13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 98,377 | $1,237,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 58,815 | $1,236,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 78,421 | $1,236,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 180,321 | $1,235,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 252,321 | $1,234,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 98,100 | $1,229,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 25,054 | $1,228,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 7,317 | $1,227,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 69,215 | $1,226,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 338,577 | $1,225,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 47,936 | $1,223,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 12,198 | $1,222,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 78,940 | $1,222,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 12,332 | $1,221,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 23,323 | $1,217,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 245,943 | $1,215,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 42,958 | $1,214,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 24,631 | $1,214,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 31,145 | $1,212,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 49,350 | $1,212,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 781,805 | $1,212,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 147,733 | $1,210,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 83,737 | $1,209,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 103,977 | $1,209,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 588,900 | $1,207,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 318,200 | $1,206,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 76,335 | $1,206,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 26,195 | $1,205,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 137,183 | $1,205,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 46,375 | $1,202,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 44,151 | $1,197,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 70,003 | $1,197,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 135,850 | $1,196,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 10,083 | $1,196,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,000 | $1,195,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,818 | $1,195,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 17,000 | $1,194,000 | thousands by filing date | put |
| PLAYBOY INC | 72814P109 | COM | 50,358 | $1,187,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 19,700 | $1,183,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 7,827 | $1,183,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 50,800 | $1,182,000 | thousands by filing date | put |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 32,074 | $1,182,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 58,083 | $1,182,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 62,485 | $1,182,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 75,681 | $1,181,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 13,077 | $1,181,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 137,357 | $1,181,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 79,996 | $1,180,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 14,000 | $1,176,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 31,500 | $1,176,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 21,501 | $1,176,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 98,489 | $1,171,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 150,000 | $1,169,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G534 | LOW PRICED STK | 125,000 | $1,169,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 58,918 | $1,166,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 61,304 | $1,166,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 39,553 | $1,164,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 61,511 | $1,164,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 75,418 | $1,163,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 176,051 | $1,160,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 27,691 | $1,160,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 36,000 | $1,160,000 | thousands by filing date | put |
| NETSTREIT CORP | 64119V303 | COM | 48,986 | $1,158,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 21,301 | $1,158,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 85,046 | $1,158,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 37,001 | $1,157,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 31,517 | $1,156,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 106,417 | $1,152,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 101,742 | $1,151,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 71,004 | $1,151,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,890 | $1,150,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 15,422 | $1,148,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 65,968 | $1,147,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 49,372 | $1,147,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 35,250 | $1,146,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 14,052 | $1,144,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 4,000 | $1,143,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 69,700 | $1,141,000 | thousands by filing date | put |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 9,346 | $1,140,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 76,517 | $1,139,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 266,753 | $1,137,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 33,337 | $1,136,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 19,460 | $1,136,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 50,000 | $1,135,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 10,182 | $1,133,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,889 | $1,132,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 44,371 | $1,131,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 63,334 | $1,131,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 41,783 | $1,129,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 7,878 | $1,129,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 80,400 | $1,128,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 26,652 | $1,127,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 98,080 | $1,126,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 45,000 | $1,125,000 | thousands by filing date | call |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 184,626 | $1,124,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,667 | $1,123,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 44,180 | $1,122,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,504 | $1,121,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 13,843 | $1,120,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 172,400 | $1,118,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 23,126 | $1,115,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 84,906 | $1,113,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 281,698 | $1,113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 16,912 | $1,113,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 21,841 | $1,113,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 115,413 | $1,112,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 58,036 | $1,112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,326 | $1,111,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 14,211 | $1,110,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 97,315 | $1,109,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 63,014 | $1,106,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 25,280 | $1,105,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 44,040 | $1,104,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 26,425 | $1,103,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 70,375 | $1,103,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 37,638 | $1,102,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 30,386 | $1,102,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 16,909 | $1,101,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 15,758 | $1,100,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,279 | $1,100,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 26,299 | $1,100,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 26,180 | $1,100,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 34,100 | $1,099,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 120,770 | $1,098,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 43,261 | $1,098,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 78,701 | $1,095,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 396,780 | $1,094,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 107,955 | $1,094,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 15,382 | $1,093,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 200,000 | $1,092,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 19,580 | $1,091,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 19,695 | $1,085,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 12,492 | $1,083,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 25,764 | $1,083,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 232,128 | $1,081,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 101,200 | $1,080,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 53,167 | $1,075,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 18,479 | $1,075,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 51,724 | $1,074,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 90,513 | $1,074,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 25,582 | $1,073,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 25,423 | $1,073,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 41,485 | $1,073,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 11,738 | $1,072,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 16,433 | $1,070,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,200 | $1,069,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 20,116 | $1,069,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 15,469 | $1,068,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 42,410 | $1,068,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 45,039 | $1,068,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 24,807 | $1,067,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 41,026 | $1,066,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 70,500 | $1,063,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 70,000 | $1,063,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 38,800 | $1,062,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 60,715 | $1,059,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 181,063 | $1,059,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 80,970 | $1,058,000 | thousands by filing date | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 51,788 | $1,056,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 56,792 | $1,053,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 8,522 | $1,051,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 279,074 | $1,047,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,780 | $1,046,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 43,133 | $1,046,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 198,328 | $1,045,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 22,420 | $1,044,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 165,864 | $1,042,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 157,990 | $1,041,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 5,000 | $1,040,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 30,596 | $1,040,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 51,130 | $1,040,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 56,800 | $1,038,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 181,538 | $1,038,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 96,174 | $1,038,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 58,767 | $1,034,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 25,100 | $1,033,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 187,800 | $1,033,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 33,241 | $1,031,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 67,872 | $1,031,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 40,888 | $1,030,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 13,229 | $1,029,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 69,196 | $1,028,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 54,978 | $1,025,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 6,415 | $1,024,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,800 | $1,018,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 40,999 | $1,015,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 16,690 | $1,015,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 8,545 | $1,011,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 43,123 | $1,011,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 48,724 | $1,010,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 116,867 | $1,009,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 80,265 | $1,006,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 17,464 | $1,004,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 17,710 | $1,003,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,122 | $1,001,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 188,600 | $1,001,000 | thousands by filing date | call |
| ENDAVA PLC ADS | 29260V105 | ADR | 7,361 | $1,000,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 149,542 | $999,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 167,074 | $997,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 86,408 | $997,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 113,695 | $995,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 27,950 | $995,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 24,360 | $994,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 17,435 | $992,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 42,100 | $991,000 | thousands by filing date | call |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 32,361 | $991,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 95,208 | $990,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 24,011 | $987,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 84,799 | $985,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 19,587 | $984,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 38,264 | $982,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 165,933 | $979,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 31,663 | $977,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 9,523 | $976,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,149 | $975,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 16,705 | $973,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,403 | $972,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T108 | COM | 70,489 | $971,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 39,183 | $970,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 22,094 | $970,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 41,110 | $969,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 115,914 | $968,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 43,252 | $967,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 30,566 | $966,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 55,897 | $966,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 25,321 | $966,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 28,500 | $965,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 32,006 | $961,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 167,322 | $960,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 35,177 | $959,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 10,000 | $958,000 | thousands by filing date | put |
| FUBOTV INC | 35953D104 | COM | 40,000 | $958,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 144,991 | $957,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 22,434 | $957,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,000 | $955,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 17,296 | $955,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 32,997 | $954,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 41,721 | $952,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 38,710 | $951,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 18,698 | $948,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 104,871 | $947,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 29,293 | $947,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 101,025 | $947,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 69,302 | $945,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 46,939 | $943,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 82,737 | $942,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 41,034 | $940,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 72,159 | $940,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 51,163 | $936,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 14,775 | $936,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 19,530 | $935,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 32,519 | $930,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 37,686 | $928,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 177,682 | $928,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 58,457 | $926,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 60,750 | $925,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 30,057 | $924,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 67,555 | $923,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 15,500 | $921,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 48,309 | $920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 10,492 | $917,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 21,766 | $917,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 21,121 | $916,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 66,319 | $916,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 109,487 | $911,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 231,606 | $911,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 21,538 | $910,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 133,639 | $910,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 31,982 | $909,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 115,868 | $909,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 41,393 | $909,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 12,287 | $909,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 96,967 | $908,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 61,923 | $908,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 6,527 | $907,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 129,556 | $906,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,400 | $906,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 7,414 | $904,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 11,910 | $901,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 23,266 | $901,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 151,211 | $901,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 58,602 | $898,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 34,474 | $896,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 144,813 | $896,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 39,570 | $895,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 38,372 | $894,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 102,458 | $891,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 30,926 | $889,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 33,922 | $889,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 16,200 | $888,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 33,406 | $885,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 20,332 | $884,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 63,499 | $884,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 17,118 | $883,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 79,847 | $882,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 30,099 | $880,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 50,000 | $880,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 19,684 | $876,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 91,900 | $874,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 7,700 | $872,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 62,878 | $872,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 9,800 | $871,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 20,437 | $870,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 42,987 | $870,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 22,925 | $868,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 40,860 | $868,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 27,661 | $867,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,337 | $866,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 88,200 | $866,000 | thousands by filing date | call |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 85,400 | $863,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 24,204 | $862,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 93,570 | $862,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 73,630 | $862,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 75,391 | $862,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,400 | $860,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 25,005 | $859,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 25,391 | $858,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 22,712 | $858,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,055 | $857,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 9,857 | $857,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 82,697 | $855,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 40,830 | $855,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 58,590 | $854,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 51,000 | $853,000 | thousands by filing date | call |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 122,882 | $853,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 58,415 | $853,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 127,513 | $852,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 49,624 | $850,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 66,288 | $850,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 12,900 | $850,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 10,602 | $849,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 68,074 | $843,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 138,100 | $842,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 24,311 | $841,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 35,487 | $840,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 6,045 | $839,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 13,614 | $838,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 52,953 | $838,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 33,634 | $838,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 10,737 | $837,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 32,813 | $835,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 100,609 | $835,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 8,109 | $833,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 88,231 | $832,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 16,555 | $831,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 10,696 | $830,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 17,551 | $828,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 274,908 | $828,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 125,758 | $825,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 62,759 | $825,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 250,330 | $824,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 200,276 | $821,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 10,217 | $820,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 19,123 | $820,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 13,151 | $819,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 27,586 | $818,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,000 | $817,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 34,664 | $816,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 73,393 | $815,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 27,274 | $814,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 13,552 | $814,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 28,197 | $814,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 156,609 | $813,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 167,800 | $812,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 9,002 | $811,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 29,951 | $808,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 56,386 | $808,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 52,554 | $808,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 12,527 | $805,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,371 | $803,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 75,200 | $802,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 157,173 | $800,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 59,534 | $798,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,023 | $797,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 20,218 | $795,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 59,391 | $795,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 75,000 | $794,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 20,073 | $793,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 30,897 | $793,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 114,220 | $792,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 59,726 | $790,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 26,469 | $790,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 19,955 | $788,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 94,116 | $787,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 12,709 | $787,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 31,489 | $787,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 238,991 | $786,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 73,909 | $785,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 41,204 | $784,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 5,833 | $783,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 718,131 | $783,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 12,800 | $780,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 105,549 | $780,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 51,115 | $780,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 61,975 | $779,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 72,842 | $779,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 13,243 | $778,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 23,858 | $777,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 39,998 | $772,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 66,300 | $771,000 | thousands by filing date | call |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 21,975 | $770,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 26,761 | $770,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 15,394 | $770,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,791 | $766,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 50,000 | $765,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 29,197 | $765,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 28,900 | $763,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 34,212 | $761,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,100 | $760,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 110,455 | $760,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 73,827 | $760,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 29,800 | $759,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 844,004 | $759,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 166,832 | $759,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 27,961 | $758,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6,669 | $756,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 10,513 | $756,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 4,126 | $756,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 8,885 | $754,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,462 | $754,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 36,220 | $752,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 254,174 | $752,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 97,091 | $752,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 30,000 | $751,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 35,059 | $750,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 12,835 | $750,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 18,639 | $749,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 115,314 | $749,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 7,256 | $748,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 10,353 | $748,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 163,652 | $748,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,525 | $746,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 105,677 | $745,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 34,616 | $745,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 46,939 | $742,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 13,786 | $742,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 37,612 | $741,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 45,175 | $741,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 28,447 | $739,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 53,707 | $737,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 21,943 | $737,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 28,535 | $734,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 76,498 | $734,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 102,000 | $734,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 30,527 | $734,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 7,667 | $732,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 9,359 | $732,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,946 | $732,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 20,956 | $731,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 53,569 | $730,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 52,567 | $729,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 25,559 | $729,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 38,742 | $728,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 16,606 | $728,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 74,007 | $728,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 8,686 | $727,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 37,407 | $727,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 15,000 | $724,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 9,900 | $724,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 86,749 | $723,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 269,842 | $723,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 30,155 | $720,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 9,891 | $719,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 29,972 | $718,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 41,558 | $718,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 13,740 | $717,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 11,040 | $716,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 72,111 | $715,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 37,848 | $715,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 44,357 | $712,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 136,754 | $710,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 50,298 | $710,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 49,132 | $709,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 43,510 | $708,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 36,560 | $708,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 31,212 | $706,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 8,100 | $705,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 9,088 | $705,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 7,000 | $705,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 8,099 | $705,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 27,425 | $705,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 28,330 | $705,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 229,318 | $704,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 15,586 | $702,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,593 | $700,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,967 | $700,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 26,015 | $700,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 26,478 | $699,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 50,400 | $699,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 16,271 | $699,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 8,143 | $698,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 18,138 | $695,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 36,763 | $695,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 166,095 | $692,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 6,859 | $691,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 49,622 | $691,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 133,619 | $691,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 148,251 | $689,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 9,600 | $689,000 | thousands by filing date | put |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 23,755 | $687,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |