13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 9,111 holding rows worth $301,326,333,000.
- Accession
- 0000950123-21-005892
- Filer
- CIK 1610520
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 14,864 entries on the cover page, a total value of $301,326,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,326,396,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 198,200 | $424,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 29,441 | $423,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,301 | $423,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8,595 | $422,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 14,776 | $421,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,935 | $421,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 21,458 | $421,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 11,074 | $420,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 34,906 | $418,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 9,599 | $418,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 15,445 | $418,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 68,965 | $417,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 63,121 | $416,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 16,316 | $414,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 30,717 | $414,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 4,115 | $412,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 27,817 | $412,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 15,400 | $411,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 16,631 | $411,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 82,685 | $411,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 14,347 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 8,807 | $410,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 18,808 | $408,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 14,277 | $408,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 9,216 | $407,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 94,389 | $407,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 44,165 | $406,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,122 | $404,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,728 | $403,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 19,425 | $403,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 42,370 | $402,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 22,174 | $402,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 10,253 | $401,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 2,360 | $401,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 20,300 | $398,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,392 | $398,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 10,395 | $397,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 20,844 | $396,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,944 | $396,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,232 | $396,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 49,973 | $396,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 39,275 | $395,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 22,994 | $394,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 10,924 | $394,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,058 | $394,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 15,853 | $394,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 14,319 | $394,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 12,818 | $394,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,067 | $393,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 576,927 | $393,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 21,735 | $391,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 26,557 | $391,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 34,593 | $390,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,343 | $390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 19,465 | $390,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 5,471 | $389,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 72,269 | $388,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 4,897 | $386,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 57,239 | $386,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 110,128 | $385,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,526 | $384,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 29,953 | $384,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 7,200 | $383,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 23,742 | $383,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 62,277 | $382,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 24,870 | $381,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 35,976 | $381,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 6,862 | $380,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,287 | $377,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 39,090 | $377,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 7,400 | $377,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 23,416 | $376,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 41,692 | $376,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 37,120 | $376,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 32,500 | $375,000 | thousands by filing date | call |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 35,000 | $375,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 15,524 | $375,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 35,109 | $374,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 10,113 | $373,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 15,271 | $372,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 26,000 | $371,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 18,818 | $371,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,643 | $371,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 25,230 | $369,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 10,000 | $369,000 | thousands by filing date | put |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 15,000 | $368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 10,794 | $366,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 18,576 | $366,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 19,782 | $365,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 3,985 | $364,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 78,196 | $363,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,637 | $363,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 80,011 | $362,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 22,122 | $361,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,412 | $361,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,000 | $360,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 15,711 | $360,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 29,706 | $359,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,223 | $359,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 37,551 | $358,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,846 | $357,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 34,818 | $357,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 3,555 | $356,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 26,090 | $356,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 6,334 | $356,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 17,687 | $354,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,355 | $354,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 13,831 | $353,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 17,668 | $353,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 25,659 | $353,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,495 | $352,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,355 | $352,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 14,155 | $351,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 6,643 | $351,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 30,023 | $351,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 13,912 | $349,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 9,144 | $349,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 14,334 | $349,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 21,088 | $349,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 25,746 | $348,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 44,408 | $347,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,480 | $346,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 103,190 | $346,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,287 | $346,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,769 | $345,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 30,993 | $345,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 6,046 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,660 | $343,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 7,261 | $343,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 4,392 | $343,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 30,600 | $342,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 19,221 | $342,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 15,282 | $342,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 20,900 | $341,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 31,628 | $340,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 7,206 | $340,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 25,888 | $340,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 6,452 | $339,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 104,500 | $339,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 17,753 | $339,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,843 | $339,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 13,445 | $339,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 33,638 | $338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,426 | $338,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 27,308 | $337,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 91 | $336,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 9,467 | $336,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 7,099 | $336,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 12,954 | $335,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 13,459 | $335,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 32,977 | $335,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 33,382 | $334,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 22,456 | $334,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 12,308 | $334,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 33,134 | $333,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 33,074 | $332,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 175,544 | $332,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 32,216 | $332,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,000 | $331,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 5,000 | $331,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 36,873 | $331,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 43,164 | $329,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 28,580 | $327,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,918 | $326,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 6,282 | $326,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 15,200 | $325,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 21,009 | $325,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 33,364 | $324,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 6,600 | $323,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,840 | $321,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 9,150 | $321,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 32,050 | $321,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 13,971 | $320,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 10,121 | $320,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 31,653 | $320,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,300 | $319,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,300 | $319,000 | thousands by filing date | call |
| NATURA &CO HLDG S A | 63884N108 | ADR | 18,740 | $318,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 21,438 | $316,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 30,745 | $316,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,378 | $316,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,497 | $316,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 30,986 | $316,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 33,764 | $314,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 31,591 | $314,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 12,468 | $312,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 24,812 | $311,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 22,657 | $311,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,001 | $311,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 23,484 | $310,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 21,867 | $308,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 30,561 | $307,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,627 | $306,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 7,093 | $306,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 14,406 | $305,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,041 | $305,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 9,342 | $305,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,399 | $304,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,954 | $304,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,431 | $303,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 16,198 | $303,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 9,334 | $303,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 64,093 | $303,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,168 | $302,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 26,359 | $301,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,509 | $301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,254 | $301,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 30,248 | $298,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 19,807 | $297,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 31,061 | $296,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 18,099 | $295,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 137,401 | $295,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 5,915 | $294,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 8,183 | $294,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 11,111 | $294,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 28,826 | $294,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 23,372 | $293,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 12,755 | $293,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 66,303 | $292,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 31,353 | $292,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 12,365 | $291,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,599 | $291,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 17,251 | $291,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 21,550 | $291,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 12,409 | $291,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 34,559 | $291,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 27,996 | $290,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 75,101 | $290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,004 | $289,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 12,100 | $289,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 17,513 | $289,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 14,111 | $288,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,325 | $288,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 30,007 | $287,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 9,108 | $287,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,725 | $286,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 39,051 | $286,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 21,507 | $285,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 11,520 | $285,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 9,605 | $285,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 22,977 | $285,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 20,870 | $285,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 38,675 | $284,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 46,454 | $284,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 20,153 | $284,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,178 | $283,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 35,400 | $283,000 | thousands by filing date | call |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 27,948 | $283,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 19,318 | $282,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 54,350 | $282,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 16,678 | $281,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,042 | $281,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,241 | $280,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 14,122 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,319 | $280,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 11,807 | $279,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,007 | $279,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 19,178 | $279,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,911 | $278,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 85,673 | $278,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 10,776 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,674 | $276,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 31,700 | $276,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,656 | $276,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 19,100 | $275,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 7,934 | $275,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 21,820 | $273,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 8,728 | $272,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 43,296 | $272,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 27,134 | $272,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 27,177 | $271,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 33,075 | $271,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 44,764 | $271,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 27,460 | $271,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 11,034 | $270,000 | thousands by filing date | call |
| SOTERA HEALTH CO | 83601L102 | COM | 10,795 | $269,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 3,135 | $269,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 27,153 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,063 | $268,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,126 | $268,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 58,501 | $267,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,864 | $267,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 33,617 | $266,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 20,305 | $266,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 10,429 | $265,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,718 | $264,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 9,984 | $264,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,888 | $263,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,206 | $263,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 100,000 | $263,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,356 | $262,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 26,211 | $262,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 45,959 | $261,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19,711 | $259,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,374 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,871 | $259,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 6,292 | $259,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 30,968 | $259,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 45,400 | $258,000 | thousands by filing date | put |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 25,837 | $258,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 3,923 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,460 | $257,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 29,297 | $257,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 6,913 | $257,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 104,030 | $257,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 10,139 | $256,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 30,700 | $256,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,994 | $256,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 6,393 | $256,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 20,080 | $256,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 8,880 | $255,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 8,028 | $255,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 7,567 | $255,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 18,291 | $255,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 18,924 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 3,530 | $254,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 25,475 | $254,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 23,123 | $253,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 25,511 | $253,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 40,569 | $252,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 3,019 | $252,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 31,127 | $252,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 25,521 | $252,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 28,804 | $251,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,845 | $250,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 25,310 | $250,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 15,106 | $249,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,427 | $249,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 7,664 | $249,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 38,769 | $249,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 25,071 | $249,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 6,175 | $248,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 8,919 | $248,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 16,688 | $245,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,854 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,473 | $245,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,242 | $245,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 73,115 | $244,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,263 | $244,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 37,344 | $244,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 8,170 | $243,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,539 | $243,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 39,730 | $243,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 31,853 | $243,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 9,248 | $242,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 2,426 | $242,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 2,212 | $242,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 4,489 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,682 | $241,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 3,124 | $241,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 6,547 | $241,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,981 | $240,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,898 | $240,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 4,410 | $240,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 2,080 | $239,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,821 | $239,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 8,740 | $239,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 60,537 | $239,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 6,737 | $238,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 23,778 | $238,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 32,977 | $237,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 15,620 | $237,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 7,142 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 5,341 | $236,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 6,738 | $235,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 23,736 | $235,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,700 | $234,000 | thousands by filing date | put |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 6,488 | $234,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 7,600 | $234,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 50,633 | $234,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 23,700 | $234,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,468 | $233,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 4,583 | $233,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,000 | $233,000 | thousands by filing date | call |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 5,295 | $233,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 21,705 | $233,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 9,000 | $232,000 | thousands by filing date | put |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 23,171 | $232,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 16,074 | $231,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,704 | $231,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 9,349 | $231,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,231 | $231,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,468 | $231,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 22,755 | $231,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,304 | $230,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 6,546 | $230,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 56,141 | $230,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 22,730 | $230,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 22,712 | $230,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 22,640 | $230,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,065 | $229,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 23,082 | $229,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 37,769 | $228,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,212 | $228,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,100 | $227,000 | thousands by filing date | put |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 4,365 | $227,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 14,982 | $227,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,750 | $227,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,666 | $226,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 55,704 | $226,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 4,682 | $226,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,906 | $225,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,179 | $225,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,712 | $224,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 15,686 | $224,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 3,626 | $224,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,556 | $224,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 22,956 | $224,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 26,658 | $223,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,242 | $223,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,798 | $223,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 22,609 | $223,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 9,847 | $222,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 22,638 | $222,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 8,154 | $221,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 22,124 | $221,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 14,739 | $220,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,111 | $220,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 62,814 | $218,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 21,128 | $218,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 29,810 | $217,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,000 | $217,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 14,124 | $217,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 21,675 | $217,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 9,401 | $216,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 8,726 | $216,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 21,521 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 7,240 | $215,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,765 | $215,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 21,457 | $215,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 9,806 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,340 | $214,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,375 | $214,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,316 | $214,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 19,043 | $214,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 21,140 | $214,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 21,552 | $214,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 21,363 | $214,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 55,894 | $213,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 21,355 | $213,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 8,400 | $212,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 2,178 | $212,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 21,436 | $212,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,042 | $211,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8,938 | $211,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,721 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,820 | $211,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 21,147 | $211,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 23,681 | $211,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 11,307 | $210,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 21,242 | $210,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,639 | $209,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8,010 | $209,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 201,284 | $209,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 20,378 | $209,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 16,558 | $208,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 8,637 | $208,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 9,492 | $208,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,316 | $207,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 9,347 | $207,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 4,534 | $207,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,870 | $207,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 21,085 | $207,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 20,477 | $206,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 18,812 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 8,872 | $206,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 17,205 | $206,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,157 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,517 | $205,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115208 | UNIT 07/25/2027 | 20,294 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 8,076 | $204,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 7,268 | $203,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 4,053 | $203,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 29,015 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,154 | $203,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 20,129 | $203,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,027 | $202,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 14,032 | $202,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 18,957 | $202,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 15,474 | $201,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 3,349 | $201,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 112,993 | $201,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 13,034 | $201,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 19,721 | $201,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 20,069 | $201,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 5,735 | $200,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 4,916 | $200,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 19,992 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,647 | $199,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 8,976 | $199,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 19,383 | $199,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 14,586 | $199,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 8,424 | $199,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 20,000 | $199,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 20,193 | $199,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,900 | $198,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 15,592 | $198,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,237 | $198,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,854 | $198,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 19,578 | $198,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-005892 | this filing | 2021-05-12 | acceptance time not in the bulk data set |