13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 13,974 | $79,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 1,429 | $79,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 2,108 | $78,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 5,294 | $78,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,472 | $78,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 9,156 | $78,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,900 | $78,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 3,002 | $78,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,978 | $78,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 46,641 | $78,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 2,554 | $78,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 10,000 | $78,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 2,610 | $77,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 16,973 | $77,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1,617 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 2,801 | $77,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 662 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 4,663 | $77,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P464 | FUND | 1,255 | $77,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,500 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 2,456 | $77,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 2,332 | $76,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,084 | $76,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 764 | $76,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 2,434 | $76,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 3,500 | $76,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 3,294 | $76,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 2,191 | $76,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 56,327 | $76,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 9,213 | $76,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 2,270 | $76,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X889 | VICTRYSHS VETERN | 2,418 | $76,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 1,420 | $76,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,249 | $75,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 3,252 | $75,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 2,584 | $75,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 4,100 | $75,000 | thousands by filing date | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 2,044 | $74,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,500 | $74,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2,492 | $74,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 8,695 | $74,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 2,321 | $74,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 2,880 | $74,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,700 | $74,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 2,343 | $74,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A131 | CLERSHS PITON IN | 750 | $74,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,900 | $74,000 | thousands by filing date | put |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 2,510 | $74,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 48,351 | $74,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,110 | $74,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 2,703 | $74,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,823 | $74,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 11,027 | $73,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 1,987 | $73,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,661 | $73,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,272 | $73,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 5,279 | $73,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 2,647 | $73,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 2,063 | $73,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 4,074 | $73,000 | thousands by filing date | |
| AXS SHORT DE-SPAC DAILY ETF | 19423L631 | ETF | 2,586 | $73,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 7,323 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 3,359 | $72,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,217 | $72,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,500 | $72,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,679 | $72,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 5,374 | $72,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 879 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,435 | $72,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 3,299 | $72,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 8,750 | $72,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 97 | $72,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,432 | $72,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 26,807 | $72,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 4,341 | $71,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,564 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,419 | $71,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 2,815 | $71,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,977 | $71,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 7,554 | $71,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,400 | $70,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,428 | $70,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,001 | $70,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 716 | $70,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,108 | $70,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 398 | $70,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 3,172 | $70,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 8,405 | $70,000 | thousands by filing date | |
| SIREN ETF TR | 829658103 | LG BLND IDX ETF | 2,173 | $70,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 400 | $69,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,700 | $69,000 | thousands by filing date | put |
| ONESPAN INC | 68287N100 | COM | 3,687 | $69,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,207 | $69,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,455 | $69,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,572 | $69,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 7,015 | $68,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 6,930 | $68,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,026 | $68,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 1,850 | $68,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,591 | $68,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 734 | $68,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 4,829 | $68,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 1,215 | $68,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 2,265 | $68,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 8,905 | $67,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 3,184 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,112 | $67,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,240 | $67,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 823 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 2,069 | $67,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 96 | $67,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 6,101 | $66,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,928 | $66,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 1,884 | $66,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 8,051 | $66,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,004 | $66,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 814 | $65,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,000 | $65,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 4,411 | $65,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,764 | $65,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,236 | $65,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,838 | $65,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 18,665 | $65,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,392 | $65,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 3,984 | $65,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 3,118 | $65,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP | 97655B208 | UNIT 08/09/2026 | 6,374 | $65,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 3,161 | $65,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 5,737 | $65,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 26,532 | $65,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 900 | $64,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 812 | $64,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 5,271 | $64,000 | thousands by filing date | |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 2,409 | $64,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 1,228 | $64,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 8,621 | $64,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 2,410 | $64,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 3,087 | $64,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 1,301 | $64,000 | thousands by filing date | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 2,413 | $64,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 7,154 | $64,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,913 | $64,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 6,525 | $64,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 1,163 | $64,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 9,574 | $64,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 6,562 | $64,000 | thousands by filing date | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 1,292 | $64,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 1,360 | $64,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,328 | $64,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,967 | $63,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,450 | $63,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,590 | $63,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 1,308 | $63,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 4,316 | $63,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 14,030 | $63,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 73,000 | $63,000 | thousands by filing date | principal |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 2,074 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 2,462 | $63,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 6,349 | $63,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,693 | $62,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,836 | $62,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 5,000 | $62,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1,240 | $62,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,185 | $62,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,269 | $62,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 330 | $62,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 27,639 | $62,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,560 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 2,087 | $62,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E798 | QRAFT AI ENHCD | 1,476 | $62,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 16,239 | $62,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 4,589 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 1,533 | $62,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 900 | $61,000 | thousands by filing date | put |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,915 | $61,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 9,000 | $61,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,022 | $61,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 1,685 | $61,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,780 | $61,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 2,059 | $61,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 4,392 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 2,393 | $61,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,058 | $61,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,785 | $61,000 | thousands by filing date | |
| Leuthold Core ETF | 527289789 | ETF | 2,033 | $61,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 40,041 | $61,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 8,865 | $60,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 1,453 | $60,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,249 | $60,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,470 | $60,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 3,788 | $60,000 | thousands by filing date | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 1,677 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 2,043 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1,186 | $60,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 1,350 | $60,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 2,068 | $60,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 2,625 | $60,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 4,910 | $60,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 1,208 | $60,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 457 | $59,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 200 | $59,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 659 | $59,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 11,000 | $59,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 378 | $59,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 9,095 | $59,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 2,360 | $59,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 39,784 | $59,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 17,145 | $59,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 5,951 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,934 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 2,034 | $59,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 200 | $58,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,478 | $58,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,707 | $58,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 19,652 | $58,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,022 | $58,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 6,988 | $58,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 2,639 | $58,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,455 | $58,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 4,650 | $58,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 5,339 | $58,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,786 | $58,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 4,250 | $58,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 2,384 | $58,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 500 | $57,000 | thousands by filing date | put |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 1,668 | $57,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,554 | $57,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 7,181 | $57,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 7,385 | $57,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 3,966 | $57,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 4,991 | $57,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 5,750 | $57,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 5,415 | $57,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,392 | $57,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 22,134 | $57,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,883 | $57,000 | thousands by filing date | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 2,449 | $57,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 15,832 | $57,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 3,000 | $57,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,804 | $57,000 | thousands by filing date | |
| EMLES TR | 291361889 | LUXURY GOODS ETF | 1,937 | $57,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 1,434 | $57,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X871 | VICTROYSHS AMER | 1,819 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 2,419 | $56,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,350 | $56,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 2,883 | $56,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 1,920 | $56,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,779 | $56,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,462 | $56,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 1,486 | $56,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 1,882 | $56,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 5,583 | $56,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 26,790 | $56,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 25,605 | $56,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,153 | $56,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 8,961 | $56,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 1,117 | $56,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 1,084 | $56,000 | thousands by filing date | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 2,182 | $55,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 1,641 | $55,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 2,254 | $55,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 9,000 | $55,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 300 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,645 | $55,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 3,070 | $55,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 4,484 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 3,026 | $55,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E665 | CORBETT ROAD TAC | 2,081 | $55,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 2,342 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 2,200 | $55,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 2,043 | $54,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 1,585 | $54,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 1,605 | $54,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 1,469 | $54,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4,381 | $54,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 1,550 | $54,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 4,189 | $54,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,786 | $54,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,583 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 3,177 | $54,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 1,436 | $54,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 13,861 | $54,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 13,515 | $54,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 19,517 | $54,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 1,504 | $53,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 1,400 | $53,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,627 | $53,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 1,050 | $53,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 1,781 | $53,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 5,123 | $53,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,514 | $53,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 33,462 | $53,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L862 | MERLYN AI SECTOR | 1,960 | $53,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 500 | $52,000 | thousands by filing date | put |
| VERTEX INC | 92538J106 | CL A | 2,724 | $52,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,289 | $52,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 16,853 | $52,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 2,278 | $52,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 4,364 | $52,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 24,535 | $52,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,657 | $52,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,300 | $51,000 | thousands by filing date | put |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 3,300 | $51,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 165 | $51,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,073 | $51,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 3,543 | $51,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 1,366 | $51,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,509 | $51,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 6,740 | $51,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 4,800 | $51,000 | thousands by filing date | put |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 9,953 | $51,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,964 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 1,002 | $51,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 922 | $51,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 4,700 | $51,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $51,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X310 | CMN | 1,633 | $51,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,244 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 1,993 | $51,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 1,618 | $51,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,590 | $50,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 2,553 | $50,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 4,977 | $50,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 1,287 | $50,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,000 | $50,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 3,099 | $50,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,049 | $50,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 1,910 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 766 | $50,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 1,993 | $50,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 4,419 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 2,871 | $50,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P514 | FUND | 814 | $50,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 72,967 | $50,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 5,033 | $50,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 74,095 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 1,322 | $50,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 1,634 | $50,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 2,123 | $50,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 3,800 | $50,000 | thousands by filing date | put |
| COLLABORATIVE INVESTMNT SER | 19423L789 | THE ACTIVE DIVID | 1,804 | $50,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 107,457 | $49,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,400 | $49,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 1,490 | $49,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 153 | $49,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 2,663 | $49,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 924 | $49,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,312 | $49,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 1,898 | $49,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,490 | $49,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 7,495 | $49,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,409 | $49,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 1,527 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 731 | $49,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 1,831 | $49,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 1,736 | $49,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 3,244 | $49,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 8,414 | $49,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E772 | QRAFT AI-ENHNCD | 1,631 | $49,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 4,901 | $49,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 50,000 | $49,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 28,208 | $49,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 2,009 | $49,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 943 | $48,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,012 | $48,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 889 | $48,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 820 | $48,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,654 | $48,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 1,327 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347G580 | ULTSHT MIDCAP400 | 2,630 | $48,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 2,296 | $48,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 3,846 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,574 | $48,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 2,706 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 2,073 | $48,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 1,350 | $48,000 | thousands by filing date | |
| DBX ETF TR | 233051564 | XTRCK EURZON EQT | 1,804 | $48,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,813 | $47,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 954 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 2,080 | $47,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,471 | $47,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,584 | $47,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 1,386 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,868 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 634 | $47,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,898 | $47,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,645 | $47,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 3,784 | $47,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 1,322 | $47,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 473 | $47,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 300 | $46,000 | thousands by filing date | put |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,772 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,134 | $46,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 3,117 | $46,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 922 | $46,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,524 | $46,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,440 | $46,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,425 | $46,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 9,891 | $46,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 1,668 | $46,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 948 | $46,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,825 | $46,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,978 | $46,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 4,500 | $46,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,169 | $46,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,533 | $46,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 4,760 | $46,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1,438 | $46,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 52,124 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 300 | $45,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 7,981 | $45,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 300 | $45,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 1,378 | $45,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 534 | $45,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,913 | $45,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 639 | $45,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 1,335 | $45,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 7,747 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,555 | $45,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,457 | $45,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 868 | $45,000 | thousands by filing date | |
| INTELLIGENT PROTECTION MANAG | 69764K106 | COM | 4,264 | $45,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 19,813 | $45,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,092 | $45,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 19,470 | $45,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 4,671 | $45,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 4,667 | $45,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 1,555 | $45,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 4,460 | $45,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 1,369 | $45,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 1,691 | $44,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,000 | $44,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 4,750 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 1,420 | $44,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 3,623 | $44,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 1,011 | $44,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,798 | $44,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 636 | $44,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 1,770 | $44,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 1,147 | $44,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 1,735 | $44,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 789 | $44,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 2,946 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,484 | $44,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 1,071 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 1,766 | $44,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 632 | $44,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,327 | $44,000 | thousands by filing date | |
| MICROSECTORS GOLD MINERS 3X LEVERAGED ETN | 063679658 | ETF | 4,862 | $44,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 4,451 | $44,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 8,813 | $44,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 12,823 | $44,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 5,529 | $44,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 13,894 | $44,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,900 | $44,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505640 | RANGE INDIA FINA | 1,200 | $44,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 891 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 1,503 | $44,000 | thousands by filing date | |
| PGIM ETF TR | 69344A404 | QMA STRATEGIC | 619 | $44,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 500 | $43,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 700 | $43,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,476 | $43,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 389 | $43,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 7,887 | $43,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,400 | $43,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,600 | $43,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 1,565 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 954 | $43,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 5,332 | $43,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,447 | $43,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,529 | $43,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L208 | UNIT 05/01/2026 | 4,292 | $43,000 | thousands by filing date | |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 1,517 | $43,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,800 | $42,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 582 | $42,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 1,289 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 2,167 | $42,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,390 | $42,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,000 | $42,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,437 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 911 | $42,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 3,887 | $42,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 1,000 | $42,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 1,534 | $42,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,209 | $42,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 7,147 | $42,000 | thousands by filing date | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 1,280 | $42,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 1,748 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 461 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 6,977 | $42,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,263 | $42,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679682 | NT LKD 39 | 581 | $42,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 300 | $41,000 | thousands by filing date | put |
| STERIS PLC SHS USD | G8473T100 | Stock | 200 | $41,000 | thousands by filing date | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 6,565 | $41,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 805 | $41,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 900 | $41,000 | thousands by filing date | put |
| Sun Country Airlines Holding | 866683105 | COM | 1,224 | $41,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 4,254 | $41,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 7,838 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |