13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TALKSPACE INC | 87427V103 | COM | 4,241 | $15,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 768 | $15,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,098 | $15,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,517 | $15,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 663 | $15,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 14,000 | $15,000 | thousands by filing date | principal |
| Radcom Ltd | M81865111 | COM | 1,353 | $15,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 1,270 | $15,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 159 | $15,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 3,145 | $15,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 1,480 | $15,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 551 | $15,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 197 | $15,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 1,497 | $15,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 503 | $15,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,995 | $15,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 3,410 | $15,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 640 | $15,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 8,106 | $15,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 555 | $15,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 6,105 | $15,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 422 | $15,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 16,000 | $15,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,988 | $15,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 614 | $15,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M102 | COM | 1,500 | $15,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 14,000 | $15,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 184 | $15,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,093 | $15,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 21,000 | $15,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 5,333 | $15,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L208 | UNIT 01/12/2026 | 1,464 | $15,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 1,475 | $15,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 1,474 | $15,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 1,556 | $15,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 4,301 | $15,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 1,515 | $15,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 1,549 | $15,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 1,470 | $15,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 1,513 | $15,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 1,463 | $15,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 1,447 | $15,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 7,171 | $15,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 2,652 | $15,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 11,176 | $15,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 1,520 | $15,000 | thousands by filing date | |
| UPEXI INC | 39959A106 | COMMON | 2,880 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 358 | $15,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 16,306 | $15,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 1,500 | $15,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 1,523 | $15,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 6,887 | $15,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 993 | $15,000 | thousands by filing date | |
| NORTHERN LTS FD TR II | 66538F249 | LIFEGOAL WEALTH | 1,560 | $15,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,499 | $15,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 1,480 | $15,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 2,708 | $15,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 1,463 | $15,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 1,474 | $15,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 6,429 | $15,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 1,425 | $15,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 1,348 | $15,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 18,104 | $15,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 690 | $15,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 199 | $14,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 666 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 117 | $14,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 677 | $14,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 599 | $14,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,816 | $14,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,092 | $14,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 351 | $14,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 757 | $14,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 525 | $14,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,899 | $14,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 885 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 280 | $14,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2,027 | $14,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 271 | $14,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,769 | $14,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 765 | $14,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 443 | $14,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 550 | $14,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 430 | $14,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 811 | $14,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 18 | $14,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,693 | $14,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 492 | $14,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 567 | $14,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 3,183 | $14,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,414 | $14,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 983 | $14,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 18,228 | $14,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 18,414 | $14,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 1,381 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,472 | $14,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 607 | $14,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1,477 | $14,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 3,652 | $14,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 377 | $14,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 15,000 | $14,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 15,000 | $14,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 14,000 | $14,000 | thousands by filing date | principal |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 7,424 | $14,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 13,000 | $14,000 | thousands by filing date | principal |
| CORNER GROWTH ACQUISITN CORP | G2426E104 | COM | 1,373 | $14,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 1,400 | $14,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 1,440 | $14,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A100 | COM | 1,400 | $14,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,093 | $14,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,955 | $14,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,441 | $14,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,495 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 280 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 1,497 | $14,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 6,944 | $14,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 5,141 | $14,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 13,000 | $14,000 | thousands by filing date | principal |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 3,482 | $14,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F102 | SHS CL A | 1,489 | $14,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 1,368 | $14,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 1,375 | $14,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 1,473 | $14,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 1,470 | $14,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 1,402 | $14,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 1,422 | $14,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 1,311 | $14,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 1,469 | $14,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 1,408 | $14,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 19,874 | $14,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 1,330 | $14,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 9,541 | $14,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 1,788 | $14,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 11,593 | $14,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 1,446 | $14,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 616 | $14,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 386 | $14,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 20,933 | $14,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 1,393 | $14,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 1,381 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 358 | $14,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425100 | CLASS A COM | 1,381 | $14,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 1,424 | $14,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F111 | *W EXP 10/01/202 | 3,206 | $14,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 1,455 | $14,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 1,082 | $14,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D204 | Cmn | 1,287 | $14,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 3,793 | $13,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 200 | $13,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 1,867 | $13,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 1,400 | $13,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 1,254 | $13,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 489 | $13,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 264 | $13,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 263 | $13,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 375 | $13,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 645 | $13,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 990 | $13,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 5,015 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 472 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 257 | $13,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 3,291 | $13,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,599 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505699 | CMN | 386 | $13,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,262 | $13,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 1,353 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 438 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 338 | $13,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 975 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 550 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 409 | $13,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 653 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 326 | $13,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 454 | $13,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 3,140 | $13,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 4,963 | $13,000 | thousands by filing date | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 944 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,219 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 501 | $13,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 5,528 | $13,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 954 | $13,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 14,000 | $13,000 | thousands by filing date | principal |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 3,051 | $13,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 2,898 | $13,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 28,969 | $13,000 | thousands by filing date | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 1,430 | $13,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 2,300 | $13,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 2,126 | $13,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 1,700 | $13,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 6,374 | $13,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 4,278 | $13,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 7,449 | $13,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 2,061 | $13,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 6,552 | $13,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 12,000 | $13,000 | thousands by filing date | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,294 | $13,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 14,613 | $13,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 1,309 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 490 | $13,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 1,305 | $13,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 6,241 | $13,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 1,311 | $13,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E112 | UNIT 05/27/2026 | 1,341 | $13,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 1,283 | $13,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 1,317 | $13,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 1,330 | $13,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 1,277 | $13,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 1,273 | $13,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 1,276 | $13,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 1,277 | $13,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 384 | $13,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 6,917 | $13,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 7,094 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 650 | $13,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 15,000 | $13,000 | thousands by filing date | principal |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 1,245 | $13,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 1,240 | $13,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 5,176 | $13,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 471 | $13,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 1,362 | $13,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 11,998 | $13,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 7,740 | $13,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 2,287 | $13,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 1,331 | $13,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 4,015 | $13,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 1,347 | $13,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 1,299 | $13,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 1,306 | $13,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 2,483 | $13,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 1,261 | $13,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 1,213 | $13,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 1,329 | $13,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 409 | $13,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 1,299 | $13,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 1,264 | $13,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L813 | TREND AGREGN ESG | 465 | $13,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841106 | CLASS A COM | 1,280 | $13,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 1,552 | $13,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 1,269 | $13,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 1,216 | $13,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 376 | $12,000 | thousands by filing date | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 756 | $12,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,000 | $12,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,054 | $12,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $12,000 | thousands by filing date | put |
| OHIO VY BANC CORP | 677719106 | COM | 423 | $12,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 200 | $12,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 76 | $12,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 283 | $12,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 347 | $12,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 629 | $12,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 393 | $12,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 482 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 411 | $12,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 1,814 | $12,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 269 | $12,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,156 | $12,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 654 | $12,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 961 | $12,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 964 | $12,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 337 | $12,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 410 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 370 | $12,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 551 | $12,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 3,959 | $12,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 336 | $12,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 1,223 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 218 | $12,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,729 | $12,000 | thousands by filing date | |
| NIXXY INC COM NEW | 75630B303 | Stock | 3,513 | $12,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 956 | $12,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 329 | $12,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 2,579 | $12,000 | thousands by filing date | |
| Valneva SE ADR | 92025Y103 | COM | 395 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 425 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 416 | $12,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,700 | $12,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 2,966 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 414 | $12,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,826 | $12,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 1,085 | $12,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 355 | $12,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,001 | $12,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,142 | $12,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,305 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A149 | DFIANC NQ JR BT | 400 | $12,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 1,216 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 498 | $12,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 3,701 | $12,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 1,242 | $12,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 12,000 | $12,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739H263 | FUND | 272 | $12,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,956 | $12,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 727 | $12,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 3,464 | $12,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 499 | $12,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,195 | $12,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E105 | CLASS A COM | 1,246 | $12,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,712 | $12,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 3,446 | $12,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 1,258 | $12,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 2,000 | $12,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R102 | CLASS A ORD SHS | 1,222 | $12,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 1,215 | $12,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 1,200 | $12,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 953 | $12,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 1,250 | $12,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,979 | $12,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E204 | UNIT 99/99/9999 | 1,205 | $12,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 1,235 | $12,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 1,182 | $12,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 1,154 | $12,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X204 | UNIT 09/18/2026 | 1,167 | $12,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 1,230 | $12,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 3,908 | $12,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 1,157 | $12,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 1,200 | $12,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D112 | UNIT 03/02/2026 | 1,111 | $12,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,601 | $12,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 1,599 | $12,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 11,455 | $12,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 12,000 | $12,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 10,000 | $12,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 13,000 | $12,000 | thousands by filing date | principal |
| TANTECH HLDGS LTD | G8675X107 | COM | 17,526 | $12,000 | thousands by filing date | |
| LUCID GROUP INC | 549498111 | W EXP 07/23/202 | 1,064 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 572 | $12,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 1,248 | $12,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 5,613 | $12,000 | thousands by filing date | |
| LIXIANG ED HLDG CO LTD | 53934A115 | SPON ADS | 1,580 | $12,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 2,895 | $12,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 4,400 | $12,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y730 | PRIN US SML CAP | 497 | $12,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636117 | *W EXP 10/01/202 | 4,104 | $12,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 1,163 | $12,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L800 | SCHRODERS ESG US | 490 | $12,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 1,162 | $12,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 1,225 | $12,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 3,552 | $12,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 1,158 | $12,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 1,149 | $12,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 1,161 | $12,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 1,212 | $12,000 | thousands by filing date | |
| GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10 | G4028H105 | ORDINARY SHARES | 1,190 | $12,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 4,224 | $12,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 1,097 | $12,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 1,225 | $12,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 1,218 | $12,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 1,193 | $12,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 1,161 | $12,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 4,722 | $12,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D303 | UNIT 99/99/9999 | 1,204 | $12,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 716 | $11,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 1,300 | $11,000 | thousands by filing date | call |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 475 | $11,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,947 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 149 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $11,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 1,629 | $11,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 619 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 404 | $11,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 329 | $11,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 480 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 651 | $11,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 673 | $11,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 3,675 | $11,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 794 | $11,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 443 | $11,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,307 | $11,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 230 | $11,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,718 | $11,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 462 | $11,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,030 | $11,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 221 | $11,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 360 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 239 | $11,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 338 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 223 | $11,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,500 | $11,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 3,401 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051135 | CMN | 131 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 227 | $11,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 1,924 | $11,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 3,105 | $11,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 806 | $11,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,902 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 240 | $11,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 1,239 | $11,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 765 | $11,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 435 | $11,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,000 | $11,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 1,284 | $11,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,733 | $11,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 620 | $11,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 2,270 | $11,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 2,367 | $11,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 952 | $11,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 2,373 | $11,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 9,000 | $11,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 11,000 | $11,000 | thousands by filing date | principal |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 728 | $11,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 5,330 | $11,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 1,071 | $11,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 6,894 | $11,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 9,000 | $11,000 | thousands by filing date | principal |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 1,166 | $11,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 297 | $11,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 1,128 | $11,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 621 | $11,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 1,689 | $11,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 10,000 | $11,000 | thousands by filing date | principal |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,156 | $11,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,525 | $11,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 423 | $11,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 1,009 | $11,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 725 | $11,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 19,519 | $11,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 700 | $11,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 1,103 | $11,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 4,889 | $11,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 802 | $11,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 1,105 | $11,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 438 | $11,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 1,156 | $11,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U206 | UNIT 99/99/9999 | 1,037 | $11,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 1,094 | $11,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 1,052 | $11,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 1,046 | $11,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 1,297 | $11,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 10,000 | $11,000 | thousands by filing date | principal |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 1,122 | $11,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 1,085 | $11,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 1,139 | $11,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N114 | UNIT 04/02/2026 | 1,108 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 349 | $11,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 1,112 | $11,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 11,000 | $11,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 13,000 | $11,000 | thousands by filing date | principal |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 493 | $11,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 5,643 | $11,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 11,500 | $11,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 1,120 | $11,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 1,104 | $11,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 1,162 | $11,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 1,123 | $11,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 1,151 | $11,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 1,099 | $11,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 1,116 | $11,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 268 | $11,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,145 | $11,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 2,089 | $11,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 1,163 | $11,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 1,081 | $11,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 3,544 | $11,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 6,308 | $11,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 1,109 | $11,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 1,022 | $11,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 23,000 | $11,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 1,498 | $11,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 1,094 | $11,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028103 | COM CL A | 1,091 | $11,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 12,988 | $11,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 1,072 | $11,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 6,385 | $11,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 2,765 | $11,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 1,085 | $11,000 | thousands by filing date | |
| AGRICO ACQUISITION CORP | G41089122 | UNIT 99/99/9999 | 1,132 | $11,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 994 | $11,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 1,048 | $11,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 1,120 | $11,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 5,188 | $11,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 1,052 | $11,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 1,043 | $11,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L122 | *W EXP 03/12/202 | 7,443 | $11,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 130 | $10,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 242 | $10,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,016 | $10,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 330 | $10,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 333 | $10,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 312 | $10,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 273 | $10,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 348 | $10,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 524 | $10,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 7,704 | $10,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,367 | $10,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 270 | $10,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,422 | $10,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 987 | $10,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 418 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 215 | $10,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 310 | $10,000 | thousands by filing date | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 409 | $10,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 364 | $10,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 941 | $10,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 840 | $10,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 538 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |