13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 32,500 | $317,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 83,155 | $317,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,118 | $316,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 102,363 | $316,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 31,373 | $316,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 40,621 | $315,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,858 | $314,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 21,500 | $313,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 16,830 | $313,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 9,369 | $313,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J108 | COM CL A | 31,615 | $313,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,906 | $312,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 38,225 | $312,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 26,187 | $312,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 8,901 | $311,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 12,570 | $311,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 14,899 | $311,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 14,166 | $311,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 8,596 | $310,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 7,618 | $309,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 16,717 | $309,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 12,918 | $309,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,708 | $309,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 11,458 | $309,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 9,346 | $308,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,290 | $307,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 31,506 | $307,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 13,321 | $307,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 25,787 | $306,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 35,375 | $306,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,805 | $305,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 1,495 | $305,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 14,384 | $305,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 9,786 | $305,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,225 | $303,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 30,443 | $303,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 29,783 | $303,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,371 | $302,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,507 | $302,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 18,745 | $302,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 16,669 | $301,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 30,376 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,600 | $300,000 | thousands by filing date | call |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 1,841 | $300,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 8,292 | $299,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 24,125 | $299,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 7,836 | $299,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 5,097 | $299,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,007 | $298,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 30,166 | $298,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 6,951 | $297,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 11,932 | $297,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 29,341 | $296,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,280 | $295,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 21,467 | $295,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 19,360 | $293,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,785 | $293,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 39,406 | $293,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,886 | $293,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 4,945 | $293,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 29,201 | $293,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 6,242 | $292,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 11,677 | $291,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 7,820 | $291,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 22,387 | $291,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 24,097 | $290,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,453 | $290,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,079 | $288,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 70,846 | $288,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 16,518 | $288,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 16,187 | $287,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 8,065 | $287,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 21,320 | $286,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,013 | $286,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 62,493 | $286,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 28,758 | $286,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 11,298 | $285,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 5,952 | $284,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 6,183 | $283,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 1,496 | $283,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,904 | $282,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 37,231 | $281,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,816 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 3,141 | $279,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 10,094 | $279,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 30,950 | $278,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 150,244 | $278,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 10,067 | $277,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 85,424 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,436 | $277,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 18,600 | $276,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,910 | $275,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 32,824 | $275,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 27,200 | $275,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 1,471 | $274,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,716 | $274,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 38,405 | $273,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,817 | $273,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,000 | $272,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,000 | $272,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,528 | $272,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,397 | $271,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 12,757 | $271,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 6,372 | $270,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 17,665 | $270,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 12,904 | $270,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 889 | $270,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 12,296 | $269,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 39,914 | $269,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 22,182 | $268,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 73,189 | $268,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 21,400 | $268,000 | thousands by filing date | call |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 26,500 | $268,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 26,370 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,923 | $266,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 87,045 | $266,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 6,025 | $266,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 12,100 | $265,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,595 | $264,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 23,792 | $264,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 3,257 | $263,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 20,584 | $263,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 5,630 | $263,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 7,917 | $262,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 20,527 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 5,026 | $262,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 19,390 | $262,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,491 | $261,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 5,879 | $260,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,510 | $260,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,088 | $260,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 4,700 | $260,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 20,500 | $260,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,461 | $259,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 12,229 | $259,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 28,211 | $259,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 14,671 | $259,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,856 | $258,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,000 | $258,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 7,431 | $258,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,902 | $258,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 3,181 | $258,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 22,650 | $257,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 2,043 | $257,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 1,414 | $257,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 25,661 | $257,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,707 | $256,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 36,353 | $256,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,935 | $256,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54,204 | $256,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 26,060 | $256,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 9,356 | $255,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 25,684 | $255,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,539 | $254,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 5,237 | $254,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 3,840 | $254,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 73,134 | $254,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 16,035 | $253,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 7,929 | $253,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 4,548 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 3,360 | $252,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 120,953 | $252,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 25,361 | $252,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 30,032 | $251,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 9,314 | $250,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,947 | $250,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,681 | $249,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 13,873 | $249,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 5,033 | $249,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 3,009 | $248,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 15,061 | $248,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 30,975 | $247,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,482 | $246,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 237,000 | $246,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 12,213 | $245,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 4,814 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 28,370 | $245,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,902 | $244,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 18,447 | $244,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 53,200 | $243,000 | thousands by filing date | put |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 8,220 | $243,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,000 | $242,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 16,664 | $242,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,419 | $241,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 32,103 | $241,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 49,814 | $240,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 24,400 | $239,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 3,101 | $238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 4,933 | $238,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 9,300 | $238,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 39,984 | $237,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,269 | $237,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,647 | $237,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 21,945 | $236,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,944 | $236,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,279 | $236,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 17,243 | $235,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 4,721 | $235,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,330 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,755 | $234,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 64,651 | $233,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 20,850 | $233,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 6,222 | $233,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 16,074 | $232,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,531 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 6,282 | $231,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,300 | $231,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 22,516 | $231,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 6,032 | $230,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 45,947 | $230,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 7,013 | $230,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 50,504 | $230,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 37,313 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,469 | $229,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 9,345 | $229,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 22,859 | $229,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 2,559 | $228,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,500 | $227,000 | thousands by filing date | put |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,544 | $227,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,106 | $227,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 22,453 | $226,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 71,293 | $224,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 4,275 | $224,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 4,670 | $224,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,319 | $224,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,180 | $223,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,889 | $223,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 72,800 | $223,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W338 | CMN | 6,924 | $223,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,164 | $223,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 4,682 | $222,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 9,655 | $222,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,000 | $221,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 2,788 | $221,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 34,473 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 6,586 | $221,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 21,629 | $221,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,300 | $220,000 | thousands by filing date | call |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 2,432 | $220,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 15,522 | $220,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 22,328 | $220,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115208 | UNIT 07/25/2027 | 19,753 | $220,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 2,446 | $219,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 12,877 | $219,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 6,000 | $219,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,427 | $218,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,421 | $218,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 19,382 | $218,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 20,878 | $218,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,882 | $217,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 58,240 | $217,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 21,941 | $217,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,250 | $216,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 27,200 | $216,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 2,626 | $216,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 21,905 | $216,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 21,874 | $216,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 21,821 | $216,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 25,560 | $215,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 71,044 | $215,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 11,444 | $214,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 8,958 | $214,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 21,175 | $214,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 6,747 | $213,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 4,006 | $213,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 5,496 | $213,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 21,239 | $213,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 21,543 | $213,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,100 | $212,000 | thousands by filing date | put |
| POWER REIT | 73933H101 | COM | 4,242 | $212,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,222 | $212,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 6,530 | $211,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 32,314 | $211,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 5,917 | $211,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 9,871 | $211,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 20,355 | $211,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 4,145 | $210,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 20,614 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,737 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,620 | $208,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 20,947 | $208,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 20,974 | $208,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 3,350 | $207,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 4,120 | $207,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,018 | $207,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 40,402 | $207,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 7,800 | $206,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 16,302 | $206,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,059 | $206,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 38,654 | $206,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,063 | $205,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 8,186 | $205,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 3,334 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 4,787 | $205,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 25,563 | $204,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 7,904 | $204,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 24,386 | $204,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 19,839 | $204,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 7,171 | $203,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8,241 | $203,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 20,049 | $203,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 19,797 | $203,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,543 | $202,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 20,433 | $202,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,807 | $201,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 9,702 | $201,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 19,428 | $201,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 11,712 | $200,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,480 | $200,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,742 | $200,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 9,500 | $200,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 20,000 | $200,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 35,009 | $199,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 7,656 | $199,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 5,247 | $199,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 61,231 | $199,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 19,791 | $199,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 38,146 | $198,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,818 | $198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 56,306 | $198,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 19,792 | $198,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 4,684 | $197,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 19,531 | $197,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 19,706 | $197,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 19,476 | $197,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 19,555 | $197,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 19,666 | $197,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 19,662 | $197,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 19,917 | $197,000 | thousands by filing date | |
| PACER FDS TR | 69374H618 | SALT HIG TRUBT | 4,738 | $197,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 18,081 | $196,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 10,947 | $195,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 18,946 | $195,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 19,472 | $195,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 19,533 | $195,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 14,149 | $194,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 8,953 | $194,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 20,703 | $194,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 6,287 | $194,000 | thousands by filing date | |
| ISHARES TR | 46436E494 | CMN | 1,899 | $194,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,992 | $194,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,490 | $194,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 19,388 | $194,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 5,204 | $193,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 3,544 | $193,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 4,610 | $193,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,159 | $193,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 6,230 | $193,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 19,265 | $193,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 19,125 | $193,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 4,824 | $192,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 7,723 | $192,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 25,250 | $192,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,100 | $191,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 38,870 | $191,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 6,934 | $191,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 17,213 | $191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 4,648 | $191,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 18,510 | $191,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,100 | $190,000 | thousands by filing date | put |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,908 | $190,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,140 | $190,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 19,260 | $190,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 21,021 | $190,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 4,908 | $189,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 7,541 | $189,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 7,308 | $189,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,481 | $189,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 7,536 | $189,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,612 | $189,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 18,901 | $189,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 21,933 | $188,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 3,388 | $188,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 15,132 | $187,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 16,605 | $187,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,724 | $187,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,374 | $187,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,981 | $187,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 10,656 | $187,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 28,558 | $186,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 9,000 | $186,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 7,991 | $186,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 13,592 | $186,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 18,732 | $185,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 5,422 | $184,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,186 | $182,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 18,257 | $182,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 7,590 | $181,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,544 | $181,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 10,000 | $181,000 | thousands by filing date | put |
| WESTWATER RES INC | 961684206 | COM NEW | 50,450 | $181,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 18,221 | $181,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 13,711 | $181,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,200 | $180,000 | thousands by filing date | put |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 5,939 | $180,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 18,239 | $180,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,744 | $179,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 14,501 | $179,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 16,100 | $178,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 21,623 | $178,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,230 | $178,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 4,820 | $178,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 20,438 | $178,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 7,328 | $178,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 6,986 | $178,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 18,230 | $178,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 17,889 | $178,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 3,751 | $177,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,418 | $177,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 21,225 | $177,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 9,977 | $177,000 | thousands by filing date | call |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 10,055 | $177,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,348 | $176,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 22,829 | $176,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 9,260 | $176,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 4,145 | $176,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 7,524 | $176,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,200 | $175,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108102 | CMN | 1,604 | $175,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 3,577 | $175,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 15,552 | $175,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,909 | $174,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 4,828 | $174,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 84,199 | $174,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,000 | $173,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,013 | $173,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,287 | $173,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 23,325 | $173,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 16,912 | $173,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 5,379 | $172,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 12,987 | $172,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 17,370 | $172,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 17,210 | $172,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,000 | $171,000 | thousands by filing date | call |
| SOLITON INC | 834251100 | COM | 8,420 | $171,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 16,910 | $171,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 4,599 | $170,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 3,817 | $170,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 108,986 | $170,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 9,111 | $169,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 4,258 | $169,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 2,602 | $169,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8,049 | $169,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 17,255 | $169,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 1,821 | $168,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,997 | $168,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 41,540 | $168,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,125 | $168,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 4,310 | $168,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,508 | $167,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,254 | $167,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,756 | $167,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 5,263 | $167,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 19,390 | $167,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,306 | $167,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 21,055 | $167,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 16,018 | $167,000 | thousands by filing date | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 83,769 | $166,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,732 | $166,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 16,761 | $166,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 16,934 | $166,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 16,752 | $166,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 16,613 | $166,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 15,000 | $165,000 | thousands by filing date | call |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 15,392 | $165,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 4,665 | $165,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 16,701 | $165,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 7,824 | $164,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,175 | $164,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 18,059 | $164,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 4,095 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,649 | $163,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 19,568 | $163,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,975 | $163,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 4,381 | $163,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 16,690 | $163,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 16,716 | $163,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 16,336 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 2,384 | $162,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,191 | $162,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 23,383 | $162,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 16,276 | $162,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 9,100 | $161,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 31,713 | $161,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 16,270 | $161,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 16,167 | $161,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 16,218 | $161,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,074 | $160,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,843 | $160,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 9,453 | $160,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 8,605 | $160,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 16,500 | $159,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 1,457 | $159,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 8,521 | $159,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 3,381 | $159,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,981 | $159,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 9,894 | $159,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 7,342 | $159,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |