13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| G III APPAREL GROUP LTD | 36237H101 | COM | 24,265 | $687,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 60,353 | $686,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,361 | $685,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 62,818 | $683,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 138,191 | $682,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 43,410 | $681,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 20,158 | $681,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 18,803 | $681,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 29,451 | $680,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,817 | $678,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 23,481 | $678,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 52,939 | $677,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 14,353 | $676,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 9,233 | $675,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,522 | $674,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 63,350 | $674,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 9,456 | $672,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 101,500 | $670,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 42,327 | $667,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 16,889 | $664,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 20,519 | $664,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 12,144 | $663,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 234,948 | $660,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 56,507 | $658,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 33,386 | $657,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 10,088 | $657,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 30,200 | $655,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 10,459 | $655,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 23,515 | $654,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,095 | $651,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,153 | $649,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 81,653 | $649,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 10,000 | $648,000 | thousands by filing date | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 71,110 | $648,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 67,207 | $648,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 82,217 | $647,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,162 | $646,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 27,028 | $646,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 118,067 | $645,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 16,944 | $644,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 68,694 | $644,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 20,805 | $642,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 9,621 | $641,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 121,857 | $640,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 28,284 | $639,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 57,818 | $635,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 234,108 | $634,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 38,700 | $633,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 41,474 | $632,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 40,777 | $631,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,670 | $631,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 15,930 | $630,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 7,703 | $630,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 30,000 | $630,000 | thousands by filing date | put |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 20,891 | $629,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 25,000 | $629,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 130,000 | $629,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 40,062 | $628,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 3,769 | $627,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 19,266 | $626,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,512 | $625,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 11,409 | $625,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 469,541 | $625,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 7,515 | $624,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 8,076 | $623,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 7,764 | $623,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 124,341 | $623,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,338 | $623,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 33,383 | $622,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 149,635 | $622,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 85,000 | $622,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 43,371 | $621,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 22,035 | $621,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 10,000 | $621,000 | thousands by filing date | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 6,172 | $621,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 12,016 | $620,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 43,695 | $617,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 83,343 | $616,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 79,798 | $616,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 56,761 | $615,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 50,091 | $614,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 149,539 | $613,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,000 | $611,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,000 | $611,000 | thousands by filing date | call |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 30,000 | $610,000 | thousands by filing date | call |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 74,200 | $610,000 | thousands by filing date | put |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 55,396 | $609,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 12,216 | $608,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 33,595 | $605,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 53,551 | $605,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 11,050 | $605,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 22,204 | $603,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 42,400 | $603,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 16,679 | $602,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 97,806 | $602,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 31,403 | $601,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 86,874 | $601,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 13,200 | $600,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 51,586 | $599,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,268 | $598,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 42,411 | $598,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 18,711 | $597,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,500 | $597,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,675 | $597,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 9,075 | $596,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 6,637 | $595,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 51,812 | $595,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,909 | $595,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 21,362 | $595,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 8,369 | $593,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 18,101 | $591,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 14,241 | $590,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 25,444 | $590,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 17,082 | $589,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 8,567 | $589,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 41,409 | $588,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 8,887 | $587,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,500 | $587,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 10,440 | $587,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 41,113 | $587,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,576 | $585,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 30,126 | $585,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 213,217 | $585,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 61,800 | $585,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 28,257 | $583,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 13,649 | $583,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 29,837 | $582,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 13,710 | $580,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 23,754 | $580,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 33,228 | $580,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,237 | $578,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,796 | $576,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 15,304 | $576,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 14,013 | $576,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 16,161 | $574,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 18,185 | $574,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 9,127 | $574,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 303,134 | $573,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 13,926 | $573,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 70,566 | $572,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 32,963 | $570,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 24,699 | $570,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 34,142 | $568,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 94,438 | $567,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 30,275 | $567,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 9,407 | $566,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 19,892 | $566,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 80,976 | $566,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 153,505 | $565,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 412,080 | $564,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 20,646 | $564,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 119,710 | $564,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 48,017 | $564,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 22,083 | $563,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 59,162 | $563,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 31,302 | $562,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 102,000 | $561,000 | thousands by filing date | put |
| VAPOTHERM INC | 922107107 | COM | 25,119 | $560,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 17,444 | $558,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 70,300 | $558,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 30,029 | $555,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 47,359 | $554,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 10,600 | $553,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 520,624 | $552,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 63,378 | $552,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 12,195 | $550,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 14,500 | $549,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 12,527 | $548,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 7,534 | $548,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 18,564 | $548,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 29,199 | $547,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 23,963 | $547,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 24,076 | $546,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 22,739 | $546,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 6,484 | $545,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 21,644 | $545,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 25,986 | $544,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 37,600 | $544,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 11,970 | $542,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,916 | $541,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 53,303 | $541,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 65,374 | $541,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 25,250 | $540,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 85,078 | $540,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 7,266 | $537,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 26,062 | $537,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 8,000 | $536,000 | thousands by filing date | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 23,548 | $536,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 115,579 | $536,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 20,830 | $535,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 11,418 | $535,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,493 | $534,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 136,059 | $533,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 75,207 | $532,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 174,098 | $531,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 17,414 | $530,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 13,219 | $530,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 28,822 | $530,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 14,012 | $528,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 13,022 | $527,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 11,666 | $527,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 31,429 | $526,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 37,073 | $526,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 52,000 | $526,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 207,702 | $523,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 5,594 | $523,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 8,287 | $522,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 87,213 | $520,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 14,001 | $519,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 87,972 | $518,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 17,251 | $518,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 16,534 | $517,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 24,445 | $516,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 21,679 | $516,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,300 | $514,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 11,982 | $513,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 43,615 | $513,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 50,000 | $512,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 8,839 | $511,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,196 | $511,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 12,159 | $510,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 3,780 | $509,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 48,273 | $509,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 55,000 | $509,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 9,750 | $509,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 10,000 | $507,000 | thousands by filing date | put |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 21,780 | $505,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 49,848 | $505,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 51,222 | $505,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 50,399 | $504,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 19,259 | $504,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 88,758 | $504,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,098 | $504,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 38,501 | $504,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 50,581 | $504,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,619 | $503,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 82,796 | $502,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 11,034 | $502,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 13,774 | $500,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 143,633 | $500,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 7,519 | $497,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 24,000 | $497,000 | thousands by filing date | put |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 188,521 | $496,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,800 | $495,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,987 | $495,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 25,536 | $493,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 8,044 | $492,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 14,922 | $492,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,371 | $490,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 19,124 | $488,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 49,041 | $488,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 11,833 | $487,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 40,105 | $487,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,210 | $487,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 42,539 | $487,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,000 | $485,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 28,105 | $485,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,122 | $484,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 14,771 | $483,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 47,315 | $482,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,011 | $481,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 7,033 | $481,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 25,053 | $481,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 60,529 | $481,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 62,300 | $475,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 18,910 | $475,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 30,159 | $474,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 48,234 | $474,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 43,520 | $473,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,082 | $473,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 25,383 | $473,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,402 | $471,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,624 | $471,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,984 | $469,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 3,328 | $469,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 21,300 | $469,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 34,184 | $468,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 18,917 | $468,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 5,703 | $467,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 31,897 | $467,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 35,777 | $467,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 25,239 | $467,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 7,231 | $466,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 54,728 | $466,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 68,592 | $466,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 62,155 | $464,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 42,696 | $463,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 35,057 | $462,000 | thousands by filing date | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 4,788 | $462,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 100,803 | $462,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 5,275 | $462,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 32,605 | $461,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 38,900 | $459,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 15,219 | $458,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 15,799 | $456,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 9,459 | $456,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 8,227 | $455,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 28,860 | $454,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 16,827 | $453,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 15,506 | $452,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 18,476 | $452,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 67,847 | $452,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 6,477 | $451,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 27,075 | $451,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 21,696 | $450,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 20,222 | $449,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 23,785 | $449,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7,768 | $448,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 24,539 | $447,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 21,227 | $447,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 52,258 | $446,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 18,065 | $445,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 123,671 | $445,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 39,439 | $444,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 27,516 | $443,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,492 | $443,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 24,149 | $443,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 41,140 | $442,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,600 | $440,000 | thousands by filing date | put |
| SmileDirectClub Inc | 83192H106 | COM | 82,600 | $439,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 10,677 | $436,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 31,079 | $436,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,824 | $435,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 16,746 | $434,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 8,193 | $434,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 54,220 | $431,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 17,336 | $430,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 59,382 | $429,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 26,212 | $429,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 6,911 | $429,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 100,600 | $429,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 26,682 | $429,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 104,529 | $428,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 19,670 | $427,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 34,966 | $426,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 28,804 | $426,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 49,371 | $425,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 43,222 | $425,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,586 | $424,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 12,383 | $424,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 48,738 | $423,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 9,191 | $423,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 42,629 | $422,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 16,192 | $420,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 7,991 | $419,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 10,000 | $419,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 8,951 | $418,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 32,373 | $418,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 15,880 | $418,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 494 | $417,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 42,350 | $417,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 34,516 | $416,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 86,480 | $414,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 12,612 | $413,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 166,985 | $412,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 53,532 | $410,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 13,890 | $409,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 5,714 | $407,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 171,038 | $407,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 13,597 | $406,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 20,700 | $406,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 49,942 | $406,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,186 | $404,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 7,300 | $404,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 75,064 | $404,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 57,069 | $404,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 19,634 | $403,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 38,797 | $402,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 88,262 | $402,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 30,600 | $400,000 | thousands by filing date | call |
| ATLAS CORP | Y0436Q109 | COM | 26,321 | $400,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 14,955 | $399,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 106,877 | $399,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,964 | $399,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,500 | $398,000 | thousands by filing date | put |
| PROSHARES TR II | 74347Y888 | CMN | 4,725 | $398,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,212 | $397,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 9,655 | $396,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,842 | $396,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 24,634 | $396,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 9,800 | $395,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 37,207 | $395,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 15,175 | $393,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 24,536 | $393,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 72,558 | $393,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 10,324 | $391,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,701 | $390,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 37,000 | $390,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,703 | $389,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,061 | $389,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 24,740 | $388,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 32,188 | $386,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 10,715 | $385,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 37,128 | $385,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,000 | $384,000 | thousands by filing date | put |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 40,629 | $382,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 39,133 | $382,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 58,210 | $381,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 40,753 | $379,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 25,048 | $379,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 9,714 | $378,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 13,635 | $378,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 5,647 | $377,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 25,621 | $377,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,614 | $375,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 22,272 | $373,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 7,411 | $373,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,847 | $372,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 7,808 | $372,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 41,728 | $371,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 15,470 | $371,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 14,382 | $370,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 11,488 | $370,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 15,000 | $370,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 32,703 | $369,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 36,797 | $369,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 19,874 | $368,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,566 | $368,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 5,202 | $366,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 35,863 | $366,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 32,118 | $366,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 47,238 | $365,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,437 | $364,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,637 | $363,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 22,975 | $363,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 13,323 | $363,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,894 | $362,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 20,386 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,507 | $362,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 21,165 | $361,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 14,460 | $361,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 39,427 | $360,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 42,319 | $360,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 10,657 | $359,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,657 | $358,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 33,582 | $358,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 52,219 | $358,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,295 | $357,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 39,166 | $357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,042 | $357,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 17,823 | $356,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,048 | $355,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 29,070 | $355,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 22,879 | $353,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 81,928 | $353,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 25,046 | $353,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 12,654 | $353,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 21,210 | $352,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 47,125 | $352,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,722 | $350,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 31,865 | $350,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 6,480 | $350,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,447 | $348,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,781 | $348,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 4,920 | $348,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 37,102 | $347,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,000 | $346,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 72,595 | $346,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,140 | $345,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 12,910 | $345,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 7,473 | $345,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 10,884 | $343,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 7,352 | $342,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 21,067 | $342,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 15,400 | $341,000 | thousands by filing date | call |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 14,525 | $341,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,230 | $341,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,956 | $341,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 8,489 | $340,000 | thousands by filing date | put |
| MEAT TECH 3D LTD | 583435102 | COM | 55,812 | $340,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 71,000 | $339,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 33,593 | $339,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 33,707 | $338,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 6,574 | $337,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 9,323 | $337,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,925 | $336,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,922 | $335,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 37,792 | $334,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 49,741 | $334,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,760 | $331,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 52,620 | $330,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,868 | $329,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 23,034 | $328,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,347 | $328,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 106,842 | $326,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 35,240 | $325,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 9,392 | $325,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 24,294 | $325,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 32,331 | $325,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 18,900 | $324,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 15,122 | $324,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 10,959 | $324,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 67,332 | $323,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 23,784 | $323,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,000 | $320,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 28,055 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 6,766 | $320,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 25,082 | $320,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 85,101 | $320,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 18,058 | $318,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |