13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 8,629 | $138,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 21,963 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,890 | $138,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 4,358 | $138,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 2,254 | $138,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 13,781 | $138,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 9,870 | $138,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 2,744 | $137,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 18,627 | $137,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 1,970 | $137,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 8,980 | $137,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,083 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,302 | $137,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 13,046 | $137,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 7,945 | $136,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 5,375 | $136,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 69,810 | $136,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 1,564 | $136,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 9,364 | $136,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 18,698 | $136,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 7,390 | $135,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 4,651 | $135,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 8,956 | $135,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 21,646 | $135,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 5,329 | $135,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 15,667 | $135,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 6,518 | $134,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 6,971 | $134,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 27,277 | $134,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 21,123 | $134,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874101 | CL A | 13,787 | $134,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 13,506 | $134,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 2,186 | $133,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,647 | $133,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 18,161 | $133,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 90,006 | $133,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 12,188 | $133,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,118 | $133,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 34,108 | $132,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 78,032 | $132,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 14,726 | $132,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 20,193 | $132,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 8,756 | $132,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 4,078 | $132,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 13,198 | $132,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 12,686 | $131,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 4,395 | $131,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 94,346 | $131,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 78,762 | $131,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 15,031 | $130,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 28,739 | $130,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 2,138 | $130,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,967 | $130,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 1,843 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,161 | $130,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,425 | $130,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 22,402 | $130,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 12,613 | $130,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 13,174 | $130,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,409 | $129,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 5,304 | $129,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 2,414 | $129,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 7,786 | $129,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,924 | $129,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,897 | $129,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 11,584 | $129,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,617 | $129,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 35,399 | $129,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,828 | $129,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 12,897 | $129,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 4,139 | $128,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,833 | $128,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 9,836 | $128,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 6,136 | $128,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 4,814 | $128,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 2,618 | $128,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 14,103 | $128,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 14,277 | $128,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 4,550 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,794 | $127,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,066 | $127,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 7,332 | $127,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 7,183 | $127,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 31,204 | $127,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 4,785 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,690 | $127,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,618 | $127,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 12,786 | $127,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 13,867 | $127,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 16,200 | $127,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 25,358 | $126,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 13,889 | $126,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,755 | $126,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 2,053 | $126,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 72,666 | $126,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 5,855 | $126,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 21,295 | $126,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 3,440 | $126,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 11,170 | $125,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 4,974 | $125,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 17,155 | $125,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 10,158 | $125,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 12,696 | $125,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,552 | $124,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 20,800 | $124,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 46,768 | $124,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,590 | $124,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 8,113 | $124,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 1,824 | $124,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 12,471 | $124,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 3,475 | $123,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,230 | $123,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 2,183 | $123,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505681 | ETC 6 MEGA CAP | 3,389 | $123,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 4,426 | $123,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 3,582 | $123,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 700 | $122,000 | thousands by filing date | put |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,600 | $122,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 17,690 | $122,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,585 | $122,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,840 | $122,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 209,271 | $122,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,531 | $121,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 851 | $121,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,702 | $121,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 6,000 | $121,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 5,744 | $121,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 26,967 | $121,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 9,711 | $121,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 334,183 | $121,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,404 | $121,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 120,000 | $121,000 | thousands by filing date | principal |
| ISHARES TR | 46429B515 | CMN | 2,516 | $120,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 6,435 | $120,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 12,160 | $120,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 2,060 | $120,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 2,688 | $119,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 8,507 | $119,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 5,822 | $119,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 14,050 | $119,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 97,219 | $119,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 10,884 | $119,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 11,917 | $119,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J101 | CL A SHS | 12,008 | $119,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 7,529 | $118,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,908 | $118,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,456 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,200 | $118,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 4,435 | $118,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 4,027 | $118,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 7,844 | $118,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 4,344 | $118,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 6,382 | $118,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,090 | $118,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 11,750 | $118,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 11,890 | $118,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 15,000 | $117,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 3,846 | $117,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 10,029 | $117,000 | thousands by filing date | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 84,644 | $117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 2,319 | $117,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 72,821 | $117,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,147 | $117,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 23,000 | $117,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,262 | $117,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 11,432 | $117,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 11,795 | $117,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 29,810 | $116,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 2,340 | $116,000 | thousands by filing date | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 32,649 | $116,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 11,195 | $116,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,397 | $116,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 25,550 | $116,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 4,500 | $116,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 7,160 | $116,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 117,766 | $116,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 4,353 | $116,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 11,652 | $116,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 11,467 | $116,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 900 | $115,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 800 | $115,000 | thousands by filing date | call |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 4,500 | $115,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 5,029 | $115,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 12,088 | $115,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 17,371 | $115,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 700 | $114,000 | thousands by filing date | put |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 10,278 | $114,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,400 | $114,000 | thousands by filing date | put |
| ERO COPPER CORP COM | 296006109 | Stock | 7,482 | $114,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,034 | $114,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,661 | $114,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 22,107 | $114,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,119 | $114,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 6,352 | $114,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,392 | $114,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 11,594 | $114,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 11,691 | $114,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 1,000 | $113,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 44,307 | $113,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 875 | $113,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,448 | $113,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 9,459 | $113,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 6,183 | $113,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 15,763 | $113,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 5,515 | $113,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 73,072 | $113,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 6,172 | $112,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 11,947 | $112,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 46,082 | $112,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 12,077 | $112,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 14,954 | $112,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 9,289 | $112,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 14,408 | $112,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 2,840 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 1,434 | $112,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 18,637 | $112,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 4,431 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 4,301 | $112,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 19,222 | $112,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 9,289 | $111,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 14,982 | $111,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,569 | $111,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 11,333 | $111,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 12,230 | $111,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 13,800 | $111,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,943 | $111,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 50,695 | $111,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 45,631 | $111,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 11,144 | $111,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 10,977 | $111,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 6,004 | $110,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 9,491 | $110,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 9,513 | $110,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 15,796 | $110,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 11,089 | $110,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 11,116 | $110,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,300 | $109,000 | thousands by filing date | put |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,796 | $109,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,032 | $109,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 19,588 | $109,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 17,300 | $109,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 11,131 | $109,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 10,669 | $109,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,041 | $108,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 3,690 | $108,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 14,591 | $108,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,739 | $108,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 4,121 | $108,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 2,118 | $108,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 7,945 | $108,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 26,888 | $108,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 4,569 | $108,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 10,901 | $108,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 10,908 | $108,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 10,798 | $107,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,147 | $107,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 2,086 | $107,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 2,890 | $107,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 10,692 | $107,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,147 | $106,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 800 | $106,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 800 | $106,000 | thousands by filing date | call |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 14,098 | $106,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 7,539 | $106,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,652 | $106,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 39,337 | $106,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 48,446 | $106,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 500 | $105,000 | thousands by filing date | put |
| CRICUT INC | 22658D100 | COM CL A | 4,735 | $105,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,149 | $105,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 4,171 | $105,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,591 | $105,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,207 | $105,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 8,936 | $105,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 13,634 | $105,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 13,110 | $105,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 13,112 | $105,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,002 | $105,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 1,889 | $105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 3,227 | $104,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 5,878 | $104,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,032 | $104,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,128 | $104,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 3,216 | $104,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 12,710 | $104,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 7,893 | $104,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 6,876 | $104,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,109 | $104,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 4,335 | $104,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 3,048 | $104,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6,689 | $103,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 9,900 | $103,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6,133 | $103,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 4,932 | $103,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 6,103 | $103,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,387 | $103,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 19,355 | $103,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 23,195 | $103,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 15,335 | $103,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 10,030 | $103,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 7,650 | $102,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 18,231 | $102,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 6,092 | $102,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,360 | $102,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 33,537 | $102,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,811 | $102,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P613 | FUND | 3,962 | $102,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 29,373 | $102,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 10,314 | $102,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,814 | $102,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 6,853 | $101,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,220 | $101,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 6,794 | $101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,066 | $101,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 37,927 | $101,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W206 | UNIT 01/31/2028 | 10,262 | $101,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 1,002 | $100,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 10,143 | $100,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 400 | $99,000 | thousands by filing date | put |
| INNOVAGE HLDG CORP | 45784A104 | COM | 19,805 | $99,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 8,305 | $99,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 33,566 | $99,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3,876 | $99,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,792 | $99,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 25,261 | $99,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 10,000 | $99,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 9,999 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 2,783 | $99,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,000 | $98,000 | thousands by filing date | put |
| VERTEX INC | 92538J106 | CL A | 6,168 | $98,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 2,328 | $98,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,250 | $98,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,172 | $98,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 9,991 | $98,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 7,881 | $98,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 39,932 | $97,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,685 | $97,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,208 | $97,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 50,000 | $97,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 3,880 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 2,862 | $97,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 1,853 | $97,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 2,700 | $97,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 4,509 | $97,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 9,813 | $97,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 26,565 | $96,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,456 | $96,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,103 | $96,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,563 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 1,253 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 3,109 | $96,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 1,593 | $96,000 | thousands by filing date | |
| MYNARIC AG | 62857X101 | SPON ADS | 7,594 | $96,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 3,779 | $95,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 9,394 | $95,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 9,507 | $95,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,374 | $95,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 14,384 | $95,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 7,276 | $95,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 55,700 | $95,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,018 | $94,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,727 | $94,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,875 | $94,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 9,800 | $94,000 | thousands by filing date | call |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 1,737 | $94,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 6,416 | $94,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 3,469 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 802 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 1,266 | $94,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 7,104 | $94,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 2,145 | $94,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 8,855 | $93,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 3,557 | $93,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,852 | $93,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 5,653 | $93,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,970 | $93,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1,790 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 2,041 | $93,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 3,356 | $93,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 3,558 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 10,155 | $93,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 1,339 | $92,000 | thousands by filing date | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 8,808 | $92,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,499 | $92,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,584 | $92,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 2,500 | $92,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 5,949 | $92,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 22,348 | $92,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 4,396 | $92,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,580 | $92,000 | thousands by filing date | |
| MATTERPORT INC | 577096118 | W EXP 08/24/202 | 10,013 | $92,000 | thousands by filing date | |
| WINC, INC. | 97265W105 | COM | 17,613 | $92,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 23 | $91,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 5,007 | $91,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 1,822 | $91,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,984 | $91,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 909 | $91,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 43,459 | $91,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,312 | $91,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 5,782 | $91,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 3,260 | $90,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,299 | $90,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,111 | $90,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 3,630 | $90,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,291 | $90,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 1,835 | $90,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 7,561 | $90,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 6,580 | $90,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 9,113 | $90,000 | thousands by filing date | |
| MAINZ BIOMED N V | N5436L101 | ORDINARY SHARES | 8,710 | $90,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 54,532 | $90,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 12,500 | $89,000 | thousands by filing date | call |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 2,797 | $89,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 1,851 | $89,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 8,920 | $89,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,077 | $89,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,076 | $89,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,665 | $89,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,432 | $89,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 2,306 | $89,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 145,344 | $89,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 13,312 | $88,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,379 | $88,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,000 | $88,000 | thousands by filing date | put |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 5,528 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 2,471 | $88,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 11,193 | $88,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 7,700 | $88,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P514 | FUND | 1,345 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 3,194 | $88,000 | thousands by filing date | |
| DIREXION DAILY LATIN AMERICA BULL 2X SHARES | 25460E273 | ETF | 1,621 | $88,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 2,216 | $87,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 3,432 | $87,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 4,346 | $87,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,000 | $87,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 6,036 | $87,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 23,589 | $87,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 2,423 | $87,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,230 | $87,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,730 | $87,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 2,242 | $87,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 5,430 | $87,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 25,925 | $87,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 26,659 | $87,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 2,473 | $87,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 8,800 | $87,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 12,800 | $86,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 1,742 | $86,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 907 | $86,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 5,266 | $86,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 4,364 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 3,072 | $86,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 6,638 | $86,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 3,262 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 3,068 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 3,158 | $86,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 10,511 | $85,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,448 | $85,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 7,821 | $85,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 5,191 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 1,666 | $85,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 193,717 | $85,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 3,612 | $84,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 2,059 | $84,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,709 | $84,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 6,312 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,610 | $84,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 1,588 | $84,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,900 | $84,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 3,343 | $84,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 8,370 | $84,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 1,125 | $83,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 18,308 | $83,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 4,328 | $83,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,954 | $83,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 7,167 | $83,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 63,907 | $83,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 23,494 | $83,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 22,439 | $83,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 2,163 | $83,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 4,900 | $82,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 10,126 | $82,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 2,590 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 3,094 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 3,110 | $82,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 25,292 | $82,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 18,339 | $82,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,928 | $82,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 56,682 | $82,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,500 | $81,000 | thousands by filing date | put |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 15,560 | $81,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 4,182 | $81,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L701 | CMN | 1,986 | $81,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 3,245 | $81,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 116,269 | $81,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,749 | $81,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 8,140 | $81,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 7,397 | $81,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 2,107 | $81,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 2,999 | $80,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |