231 | $56,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 5,595 | $56,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 2,438 | $56,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 24,787 | $56,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 11,742 | $56,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 1,391 | $56,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 2,197 | $55,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 1,789 | $55,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 4,879 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 1,208 | $55,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 915 | $55,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 7,298 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 777 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 1,081 | $55,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 25,079 | $55,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $54,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $54,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 1,770 | $54,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,279 | $54,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 1,511 | $54,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 892 | $54,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,329 | $54,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 1,530 | $54,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 1,133 | $54,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 5,828 | $54,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $54,000 | thousands by filing date | principal |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 5,398 | $54,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 5,398 | $54,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L789 | THE ACTIVE DIVID | 1,820 | $54,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 4,818 | $53,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 596 | $53,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 4,083 | $53,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 15,460 | $53,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 9,075 | $53,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 17,462 | $53,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,500 | $53,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,377 | $53,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,807 | $53,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 1,145 | $53,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 3,305 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,799 | $53,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 26,674 | $53,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 24,600 | $53,000 | thousands by filing date | call |
| HUMANIGEN INC | 444863203 | COM NEW | 14,406 | $53,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 89,295 | $53,000 | thousands by filing date | |
| BATTERY FUTURE ACQUISITION C | G0888J116 | UNIT 99/99/9999 | 5,282 | $53,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 20,463 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 6,355 | $53,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 2,208 | $53,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 5,252 | $53,000 | thousands by filing date | |
| TIDAL ETF TR | 886364751 | EUCLID CAP GRWT | 1,991 | $53,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 4,253 | $52,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 3,805 | $52,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,937 | $52,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 1,543 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 684 | $52,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,711 | $52,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 960 | $52,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,932 | $52,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 7,540 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 3,665 | $52,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 5,190 | $52,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 1,915 | $52,000 | thousands by filing date | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D203 | UNIT 12/08/2026 | 5,126 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,583 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,461 | $52,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 2,214 | $52,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 953 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 1,754 | $51,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 13,883 | $51,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 7,042 | $51,000 | thousands by filing date | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 1,424 | $51,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,771 | $51,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 1,180 | $51,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 4,132 | $51,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 1,686 | $51,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 18,420 | $51,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 6,304 | $51,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 43,219 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,579 | $51,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 10,743 | $51,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 5,233 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 1,287 | $51,000 | thousands by filing date | |
| MICROSECTORS U.S. BIG OIL INDEX -3X INVERSE LEVERAGED ETN | 063679633 | ETF | 6,833 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051564 | XTRCK EURZON EQT | 1,887 | $51,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,300 | $50,000 | thousands by filing date | put |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 1,500 | $50,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 2,906 | $50,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 1,613 | $50,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L204 | COM NEW | 24,892 | $50,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 2,640 | $50,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 20,335 | $50,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 28,133 | $50,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 55,978 | $50,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 87,317 | $50,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 3,143 | $50,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 17,215 | $50,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 1,850 | $50,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C193 | CMN | 1,537 | $50,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L105 | CMN | 4,943 | $50,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 1,491 | $50,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 1,528 | $49,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 372 | $49,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 583 | $49,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,318 | $49,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 1,700 | $49,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 2,426 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 1,214 | $49,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 1,483 | $49,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 1,946 | $49,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 2,105 | $49,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 1,187 | $49,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 2,034 | $49,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 1,200 | $49,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 1,196 | $49,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 7,228 | $49,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 5,117 | $49,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 25,917 | $49,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 1,939 | $49,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L862 | MERLYN AI SECTOR | 1,695 | $49,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 58,037 | $49,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 1,730 | $49,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 2,814 | $48,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 15,250 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 924 | $48,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 1,451 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 700 | $48,000 | thousands by filing date | put |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 953 | $48,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 1,237 | $48,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,406 | $48,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,430 | $48,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 1,448 | $48,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 1,664 | $48,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 5,634 | $48,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,253 | $48,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,152 | $48,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 6,013 | $48,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 8,388 | $48,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 2,719 | $48,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,872 | $48,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 744 | $48,000 | thousands by filing date | |
| RBC BEARINGS INC | 75524B203 | CONV | 459 | $48,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 5,455 | $48,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 35,736 | $48,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 2,022 | $48,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 12,911 | $48,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 35,613 | $48,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 987 | $48,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 82,201 | $48,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 46,750 | $48,000 | thousands by filing date | |
| BLACKBOXSTOCKS INC COM | 09229E204 | Stock | 13,496 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 1,144 | $48,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 1,703 | $47,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 1,803 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,808 | $47,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 10,471 | $47,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,794 | $47,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 4,438 | $47,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 9,050 | $47,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 1,627 | $47,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 1,991 | $47,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 3,636 | $47,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,826 | $47,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 121,943 | $47,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 2,673 | $47,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 41,309 | $47,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 3,072 | $47,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 2,578 | $47,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 5,953 | $47,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,043 | $47,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 4,637 | $47,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 1,780 | $47,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679625 | MCROSECTR 3XINVR | 4,575 | $47,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 1,080 | $47,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 994 | $46,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 500 | $46,000 | thousands by filing date | put |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 4,685 | $46,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 6,106 | $46,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 3,173 | $46,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 11,884 | $46,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 1,538 | $46,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 1,600 | $46,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 21,414 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 1,030 | $46,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,188 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,069 | $46,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 4,828 | $46,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 718 | $46,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 9,861 | $46,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 14,406 | $46,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 1,241 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 945 | $45,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 300 | $45,000 | thousands by filing date | put |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 900 | $45,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 3,877 | $45,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 6,618 | $45,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 639 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |