13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BTCS INC | 05581M404 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y368 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H717 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 506 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVTS ACTIVE E | 45409F785 | MACK CORE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKSO HEALTH GROUP | 98422P108 | ADS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 1,469 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CKX LDS INC | 12562N104 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PASITHEA THERAPEUTICS CORP | 70261F111 | *W EXP 08/12/202 | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H550 | SWAN SOS MOD JAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37960A305 | S&P 500 COLLAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Renovaro Inc | 29350E104 | Common Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURECYCLE TECHNOLOGIES INC | 74623V202 | UNIT 06/17/2026 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCYNEXIS INC | 811292200 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTCURE INC | 65343E108 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGENESIS INC | 68619K204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 367 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALISBURY BANCORP INC | 795226109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746P530 | FUND | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVO ACQUISITION CORP | 30052G116 | WARR | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 480 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEAM INC | 878155100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTAGENIC THERAPEUTICS INC | 74365N111 | *W EXP 04/26/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Clene Inc | 185634110 | CLENE INC -CW25 | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37960A701 | SOLAR ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 367 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 5,796 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 363 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK SPADE ACQUISITION CO | G11537118 | *W EXP 07/16/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 654 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 468 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYXT INC | 13173L107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 584 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER ACQUISITION CORP | G36826124 | *W EXP 03/04/202 | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 872 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J200 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOUNTAIN CREST ACQSTN CORP I | 62402U115 | RIGHT 05/14/2026 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 438 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A770 | SELECT GROWT ETF | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 416 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBLONG INC | 674434105 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364678 | INDX FD | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCAPS GROUP SA | L7756P102 | SHS | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 1,332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENCITY ACQUISITION CORP | G4086B123 | *W EXP 04/30/202 | 976 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALOR LATITUDE ACQUISITN COR | G9460N122 | *W EXP 04/02/202 | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION BIOTECH OPPORTUNTES CO | G6780C109 | CLASS A ORD SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 478 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y180 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLISHED COM INC | 28252C109 | CMN | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATIM CLOUD ACQUISITION CO | 86309R107 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PWP FORWARD ACQUISITION CORP | 74709Q101 | CMN | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G&P ACQUISITION CORP | 36146G111 | WTS | 757 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LERER HIPPEAU ACQUISITION CO | 526749106 | CMN | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOA ACQUISITION CORP | 05601A117 | WTS | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARDAN NEXTECH ACQUISITION | 159561109 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMLES TR | 291361103 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 338 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVO Bioscience, Inc. | 44984F302 | common | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 502 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTGEN ACQUISITION CORP II | G65317128 | *W EXP 03/23/202 | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABORATIVE INVESTMNT SER | 19423L599 | REVERE SECTOR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRECORA RES | 894648104 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06745T368 | ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA ARCHITECT ETF TR | 02072L854 | UPHOLDINGS COMPN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 825 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 414 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 596 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 563 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENOVACOR INC | 75989E106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740U877 | TCW ESG PREMIER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FD TR | 53656F656 | AAF FRST PRIORTY | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/NORTHERN LIGHTS ACQUISITN CORP EXP11/01/2027 | 66538L113 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G3 VRM ACQUISITION CORP | 362425126 | RIGHT 06/29/2026 | 1,210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PATH ACQUISITION CORP | G4028H113 | RIGHT 01/31/2028 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUDDELL STREET ACQUISITN COR | G28553116 | *W EXP 99/99/999 | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 456 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 4,494 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 3,158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S CENTY BK DORAL FLA | 90343D108 | CLASS A COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 4,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 1,664 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JAFFE LABORATORIES I | 41015N114 | *W EXP 05/30/202 | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |