13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 9,111 holding rows worth $301,326,333,000.
- Accession
- 0000950123-21-005892
- Filer
- CIK 1610520
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 14,864 entries on the cover page, a total value of $301,326,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,326,396,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 131,056 | $1,286,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 25,386 | $1,284,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 713,544 | $1,284,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 45,000 | $1,282,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 65,859 | $1,281,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 27,882 | $1,280,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 21,799 | $1,280,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 112,030 | $1,277,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 15,544 | $1,275,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 45,414 | $1,275,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 36,135 | $1,271,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 46,900 | $1,271,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 69,133 | $1,271,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 340,334 | $1,266,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 18,882 | $1,263,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 30,176 | $1,263,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 14,791 | $1,261,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 235,023 | $1,260,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 50,282 | $1,256,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 56,688 | $1,256,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 62,363 | $1,256,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 75,919 | $1,256,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 18,453 | $1,255,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 68,700 | $1,254,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 118,300 | $1,254,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 27,384 | $1,254,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 55,514 | $1,254,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 59,271 | $1,253,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 25,111 | $1,250,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 28,770 | $1,250,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 94,158 | $1,248,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 14,000 | $1,248,000 | thousands by filing date | call |
| Leslie's Inc | 527064109 | Common Stock | 50,938 | $1,247,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 16,261 | $1,247,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 375,253 | $1,246,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 305,802 | $1,245,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 32,280 | $1,244,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 137,367 | $1,243,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 60,000 | $1,240,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 52,379 | $1,239,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 61,002 | $1,239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 34,611 | $1,239,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 59,023 | $1,236,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 37,066 | $1,235,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 14,753 | $1,235,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 22,488 | $1,235,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 15,900 | $1,229,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,033 | $1,229,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 138,395 | $1,226,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 42,200 | $1,226,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 122,509 | $1,226,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 99,681 | $1,225,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 17,302 | $1,223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 7,753 | $1,221,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 30,000 | $1,219,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 25,570 | $1,217,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 90,768 | $1,216,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 78,477 | $1,214,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 101,217 | $1,213,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 47,651 | $1,212,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 24,081 | $1,211,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 87,714 | $1,211,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 36,129 | $1,210,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 20,000 | $1,210,000 | thousands by filing date | call |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 22,410 | $1,209,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 17,100 | $1,209,000 | thousands by filing date | call |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 46,812 | $1,209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 10,459 | $1,209,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 11,529 | $1,208,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 152,377 | $1,208,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 28,172 | $1,208,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62,684 | $1,208,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 27,752 | $1,207,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 31,000 | $1,204,000 | thousands by filing date | call |
| FRONTDOOR INC COM | 35905A109 | Stock | 22,351 | $1,202,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 9,113 | $1,202,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 21,391 | $1,202,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 276,145 | $1,201,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 50,000 | $1,201,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 297,930 | $1,195,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 54,070 | $1,194,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 24,359 | $1,193,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 142,260 | $1,193,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 18,180 | $1,191,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 28,920 | $1,190,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 107,462 | $1,184,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 151,443 | $1,184,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 25,683 | $1,182,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 78,700 | $1,181,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 49,466 | $1,176,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 68,569 | $1,176,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,703 | $1,175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 37,290 | $1,175,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 115,540 | $1,174,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 25,007 | $1,170,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 90,067 | $1,170,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 96,922 | $1,168,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 13,912 | $1,167,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 86,687 | $1,164,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 26,614 | $1,164,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 45,680 | $1,162,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 41,428 | $1,161,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 55,943 | $1,159,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 220,006 | $1,157,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 19,109 | $1,156,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 44,573 | $1,154,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 18,182 | $1,151,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 51,517 | $1,148,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 36,626 | $1,146,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 48,106 | $1,146,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 22,766 | $1,144,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,400 | $1,143,000 | thousands by filing date | put |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 68,100 | $1,143,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 25,018 | $1,142,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 115,000 | $1,141,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 43,644 | $1,140,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 11,347 | $1,140,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 153,910 | $1,140,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 11,083 | $1,138,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 62,190 | $1,138,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 47,479 | $1,136,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 26,458 | $1,135,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 48,875 | $1,135,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 211,455 | $1,135,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 49,977 | $1,134,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 31,744 | $1,134,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 45,605 | $1,133,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 54,849 | $1,130,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 19,662 | $1,130,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 82,212 | $1,129,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 209,237 | $1,126,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 45,910 | $1,125,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 117,782 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 15,323 | $1,124,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 147,147 | $1,123,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 73,641 | $1,122,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 596,247 | $1,121,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 18,500 | $1,119,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 19,823 | $1,117,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 371,711 | $1,112,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 12,306 | $1,112,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,768 | $1,111,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 328,281 | $1,111,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 33,471 | $1,110,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 24,991 | $1,109,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 73,764 | $1,108,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 14,273 | $1,108,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 13,545 | $1,108,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 10,468 | $1,106,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 75,000 | $1,106,000 | thousands by filing date | put |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 35,000 | $1,105,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 54,253 | $1,105,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 105,434 | $1,105,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 78,761 | $1,105,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 135,370 | $1,104,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 103,719 | $1,104,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 41,823 | $1,103,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 38,331 | $1,103,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 509,901 | $1,102,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 14,425 | $1,100,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,800 | $1,099,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 32,061 | $1,098,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 254,600 | $1,097,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 22,870 | $1,097,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 30,786 | $1,096,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 198,557 | $1,094,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 68,919 | $1,088,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 35,000 | $1,087,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 22,818 | $1,084,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 93,225 | $1,081,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 100,000 | $1,079,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 314,749 | $1,076,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 32,121 | $1,075,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 17,500 | $1,072,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 7,217 | $1,070,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 35,471 | $1,069,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 55,707 | $1,068,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 334,359 | $1,066,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 58,271 | $1,064,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 15,607 | $1,063,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 29,500 | $1,062,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 99,096 | $1,062,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 47,070 | $1,062,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 93,062 | $1,061,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 87,774 | $1,060,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 41,642 | $1,060,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 128,552 | $1,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 9,774 | $1,059,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 115,356 | $1,056,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 7,596 | $1,055,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 70,182 | $1,055,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 25,073 | $1,054,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 75,392 | $1,053,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 31,942 | $1,052,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 62,585 | $1,051,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 73,300 | $1,049,000 | thousands by filing date | call |
| SELECTQUOTE INC | 816307300 | COM | 35,558 | $1,049,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 43,189 | $1,048,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 111,358 | $1,048,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 30,907 | $1,047,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 12,676 | $1,045,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 44,697 | $1,045,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 54,349 | $1,043,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 173,301 | $1,043,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 58,758 | $1,042,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 34,282 | $1,042,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 119,599 | $1,042,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 130,952 | $1,041,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,000 | $1,040,000 | thousands by filing date | call |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 17,147 | $1,034,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 49,365 | $1,033,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 49,152 | $1,033,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 102,955 | $1,032,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 25,947 | $1,029,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,210 | $1,029,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 11,300 | $1,027,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 9,925 | $1,027,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 89,974 | $1,027,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 20,407 | $1,026,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 6,932 | $1,026,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 312,250 | $1,018,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 29,585 | $1,015,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 32,487 | $1,015,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 50,782 | $1,014,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 69,772 | $1,013,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 44,769 | $1,013,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 105,045 | $1,012,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 14,100 | $1,010,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 49,959 | $1,009,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 24,717 | $1,009,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 57,093 | $1,009,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 32,442 | $1,008,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 22,878 | $1,007,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 74,014 | $1,006,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 176,830 | $1,006,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 25,021 | $1,006,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 37,706 | $1,006,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 189,725 | $1,006,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 45,331 | $1,005,000 | thousands by filing date | call |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 37,404 | $1,004,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 19,984 | $1,003,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 108,041 | $1,003,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 10,000 | $1,002,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 30,139 | $1,002,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 110,700 | $1,000,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 42,731 | $1,000,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 43,009 | $1,000,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 22,456 | $999,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 188,084 | $998,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 66,604 | $995,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 17,127 | $994,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 24,195 | $993,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 94,537 | $992,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 23,954 | $991,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 198,572 | $989,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 41,569 | $989,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 25,442 | $989,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 7,673 | $988,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 102,581 | $987,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 28,001 | $987,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,184 | $986,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 94,300 | $986,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 9,349 | $985,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 9,449 | $984,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 114,341 | $984,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 36,780 | $982,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 32,491 | $978,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 43,465 | $978,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 216,831 | $978,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 97,506 | $976,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 162,690 | $976,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 30,842 | $976,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 50,000 | $976,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 55,683 | $972,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 45,802 | $972,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 39,939 | $971,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 142,365 | $971,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 21,575 | $971,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 185,757 | $970,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 23,304 | $970,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 48,700 | $970,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 21,600 | $970,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 22,336 | $968,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100,000 | $966,000 | thousands by filing date | call |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 21,400 | $966,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 24,602 | $966,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 18,897 | $966,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 49,003 | $966,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 13,833 | $965,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 152,893 | $965,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 32,277 | $961,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 27,216 | $961,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 96,083 | $961,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 95,370 | $960,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 27,616 | $960,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 222,500 | $959,000 | thousands by filing date | call |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 15,244 | $959,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 9,070 | $959,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 14,577 | $959,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 86,048 | $959,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 15,567 | $958,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 62,971 | $958,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 40,175 | $958,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 39,400 | $957,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 10,300 | $957,000 | thousands by filing date | call |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 14,284 | $957,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 17,935 | $957,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 10,090 | $956,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 66,810 | $953,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 43,389 | $952,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 15,760 | $951,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 7,200 | $949,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 16,773 | $949,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 13,046 | $948,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 129,334 | $948,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 12,144 | $946,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 21,969 | $946,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 25,591 | $945,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 111,251 | $945,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 105,547 | $943,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 100,125 | $943,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 138,805 | $942,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 23,775 | $940,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 14,748 | $939,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 12,445 | $938,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 29,406 | $936,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 7,089 | $936,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 95,235 | $936,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 50,305 | $935,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 34,573 | $931,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 35,692 | $931,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,000 | $930,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 24,538 | $930,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 22,156 | $930,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 21,447 | $930,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 64,181 | $929,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 19,340 | $928,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 22,510 | $927,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 28,181 | $927,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 14,791 | $927,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 57,183 | $926,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 40,566 | $925,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 162,384 | $924,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 38,960 | $921,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 33,200 | $921,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 37,309 | $920,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,052 | $920,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 73,191 | $920,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 30,600 | $919,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,648 | $919,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 31,070 | $918,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 7,100 | $915,000 | thousands by filing date | put |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 32,874 | $915,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 37,232 | $914,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 306,000 | $912,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 43,054 | $910,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 116,996 | $908,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,556 | $906,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 86,399 | $906,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 22,484 | $905,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 16,885 | $905,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 41,990 | $905,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 70,065 | $905,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 56,337 | $904,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 159,592 | $903,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 46,942 | $903,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 9,900 | $902,000 | thousands by filing date | put |
| AARONS CO INC | 00258W108 | COM | 34,984 | $898,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 161,128 | $898,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 52,881 | $897,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 44,955 | $897,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 144,010 | $897,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 17,798 | $896,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 21,666 | $895,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 62,400 | $895,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 20,592 | $893,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 25,000 | $890,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 96,849 | $890,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 72,383 | $890,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 21,279 | $888,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 36,258 | $888,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 13,878 | $887,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 58,051 | $887,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 21,981 | $885,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 8,972 | $885,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 72,406 | $885,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 21,193 | $885,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 10,435 | $884,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 31,905 | $884,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 8,951 | $879,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 156,961 | $879,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 196,518 | $878,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 66,877 | $877,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 19,014 | $877,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 100,560 | $875,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 39,538 | $874,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 30,499 | $873,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,000 | $873,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 9,910 | $873,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 12,751 | $871,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 9,363 | $869,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 21,880 | $865,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 62,931 | $863,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 17,118 | $861,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 57,610 | $861,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 80,874 | $859,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 8,934 | $859,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 22,114 | $859,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 22,789 | $859,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 45,052 | $859,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 56,598 | $859,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 26,990 | $858,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 36,267 | $858,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 60,080 | $858,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 313,644 | $853,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 8,644 | $852,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 34,858 | $852,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 67,631 | $851,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 88,966 | $851,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 66,555 | $851,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 11,841 | $849,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,500 | $843,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 282,700 | $842,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 764,903 | $841,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 30,460 | $840,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 63,766 | $839,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 60,517 | $838,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 34,745 | $837,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 15,295 | $837,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,197 | $836,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 20,906 | $836,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 13,613 | $835,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 18,189 | $834,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 23,349 | $834,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 23,430 | $831,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 32,671 | $831,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 28,609 | $830,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 31,726 | $829,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 14,751 | $828,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 74,288 | $827,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 56,441 | $827,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 22,943 | $826,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 33,836 | $825,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 144,600 | $823,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 40,149 | $823,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 13,341 | $822,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,500 | $822,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 39,627 | $821,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 30,122 | $819,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 27,356 | $819,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 359,425 | $819,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 18,494 | $818,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 10,876 | $818,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,300 | $817,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 46,488 | $817,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 147,667 | $817,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 13,376 | $815,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 57,772 | $815,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 16,964 | $815,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 26,966 | $813,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 142,289 | $811,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 166,715 | $811,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 17,125 | $811,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 101,300 | $809,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 525,334 | $808,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 22,013 | $807,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 20,771 | $806,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 46,289 | $805,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 106,657 | $805,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 83,604 | $803,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 58,100 | $800,000 | thousands by filing date | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 30,779 | $798,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 19,565 | $798,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 12,143 | $797,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 24,880 | $796,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 31,612 | $795,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 83,130 | $795,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 83,375 | $795,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 36,287 | $794,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 19,357 | $791,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 12,397 | $789,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 25,050 | $789,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 98,318 | $787,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 109,488 | $787,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 74,754 | $786,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 26,856 | $786,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 38,890 | $786,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 77,920 | $786,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 109,956 | $786,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 108,325 | $786,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 10,409 | $784,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 84,883 | $784,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 14,807 | $781,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 31,698 | $777,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 4,985 | $777,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 26,000 | $776,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 14,242 | $776,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 37,438 | $776,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 14,406 | $775,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 18,080 | $775,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-005892 | this filing | 2021-05-12 | acceptance time not in the bulk data set |