13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 15,991 | $159,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570205 | UNIT 06/16/2026 | 15,969 | $159,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 16,001 | $159,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 30,833 | $158,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X107 | UNIT 10/01/2023 | 15,718 | $158,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,360 | $158,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,945 | $157,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 6,807 | $157,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 8,350 | $156,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 62,473 | $156,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 31,010 | $156,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,870 | $156,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 17,900 | $156,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 1,287 | $155,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 39,838 | $155,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 10,669 | $155,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 38,127 | $155,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 3,300 | $155,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,004 | $155,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 1,322 | $155,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,503 | $154,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 6,643 | $154,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 4,230 | $154,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,762 | $154,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 50,000 | $154,000 | thousands by filing date | call |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 15,325 | $154,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,156 | $153,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 7,795 | $153,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 15,175 | $153,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 15,330 | $153,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 15,454 | $152,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 8,158 | $152,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 9,720 | $151,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 39,217 | $151,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,136 | $151,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 1,509 | $151,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,002 | $150,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 8,287 | $150,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 8,570 | $150,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 14,865 | $150,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 3,690 | $149,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 5,278 | $149,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 9,000 | $149,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 3,536 | $149,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 4,862 | $149,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 6,257 | $148,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 5,691 | $148,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,342 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,314 | $147,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 5,359 | $147,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,123 | $147,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 4,788 | $147,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 17,516 | $147,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 4,595 | $147,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,951 | $146,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 11,293 | $146,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 700 | $146,000 | thousands by filing date | put |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 21,199 | $146,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 681 | $146,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 9,276 | $146,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 13,199 | $146,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,226 | $146,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,682 | $146,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 6,860 | $145,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 16,969 | $145,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 5,308 | $144,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,243 | $144,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 20,400 | $144,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 14,566 | $144,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 21,315 | $143,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 4,034 | $143,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 16,821 | $143,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 14,176 | $143,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 2,214 | $143,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 6,485 | $143,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 6,366 | $142,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,887 | $142,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 8,600 | $142,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 13,967 | $141,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1,610 | $141,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 2,245 | $141,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 2,816 | $141,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 8,114 | $141,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,504 | $141,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 16,731 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 4,016 | $141,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 10,672 | $140,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 5,917 | $140,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,087 | $140,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 6,056 | $140,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 4,465 | $139,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 742 | $139,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,397 | $139,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 3,709 | $139,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 15,329 | $139,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 5,654 | $139,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 5,000 | $139,000 | thousands by filing date | put |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 14,078 | $139,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 13,623 | $139,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,168 | $138,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,425 | $138,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,373 | $138,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 4,478 | $138,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 13,730 | $137,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,372 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 2,532 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 4,777 | $137,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 700 | $136,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,935 | $136,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1,354 | $136,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,067 | $136,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 766 | $135,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 23,614 | $135,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 44,194 | $135,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 5,530 | $135,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 13,878 | $135,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 1,821 | $134,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,105 | $134,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 5,203 | $134,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 7,670 | $134,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,615 | $134,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,041 | $133,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 12,453 | $133,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 4,627 | $133,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,910 | $133,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 40,665 | $133,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,619 | $133,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 7,200 | $133,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 16,328 | $133,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,806 | $132,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 5,314 | $132,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,942 | $132,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,322 | $132,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 5,327 | $132,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 14,606 | $131,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,976 | $131,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 17,232 | $131,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,713 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,679 | $130,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 23,922 | $130,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 45,325 | $129,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,451 | $129,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,345 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 6,980 | $129,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,098 | $129,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 12,613 | $129,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,035 | $128,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 4,328 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 3,744 | $128,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 11,171 | $128,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 14,145 | $128,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 4,862 | $128,000 | thousands by filing date | |
| PACER FDS TR | 69374H592 | SALT LOW TRUBETA | 4,176 | $128,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 7,243 | $127,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 2,929 | $127,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 10,000 | $127,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 4,027 | $127,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 5,844 | $127,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,000 | $126,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 2,727 | $126,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 13,351 | $126,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 12,345 | $125,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 15,393 | $125,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,350 | $125,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 5,838 | $125,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 2,725 | $125,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 12,119 | $125,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,700 | $124,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,300 | $124,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 7,370 | $124,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,596 | $124,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 4,719 | $124,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 2,536 | $124,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,671 | $124,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 5,500 | $124,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,031 | $123,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 11,927 | $123,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 47,978 | $123,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 6,000 | $123,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 38,388 | $123,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,750 | $123,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 44,007 | $123,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 12,522 | $123,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 12,209 | $123,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,052 | $122,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,832 | $122,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,402 | $122,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,501 | $122,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 6,306 | $122,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,490 | $121,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,046 | $121,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,158 | $121,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 120,000 | $121,000 | thousands by filing date | principal |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 11,990 | $121,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 3,115 | $120,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 356 | $120,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,719 | $120,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,420 | $120,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 2,236 | $120,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,616 | $119,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 14,531 | $119,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 9,023 | $119,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 50,988 | $119,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,580 | $119,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 14,886 | $119,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 37,384 | $119,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 36,091 | $119,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 11,893 | $119,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 12,008 | $119,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,147 | $118,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 6,377 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 1,995 | $118,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 3,280 | $118,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,958 | $118,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 5,998 | $118,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 11,606 | $118,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 11,420 | $118,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 900 | $117,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,679 | $117,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 9,216 | $117,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,611 | $117,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 18,237 | $117,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 2,920 | $117,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 8,129 | $117,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 13,000 | $117,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 11,741 | $117,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 700 | $116,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 5,000 | $116,000 | thousands by filing date | put |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 8,332 | $116,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,789 | $116,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,628 | $116,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 22,999 | $116,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 31,797 | $116,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 9,656 | $116,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 17,796 | $116,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 11,622 | $116,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 11,515 | $116,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 13,500 | $115,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 6,473 | $115,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 10,975 | $115,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 2,252 | $115,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,082 | $115,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,958 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 7,966 | $115,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 56,762 | $115,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 3,715 | $114,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 3,777 | $114,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,885 | $114,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 4,430 | $114,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 253,154 | $114,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,100 | $114,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 4,201 | $113,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 9,234 | $113,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 11,342 | $113,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 11,339 | $113,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J101 | CL A SHS | 11,639 | $113,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,471 | $112,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,648 | $112,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,045 | $112,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 4,131 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,260 | $112,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,158 | $112,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 11,354 | $112,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,561 | $111,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 16,263 | $111,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 105,100 | $111,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 3,217 | $111,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 3,877 | $111,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 12,000 | $110,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 2,499 | $110,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 2,071 | $110,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,116 | $110,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 11,008 | $110,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 6,168 | $110,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 5,105 | $110,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,334 | $109,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 8,000 | $109,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746P449 | FUND | 1,799 | $109,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 10,669 | $109,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,261 | $108,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 8,603 | $107,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,147 | $107,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 6,846 | $107,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 10,519 | $107,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 8,100 | $107,000 | thousands by filing date | call |
| ESOTERICA THEMATIC TRUST | 296582109 | NEXTG ECONOMY | 1,868 | $107,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,200 | $106,000 | thousands by filing date | put |
| STONEX GROUP INC | 861896108 | COM | 1,598 | $106,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,765 | $106,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,038 | $106,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 10,647 | $106,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 12,261 | $106,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 2,088 | $105,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 41,594 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,124 | $105,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 4,139 | $105,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 4,369 | $105,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 23,905 | $105,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 29,721 | $105,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 2,962 | $105,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 10,484 | $105,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 8,452 | $104,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,586 | $104,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,585 | $104,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 1,048 | $104,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 9,667 | $104,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 985 | $104,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 33,220 | $104,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 3,889 | $103,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 4,024 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,755 | $103,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,125 | $103,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 9,272 | $103,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 13,853 | $102,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,563 | $102,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 7,523 | $102,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,277 | $102,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,511 | $102,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 7,500 | $102,000 | thousands by filing date | call |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,755 | $102,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 16,294 | $102,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 24,893 | $102,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 34,447 | $102,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,058 | $102,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 4,254 | $102,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 800 | $101,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 800 | $101,000 | thousands by filing date | call |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 3,012 | $101,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 7,000 | $101,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 3,025 | $100,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,230 | $100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 1,000 | $100,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 13,271 | $100,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 7,349 | $100,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 1,953 | $100,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 10,000 | $100,000 | thousands by filing date | |
| DIREXION DAILY LATIN AMERICA BULL 2X SHARES | 25460E273 | ETF | 1,606 | $100,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 4,029 | $99,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 7,151 | $99,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 2,800 | $99,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 4,697 | $99,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,804 | $99,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,810 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 2,124 | $99,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,923 | $99,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 800 | $98,000 | thousands by filing date | put |
| CLEANSPARK INC | 18452B209 | COM NEW | 8,450 | $98,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 1,873 | $98,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 10,446 | $98,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,605 | $98,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 12,459 | $98,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 9,859 | $97,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,799 | $97,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 805 | $97,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,149 | $97,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 7,273 | $97,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 9,999 | $97,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 400 | $96,000 | thousands by filing date | put |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 3,280 | $96,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 6,418 | $96,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 3,652 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 6,060 | $96,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 9,758 | $96,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 5,584 | $95,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,079 | $95,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 4,962 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 3,839 | $95,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 22,755 | $95,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 3,509 | $95,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 9,719 | $95,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 28,665 | $94,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 8,886 | $94,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,441 | $93,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 3,063 | $93,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,979 | $93,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 6,714 | $93,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,025 | $93,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,198 | $93,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 9,876 | $93,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 19,551 | $93,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,846 | $92,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 3,673 | $92,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,716 | $92,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 19,107 | $92,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 6,854 | $92,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,575 | $92,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 3,471 | $92,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 3,563 | $92,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 21,562 | $92,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 5,001 | $92,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 9,531 | $92,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 9,421 | $92,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 16,069 | $91,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 1,025 | $91,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,872 | $91,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 2,623 | $91,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 5,600 | $91,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 1,329 | $90,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 2,771 | $90,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,676 | $90,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 3,993 | $90,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 812 | $90,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 5,786 | $90,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 2,400 | $90,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 4,502 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,812 | $90,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 6,524 | $89,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 2,185 | $89,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,016 | $88,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,753 | $88,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 32,911 | $88,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 6,047 | $88,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 926 | $88,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,435 | $88,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,065 | $88,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 7,067 | $88,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 3,100 | $87,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 7,502 | $87,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,422 | $87,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,275 | $87,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 14,601 | $87,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,100 | $87,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 2,716 | $87,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 26,920 | $87,000 | thousands by filing date | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 2,277 | $87,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 1,787 | $87,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 2,690 | $86,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 6,837 | $86,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,553 | $86,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,320 | $86,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 7,677 | $86,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 4,355 | $86,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 93,947 | $86,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 6,414 | $86,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,231 | $85,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,677 | $85,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,034 | $85,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,874 | $85,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 1,588 | $84,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 3,113 | $84,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 864 | $84,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 17,854 | $84,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,000 | $84,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 5,715 | $84,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 3,143 | $84,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 4,110 | $84,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 11,324 | $84,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,000 | $84,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,683 | $84,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 1,822 | $84,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 3,950 | $84,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 8,000 | $83,000 | thousands by filing date | put |
| GRAFTECH INTL LTD | 384313508 | COM | 8,038 | $83,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 4,252 | $83,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 1,256 | $83,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 1,667 | $83,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 2,162 | $83,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 22,775 | $83,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,612 | $83,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,870 | $82,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,852 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 1,103 | $82,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 55,827 | $82,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 13,659 | $82,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,800 | $82,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,578 | $82,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 63,097 | $82,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,852 | $82,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 3,236 | $82,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 4,987 | $82,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 5,867 | $82,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 2,251 | $81,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,500 | $81,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 3,862 | $81,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 4,145 | $81,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 4,656 | $81,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,048 | $81,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 2,654 | $81,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E281 | DAIL MS MEXI ETF | 969 | $81,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 17,130 | $81,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 400 | $80,000 | thousands by filing date | put |
| QUANTUM COMPUTING INC | 74766W108 | COM | 12,783 | $80,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 7,801 | $80,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,458 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 2,948 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,666 | $80,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 15,505 | $80,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 30,000 | $80,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 1,949 | $80,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 6,531 | $80,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 8,080 | $80,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 38,507 | $80,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 2,433 | $79,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 4,045 | $79,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 417 | $79,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,222 | $79,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 2,750 | $79,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,661 | $79,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 7,264 | $79,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |