13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 2,437 | $24,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L649 | DE SPAC ETF | 1,058 | $24,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 2,402 | $24,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N806 | VOLT POP CULTURE | 2,004 | $24,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 665 | $23,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,774 | $23,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 630 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 875 | $23,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,000 | $23,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,117 | $23,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 969 | $23,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 3,393 | $23,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 4,749 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 710 | $23,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,639 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 1,290 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 648 | $23,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 3,233 | $23,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 873 | $23,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,221 | $23,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 1,091 | $23,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,104 | $23,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 7,500 | $23,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 500 | $23,000 | thousands by filing date | put |
| ATRECA INC | 04965G109 | COM | 3,761 | $23,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,616 | $23,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 685 | $23,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 259 | $23,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 2,204 | $23,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 2,374 | $23,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 940 | $23,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 1,185 | $23,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V202 | UNIT 08/13/2026 | 2,357 | $23,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 2,362 | $23,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 2,380 | $23,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 890 | $23,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 38,778 | $23,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 646 | $23,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 14,499 | $23,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 2,323 | $23,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G103 | CMN | 2,358 | $23,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 2,303 | $23,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 2,246 | $23,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 2,344 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 700 | $23,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 8,800 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347G812 | ULTSHT CONS SERV | 2,401 | $23,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 2,267 | $23,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D105 | COM | 2,333 | $23,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,491 | $22,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 2,359 | $22,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 4,725 | $22,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 3,301 | $22,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 5,747 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 533 | $22,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,225 | $22,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 4,917 | $22,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,311 | $22,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,348 | $22,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 3,360 | $22,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 425 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 414 | $22,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072695 | CORE MUNI FXD IN | 442 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 730 | $22,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 2,969 | $22,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 827 | $22,000 | thousands by filing date | |
| TIDAL TRUST I | 886364835 | GOTHAM ENHNCD | 933 | $22,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 15,408 | $22,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,798 | $22,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 6,895 | $22,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 2,182 | $22,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 5,000 | $22,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 3,026 | $22,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 2,173 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 97 | $22,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 786 | $22,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 3,000 | $22,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 2,266 | $22,000 | thousands by filing date | |
| ONION GLOBAL LTD | 68277G107 | SPONSORED ADS | 2,434 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 545 | $22,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 2,244 | $22,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 728 | $22,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290129 | UNIT 03/31/2028 | 2,227 | $22,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 2,129 | $22,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B115 | UNIT 04/30/2026 | 2,149 | $22,000 | thousands by filing date | |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 1,153 | $22,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 2,261 | $22,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 6,933 | $22,000 | thousands by filing date | |
| UTIME LTD | G9411M108 | SHS | 4,194 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 741 | $22,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 2,222 | $22,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 2,211 | $22,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 14,195 | $22,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 637 | $22,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 2,277 | $22,000 | thousands by filing date | |
| TIDAL ETF TR | 886364751 | EUCLID CAP GRWT | 826 | $22,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N103 | COM CL A | 2,159 | $22,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 100 | $21,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 18,435 | $21,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 14,412 | $21,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 881 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 515 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 535 | $21,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 1,839 | $21,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 838 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 630 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 318 | $21,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 1,032 | $21,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 724 | $21,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 607 | $21,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 1,771 | $21,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 1,468 | $21,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 873 | $21,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 612 | $21,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 2,119 | $21,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 2,898 | $21,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 1,591 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P472 | FUND | 461 | $21,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 1,389 | $21,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 11,793 | $21,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 1,200 | $21,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 35,033 | $21,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 749 | $21,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,595 | $21,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 3,072 | $21,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 2,074 | $21,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 2,163 | $21,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 4,754 | $21,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 3,077 | $21,000 | thousands by filing date | |
| IDW MEDIA | 44951N106 | COM | 7,529 | $21,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 2,089 | $21,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041114 | UNIT 99/99/9999 | 2,137 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G526 | DAILY GLOBAL CLN | 951 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 923 | $21,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 30,036 | $21,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 7,134 | $21,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 4,800 | $21,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287105 | CMN | 2,167 | $21,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 2,148 | $21,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 2,150 | $21,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 642 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 2,007 | $21,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K201 | UNIT 99/99/9999 | 2,017 | $21,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 2,065 | $21,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 2,124 | $21,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 2,101 | $21,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 2,050 | $21,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 4,061 | $20,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $20,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 4,305 | $20,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 8,500 | $20,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,510 | $20,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 575 | $20,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 2,184 | $20,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 652 | $20,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,868 | $20,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 74 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 782 | $20,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767843 | INDX FD | 542 | $20,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 5,355 | $20,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,311 | $20,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 200 | $20,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 4,186 | $20,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 705 | $20,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 3,839 | $20,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 785 | $20,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 2,036 | $20,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 4,524 | $20,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,507 | $20,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,179 | $20,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 13,406 | $20,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 1,990 | $20,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 2,022 | $20,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M201 | UNIT 03/23/2026 | 1,985 | $20,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 2,032 | $20,000 | thousands by filing date | |
| INNOVID CORP COMMON STOCK | G49393104 | Stock | 1,982 | $20,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 612 | $20,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 27,947 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 1,791 | $20,000 | thousands by filing date | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 10,604 | $20,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 6,629 | $20,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 21,123 | $20,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 1,987 | $20,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 15,000 | $20,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 4,486 | $20,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 1,909 | $20,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 400 | $20,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 1,893 | $20,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 1,974 | $20,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION CORP UNIT | 254028202 | Stock | 1,955 | $20,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 2,026 | $20,000 | thousands by filing date | |
| LISTED FD TR | 53656F458 | ROUNDHILL PRO | 1,438 | $20,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 2,061 | $20,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1,122 | $19,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 450 | $19,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,057 | $19,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 2,034 | $19,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 250 | $19,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 587 | $19,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 20,810 | $19,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 200 | $19,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,286 | $19,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 1,525 | $19,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 350 | $19,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 3,000 | $19,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,987 | $19,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 741 | $19,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,974 | $19,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,433 | $19,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 658 | $19,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 3,436 | $19,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 664 | $19,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 570 | $19,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 475 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 700 | $19,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 1,289 | $19,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,485 | $19,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 2,635 | $19,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,198 | $19,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,147 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 488 | $19,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 1,958 | $19,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 620 | $19,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 984 | $19,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 1,947 | $19,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 19,566 | $19,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 1,384 | $19,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 2,198 | $19,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,024 | $19,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 1,905 | $19,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 929 | $19,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 1,904 | $19,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 1,928 | $19,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 14,392 | $19,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,306 | $19,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 422 | $19,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 683 | $19,000 | thousands by filing date | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 600 | $19,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 4,079 | $19,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 1,751 | $19,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 1,891 | $19,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 4,804 | $19,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 4,390 | $19,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 1,924 | $19,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 1,967 | $19,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W206 | UNIT 01/31/2028 | 1,828 | $19,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 1,934 | $19,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 1,919 | $19,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 1,892 | $19,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 1,949 | $19,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 11,701 | $19,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 5,182 | $19,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 7,800 | $19,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 693 | $19,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 1,941 | $19,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681106 | CMN | 1,908 | $19,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 504 | $19,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 1,827 | $19,000 | thousands by filing date | |
| OXBRIDGE ACQUISITION CORP | G6855L125 | UNIT 07/30/2026 | 1,891 | $19,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 272 | $19,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 1,953 | $19,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP UNIT EX 072926 | 769395203 | Stock | 1,961 | $19,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 1,893 | $19,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 5,856 | $19,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 490 | $18,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 812 | $18,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 300 | $18,000 | thousands by filing date | put |
| NLIGHT INC | 65487K100 | COM | 625 | $18,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,682 | $18,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 932 | $18,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 3,759 | $18,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 849 | $18,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,007 | $18,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 831 | $18,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,161 | $18,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,151 | $18,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,494 | $18,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 265 | $18,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 657 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 561 | $18,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 365 | $18,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 9,381 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 916 | $18,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 624 | $18,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 1,297 | $18,000 | thousands by filing date | |
| ADAGENE INC | 005329107 | CMN | 1,225 | $18,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L701 | CMN | 449 | $18,000 | thousands by filing date | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 747 | $18,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 2,272 | $18,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 1,574 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 1,776 | $18,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 16,000 | $18,000 | thousands by filing date | principal |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,800 | $18,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 1,174 | $18,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 4,404 | $18,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 1,885 | $18,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 2,104 | $18,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 3,081 | $18,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,036 | $18,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,427 | $18,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,001 | $18,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 3,525 | $18,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 1,838 | $18,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 1,853 | $18,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 300 | $18,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 4,575 | $18,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 1,824 | $18,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP II | 20607U207 | UNIT 99/99/9999 | 1,800 | $18,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,750 | $18,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 1,815 | $18,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 1,800 | $18,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 21,900 | $18,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,000 | $18,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 11,464 | $18,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 4,392 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 870 | $18,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651204 | UNIT 05/13/2026 | 1,845 | $18,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 5,310 | $18,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 1,751 | $18,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HL | 12510Q118 | W EXP 07/30/202 | 7,553 | $18,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 1,801 | $18,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 1,764 | $18,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 238 | $17,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 178 | $17,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,336 | $17,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 1,134 | $17,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 846 | $17,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 2,832 | $17,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 943 | $17,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 412 | $17,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 506 | $17,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 732 | $17,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 2,063 | $17,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 970 | $17,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 575 | $17,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 1,035 | $17,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 606 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 419 | $17,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 690 | $17,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 513 | $17,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 321 | $17,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 3,272 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 547 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 1,089 | $17,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 3,865 | $17,000 | thousands by filing date | |
| SUNLANDS TECHNOLOGY GROUP | 86740P207 | SPONSRD ADS NEW | 3,251 | $17,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1,307 | $17,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 613 | $17,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,014 | $17,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 807 | $17,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 1,400 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,906 | $17,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 11,133 | $17,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 18,000 | $17,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347Y854 | FUND | 734 | $17,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 730 | $17,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 11,202 | $17,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,775 | $17,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 5,000 | $17,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 907 | $17,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,544 | $17,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 1,720 | $17,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 5,727 | $17,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 1,619 | $17,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 1,689 | $17,000 | thousands by filing date | |
| IMPACT | 45259A308 | SHS FDS I TR SUS DV GGE ETF | 606 | $17,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 14,774 | $17,000 | thousands by filing date | |
| ZALATORIS II ACQUISITION COR | G9831X114 | UNIT 07/27/2021 | 1,694 | $17,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 1,724 | $17,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 1,629 | $17,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 1,721 | $17,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 488 | $17,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 5,886 | $17,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,100 | $17,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 1,738 | $17,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 6,241 | $17,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040104 | CMN | 1,785 | $17,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 1,665 | $17,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 1,727 | $17,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 5,928 | $17,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 6,080 | $17,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 1,760 | $17,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,484 | $17,000 | thousands by filing date | |
| INNOVATOR DOUBLE STACKER ETF - OCTOBER | 45782C185 | ETF | 537 | $17,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 13,118 | $17,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 1,754 | $17,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,709 | $17,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 1,585 | $17,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 1,691 | $17,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 1,704 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 684 | $17,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 1,681 | $17,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 1,696 | $17,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 1,683 | $17,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 1,681 | $17,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 1,635 | $17,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 1,637 | $17,000 | thousands by filing date | |
| TIAN RUIXIANG HLDGS LTD | G8884K102 | CL A SHS | 4,797 | $17,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 1,762 | $17,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 1,658 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 407 | $17,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 1,677 | $17,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 1,608 | $17,000 | thousands by filing date | |
| Alight Inc | 01626W119 | Warrant / Rights | 5,500 | $17,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 1,552 | $17,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 327 | $16,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,212 | $16,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 1,022 | $16,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,574 | $16,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 16,000 | $16,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 4 | $16,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 1,631 | $16,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 1,586 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 426 | $16,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,060 | $16,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 679 | $16,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 617 | $16,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 705 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 3,109 | $16,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 720 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 503 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 772 | $16,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,702 | $16,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 4,120 | $16,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 14,000 | $16,000 | thousands by filing date | principal |
| BEYONDSPRING INC | G10830100 | SHS | 1,018 | $16,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,703 | $16,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 3,721 | $16,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,364 | $16,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 529 | $16,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 643 | $16,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 532 | $16,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 4,064 | $16,000 | thousands by filing date | |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 6,802 | $16,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 425 | $16,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $16,000 | thousands by filing date | principal |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 4,573 | $16,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,354 | $16,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 14,000 | $16,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 16,000 | $16,000 | thousands by filing date | principal |
| POWERED BRANDS | G7209M108 | COM | 1,639 | $16,000 | thousands by filing date | |
| FIRST HIGH SCH ED GROUP CO L | 320505100 | ADR | 5,149 | $16,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 17,000 | $16,000 | thousands by filing date | principal |
| PARTNERS BANCORP | 70213Q108 | COM | 1,990 | $16,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 586 | $16,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 560 | $16,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 113,069 | $16,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 6,332 | $16,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 5,639 | $16,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 8,548 | $16,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 5,205 | $16,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 1,683 | $16,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M113 | UNIT 04/29/2026 | 1,506 | $16,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 1,613 | $16,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,069 | $16,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 1,643 | $16,000 | thousands by filing date | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 1,649 | $16,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 1,577 | $16,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 1,697 | $16,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 1,616 | $16,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 1,653 | $16,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 1,545 | $16,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 7,386 | $16,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F125 | UNIT 01/18/2024 | 1,512 | $16,000 | thousands by filing date | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 839 | $16,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 2,162 | $16,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 901 | $16,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 1,534 | $16,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 5,307 | $16,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 5,337 | $16,000 | thousands by filing date | |
| IRON SPARK I INC | 46301G103 | CMN | 1,601 | $16,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 1,591 | $16,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 23,899 | $16,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 2,041 | $16,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 5,772 | $16,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 1,653 | $16,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 15,000 | $16,000 | thousands by filing date | principal |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 1,543 | $16,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 1,619 | $16,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 1,618 | $16,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 1,497 | $16,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 1,584 | $16,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 1,609 | $16,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 1,551 | $16,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L107 | COM | 1,575 | $16,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 380 | $15,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 725 | $15,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 257 | $15,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 1,393 | $15,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 225 | $15,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,662 | $15,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 593 | $15,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 743 | $15,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 754 | $15,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 3,000 | $15,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 663 | $15,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 817 | $15,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 249 | $15,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 4,653 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 270 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |