13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,500 | $41,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1,349 | $41,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 89,727 | $41,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 5,594 | $41,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 1,627 | $41,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,150 | $41,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,686 | $41,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 2,509 | $41,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 4,048 | $41,000 | thousands by filing date | |
| LISTED FD TR | 53656F672 | TRUESHARES DEC | 1,453 | $41,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 6,778 | $41,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 4,071 | $41,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 4,065 | $41,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 4,252 | $41,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 1,112 | $41,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $40,000 | thousands by filing date | put |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 4,690 | $40,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,393 | $40,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,500 | $40,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 3,100 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 1,809 | $40,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,221 | $40,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 8,212 | $40,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 2,655 | $40,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 18,478 | $40,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 1,440 | $40,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E632 | CMN | 1,625 | $40,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 4,042 | $40,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 1,672 | $40,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $39,000 | thousands by filing date | put |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,333 | $39,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 3,364 | $39,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 846 | $39,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 3,648 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 1,192 | $39,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 1,203 | $39,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 954 | $39,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 6,211 | $39,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 634 | $39,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,138 | $39,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 823 | $39,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 7,040 | $39,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 4,004 | $39,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,408 | $39,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 5,369 | $39,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 3,840 | $39,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 16,461 | $39,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 3,487 | $39,000 | thousands by filing date | |
| ARTISAN ACQUISITION CORP | G0509L110 | UNIT 03/26/2026 | 3,796 | $39,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,659 | $38,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $38,000 | thousands by filing date | put |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,513 | $38,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 657 | $38,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,986 | $38,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 1,355 | $38,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 848 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 1,934 | $38,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 3,600 | $38,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P613 | FUND | 1,421 | $38,000 | thousands by filing date | |
| LISTED FD TR | 53656F797 | TRUESHARES STRUC | 1,499 | $38,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 14,481 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,251 | $37,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,905 | $37,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 2,869 | $37,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 6,533 | $37,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,198 | $37,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,305 | $37,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 615 | $37,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 884 | $37,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 375 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 1,333 | $37,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 1,438 | $37,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 1,815 | $37,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 1,237 | $37,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,189 | $37,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 1,500 | $37,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,227 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 2,282 | $37,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 8,318 | $37,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,008 | $37,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 945 | $37,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 3,721 | $37,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 40,000 | $37,000 | thousands by filing date | |
| ASIAN GROWTH CUBS ETF | 30151E640 | ETF | 1,398 | $37,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 1,672 | $37,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 23,791 | $37,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 1,395 | $37,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,618 | $36,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,159 | $36,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 3,361 | $36,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 2,354 | $36,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 1,305 | $36,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 1,391 | $36,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 24,685 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,071 | $36,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,314 | $36,000 | thousands by filing date | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 1,273 | $36,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 3,798 | $36,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 1,936 | $36,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 6,503 | $36,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 18,070 | $36,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 4,100 | $36,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 172 | $36,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 5,369 | $36,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 3,610 | $36,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 64,616 | $36,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 954 | $36,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317102 | CLASS A ORD SHS | 3,632 | $36,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 1,055 | $36,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 984 | $35,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 1,160 | $35,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 600 | $35,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 771 | $35,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,005 | $35,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 846 | $35,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 1,213 | $35,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 1,295 | $35,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 1,134 | $35,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 1,800 | $35,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A603 | CMN | 1,400 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 996 | $35,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 1,064 | $35,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 570 | $35,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 2,886 | $35,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 916 | $35,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 4,298 | $35,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 3,510 | $35,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 12,928 | $35,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 1,427 | $35,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 29,409 | $35,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 1,127 | $35,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 9,850 | $35,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 300 | $34,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 1,114 | $34,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 1,945 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 500 | $34,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 3,311 | $34,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $34,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 633 | $34,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,256 | $34,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 1,567 | $34,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 1,341 | $34,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,368 | $34,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 941 | $34,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 871 | $34,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,756 | $34,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 1,537 | $34,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L870 | GADSDN DYN MLT | 1,088 | $34,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 1,319 | $34,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 9,633 | $34,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,314 | $34,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 32,347 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 481 | $34,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 1,601 | $34,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 46,432 | $34,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 3,311 | $34,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,427 | $34,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 3,053 | $34,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 37,686 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,212 | $33,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 663 | $33,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 875 | $33,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,990 | $33,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 3,000 | $33,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,898 | $33,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 992 | $33,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 63,211 | $33,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 775 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 763 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 1,354 | $33,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,564 | $33,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 7,053 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 1,218 | $33,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 1,133 | $33,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,476 | $33,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 5,373 | $33,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,931 | $33,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 2,017 | $33,000 | thousands by filing date | |
| LISTED FD TR | 53656F763 | TRUESHARES STRCD | 1,187 | $33,000 | thousands by filing date | |
| LISTED FD TR | 53656F474 | OPAL DIVD INCM E | 1,184 | $33,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 32,000 | $33,000 | thousands by filing date | principal |
| SYNTAX ETF TR | 87166N304 | STRATIFIED SMCP | 629 | $33,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 733 | $33,000 | thousands by filing date | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 1,395 | $33,000 | thousands by filing date | |
| PROTERRA INC | 74374T117 | *W EXP 09/22/202 | 12,597 | $33,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 100 | $32,000 | thousands by filing date | put |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,930 | $32,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 1,570 | $32,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 668 | $32,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 889 | $32,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 549 | $32,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 1,365 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 309 | $32,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 3,336 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 686 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 554 | $32,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 1,156 | $32,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 496 | $32,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 32,000 | $32,000 | thousands by filing date | principal |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 4,758 | $32,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,700 | $32,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 2,841 | $32,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 5,630 | $32,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 8,928 | $32,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 1,045 | $32,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 1,947 | $32,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 26,715 | $32,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U101 | COMMON STOCK | 3,231 | $32,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 2,969 | $31,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 500 | $31,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,000 | $31,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 464 | $31,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 1,632 | $31,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 2,883 | $31,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 2,080 | $31,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 7,460 | $31,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,651 | $31,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 944 | $31,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 4,298 | $31,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 9,216 | $31,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,625 | $31,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 3,367 | $31,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 724 | $31,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 2,500 | $31,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J105 | CL A | 3,865 | $31,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 2,607 | $31,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,625 | $31,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 13,671 | $31,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 8,554 | $31,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 1,287 | $31,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 3,113 | $31,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 879 | $31,000 | thousands by filing date | |
| EMLES TR | 291361707 | CMN | 1,059 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y251 | CHINA BIOTECHINV | 1,935 | $31,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 3,117 | $31,000 | thousands by filing date | |
| AXS FOMO ETF | 19423L664 | ETF | 1,314 | $31,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,384 | $31,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 3,041 | $31,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 3,127 | $31,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 200 | $30,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,650 | $30,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 960 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 934 | $30,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,119 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 924 | $30,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 649 | $30,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,733 | $30,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,609 | $30,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 48,491 | $30,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,459 | $30,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,347 | $30,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 434 | $30,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 3,924 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,469 | $30,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,495 | $30,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 676 | $30,000 | thousands by filing date | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 2,742 | $30,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 6,246 | $30,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 6,100 | $30,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 2,839 | $30,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 4,141 | $30,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 3,561 | $30,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 1,500 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 3,121 | $30,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 13,912 | $30,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 3,777 | $30,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 1,153 | $30,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 33,336 | $30,000 | thousands by filing date | |
| DATCHAT INC | 23816M107 | COM | 2,200 | $30,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 2,816 | $30,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 2,979 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y244 | EMKT INTRNT ECOM | 2,547 | $30,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644204 | UNIT 07/31/2026 | 2,937 | $30,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,856 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $29,000 | thousands by filing date | put |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 3,278 | $29,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 2,800 | $29,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 979 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 944 | $29,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 3,754 | $29,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,109 | $29,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,463 | $29,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,817 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 677 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 977 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 779 | $29,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 14,715 | $29,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,081 | $29,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 15,240 | $29,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 2,015 | $29,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 3,940 | $29,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 500 | $29,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 3,495 | $29,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 2,884 | $29,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 25,598 | $29,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 2,924 | $29,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 22,143 | $29,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 4,059 | $29,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 1,045 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,295 | $29,000 | thousands by filing date | |
| ISHARES TR | 46436E304 | CMN | 1,030 | $29,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 2,887 | $29,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 21,471 | $29,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 926 | $29,000 | thousands by filing date | |
| THE BEAUTY HEALTH COMPANY | 88331L116 | *W EXP 05/04/202 | 2,000 | $29,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 4,423 | $29,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 397 | $29,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 3,676 | $28,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 10,151 | $28,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 875 | $28,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 1,734 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 900 | $28,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,204 | $28,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 391 | $28,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 2,750 | $28,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,000 | $28,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 256 | $28,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 421 | $28,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 875 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 915 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 721 | $28,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 1,639 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 874 | $28,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,100 | $28,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,783 | $28,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 4,087 | $28,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 263 | $28,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 2,116 | $28,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 2,000 | $28,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 1,993 | $28,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 2,839 | $28,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,291 | $28,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 8,717 | $28,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 2,879 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,058 | $28,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 2,778 | $28,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 2,803 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 867 | $28,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 2,046 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 980 | $28,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 2,782 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347G655 | ULT MSCIBZL CAPP | 1,631 | $28,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 2,878 | $28,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 2,758 | $28,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 7,731 | $27,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,000 | $27,000 | thousands by filing date | put |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 3,008 | $27,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 930 | $27,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 800 | $27,000 | thousands by filing date | put |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1,663 | $27,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 495 | $27,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 338 | $27,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 600 | $27,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 3,671 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 1,017 | $27,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 1,773 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 1,156 | $27,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 15,396 | $27,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 891 | $27,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 47,182 | $27,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 7,923 | $27,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 2,680 | $27,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 2,608 | $27,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 3,500 | $27,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 6,781 | $27,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2,732 | $27,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q209 | UNIT 08/26/2026 | 2,643 | $27,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 815 | $27,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,612 | $27,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 762 | $27,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 2,526 | $27,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 2,770 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y210 | CHINA INOVATION | 1,469 | $27,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 2,683 | $27,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 5,425 | $27,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 1,135 | $27,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 478 | $27,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 2,531 | $27,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 500 | $26,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 400 | $26,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 547 | $26,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,250 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,459 | $26,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 996 | $26,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,174 | $26,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 4,935 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 895 | $26,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 42,476 | $26,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 5,000 | $26,000 | thousands by filing date | put |
| EVO PMTS INC | 26927E104 | CL A COM | 1,090 | $26,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 8,807 | $26,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 1,852 | $26,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 671 | $26,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 553 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,023 | $26,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 2,569 | $26,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 2,000 | $26,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 2,650 | $26,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 28,572 | $26,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 40,875 | $26,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 20,377 | $26,000 | thousands by filing date | |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 519 | $26,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 2,581 | $26,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 869 | $26,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 2,617 | $26,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 465 | $26,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q102 | COM | 2,619 | $26,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,071 | $25,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 443 | $25,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 1,001 | $25,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 1,010 | $25,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,900 | $25,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,012 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 834 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 328 | $25,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 24,000 | $25,000 | thousands by filing date | principal |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 1,479 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 958 | $25,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 2,359 | $25,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 900 | $25,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 6,186 | $25,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 9,645 | $25,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 8,396 | $25,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 18,788 | $25,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 3,077 | $25,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 1,808 | $25,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 13,470 | $25,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 2,581 | $25,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 3,786 | $25,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 2,222 | $25,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,770 | $25,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 4,085 | $25,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 675 | $25,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1,999 | $25,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 6,147 | $25,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 10,971 | $25,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 2,540 | $25,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 2,534 | $25,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 676 | $25,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 296 | $25,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 1,072 | $25,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 34,701 | $25,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 2,537 | $25,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C193 | CMN | 831 | $25,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 3,878 | $25,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 3,523 | $25,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 8,930 | $25,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 1,635 | $25,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 2,384 | $25,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561208 | UNIT 07/29/2026 | 2,401 | $25,000 | thousands by filing date | |
| GOBI ACQUISITION CORP | G4022Y104 | CLASS A ORD SHS | 2,630 | $25,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 460 | $25,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 2,485 | $25,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 400 | $24,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $24,000 | thousands by filing date | put |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 617 | $24,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 1,081 | $24,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 5,746 | $24,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,962 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 896 | $24,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 1,443 | $24,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,352 | $24,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,935 | $24,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,296 | $24,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 953 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 742 | $24,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,388 | $24,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637100 | SHS | 8,968 | $24,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,524 | $24,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 11,220 | $24,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 5,944 | $24,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 9,949 | $24,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 1,042 | $24,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 5,234 | $24,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,636 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 414 | $24,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,403 | $24,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 4,665 | $24,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,355 | $24,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 1,922 | $24,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 2,717 | $24,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 572 | $24,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 24,000 | $24,000 | thousands by filing date | principal |
| VOLTA INC | 92873V102 | COM CL A | 2,846 | $24,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 3,435 | $24,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 2,431 | $24,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 15,462 | $24,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 760 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 1,270 | $24,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 4,305 | $24,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D104 | SHS | 2,400 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347G721 | ULSHRT UTILS NEW | 1,485 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 864 | $24,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 52,511 | $24,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 2,898 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 251 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 5,783 | $24,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 2,500 | $24,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 996 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |