13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 9,111 holding rows worth $301,326,333,000.
- Accession
- 0000950123-21-005892
- Filer
- CIK 1610520
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 14,864 entries on the cover page, a total value of $301,326,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,326,396,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,939 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J200 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares VIX Short-Term | 74347W171 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUENTAS INC | 229794110 | *W EXP 02/04/202 | 449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 1,986 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mid-Southern Bancorp | 59548Q107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P579 | FTSE SOUTH AFR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E304 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863124 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSU ACQUISITION CORP III | 457817104 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDOC ACQUISITION CORP | G4000A136 | COM | 427 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E731 | CABANA TARGET 5 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 1,646 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 1,295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 466 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMS & HERS HEALTH INC | 433000114 | *W EXP 01/20/202 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 0 | 39947R112 | 0 | 274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 23,657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 1,614 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYNERGISTEK INC | 23258P105 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 896 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REE AUTOMOTIVE LTD- A | 88025V115 | WARRANT | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 458 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NESCO HLDGS INC | 64083J104 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 626 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTION ACQUISITION CORP | 61980M115 | *W EXP 10/02/202 | 427 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOUNTAIN CREST ACQUSTN CORP | 62402D113 | RIGHT 04/07/2022 | 1,280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMLES TR | 291361509 | PROTECTIVE ALCTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 2,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOCUST WALK ACQUISITION CORP | 54015L111 | *W EXP 12/31/202 | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 1,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 976 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-005892 | this filing | 2021-05-12 | acceptance time not in the bulk data set |